State v. Roberts

Decision Date08 March 2019
Docket NumberNo. 117,450,117,450
Citation435 P.3d 1149,309 Kan. 420
Parties STATE of Kansas, Appellee, v. Leslie H. ROBERTS, Jr., Appellant.
CourtKansas Supreme Court

Gerald E. Wells, of Jerry Wells Attorney-at-Law, of Lawrence, was on the brief for appellant.

Brandon L. Jones, county attorney, and Derek Schmidt, attorney general, were on the brief for appellee.

The opinion of the court was delivered by Beier, J.:

This is an appeal from summary denial of a motion to correct illegal sentence filed by defendant Leslie H. Roberts, Jr. Roberts now concedes summary denial was appropriate, but he raises a new challenge to his sentence on this appeal, arguing that the handling of his pre-plea competency issue deprived the district court of jurisdiction to sentence him. We reject this new claim and affirm the denial of the motion to correct illegal sentence.

FACTS AND PROCEDURAL BACKGROUND

Roberts was sentenced to a hard 25 life sentence after pleading no contest to rape of a child under the age of 14 in violation of K.S.A. 21-3502(a)(2). This court affirmed Roberts' sentence in State v. Roberts , 293 Kan. 1093, 272 P.3d 24 (2012).

Roberts filed a pro se motion to correct illegal sentence years later. He asserted that he had never admitted he was older than 18 or that the victim was under the age of 14 at the time of the crime, undercutting sentence-enhancing elements that had not been submitted to a jury and proved beyond a reasonable doubt. The district court judge dismissed Roberts' motion without appointment of counsel or holding a hearing; the judge determined that the record established Roberts' and the victim's ages at the time of the crime. See Makthepharak v. State , 298 Kan. 573, 576, 314 P.3d 876 (2013) (when presented with motion to correct illegal sentence, district court should conduct initial examination of the motion to determine if it raises substantial issues of law or fact).

On this appeal, Roberts concedes the district judge's ruling was correct on the age issue, but he asserts he is nevertheless entitled to relief. Roberts now argues that K.S.A. 22-3302(1) procedures for determining defendant competency were not followed before he entered his plea, depriving the court of jurisdiction to sentence him. See State v. Samuel , 309 Kan. 155, 157, 432 P.3d 666 (2019) (sentence pronounced without jurisdiction illegal).

After Roberts' prosecution was launched in early 2010, defense counsel Craig Cole requested a determination of Roberts' competency. Cole stated that he had "serious concerns about [Roberts'] ability to understand the charges and help with his defense." The district judge ordered an evaluation to determine competency.

The results of the evaluation were filed with the court in the form of a letter from the psychologist who had performed it. The psychologist determined "that Mr. Roberts is competent to stand trial in that he understands the nature and purpose of the proceedings against him, and has the ability to work with an attorney to make a defense." The psychologist advised, however, that the court should take into consideration some "special concerns" to maintain Roberts' competency throughout the proceedings. Specifically, the psychologist advised that Roberts was "a non-reader and ha[d] a low to borderline intellectual level of functioning."

The court acknowledged the evaluation in open court before moving on to rescheduling of Roberts' preliminary hearing.

"THE COURT: This matter had been set for preliminary hearing. ... There was an issue regarding competency. There has now been an evaluation conducted by the Southeast Kansas Mental Health Center. Did you receive a copy of that Mr. Cole?
"MR. COLE: I did, Your Honor.
"THE COURT: Is the matter ready to be set for preliminary hearing today?
"MR. COLE: I believe that's correct."

Roberts ultimately waived his preliminary hearing and entered his no contest plea based on an agreement with the State. At the plea hearing, Cole acknowledged the previously expressed concerns over Roberts' lack of reading ability and informed the court that he had gone over the plea agreement "line by line with him." After the district judge was satisfied Roberts understood the consequence of the plea and the rights he was giving up through a colloquy, the judge asked Cole whether he believed his client's plea was freely and voluntarily given.

"MR. COLE: I do, Your Honor. He's told me numerous occasions he does not want a jury trial.
"THE COURT: You don't have any questions regarding his competency any further at this point?
"MR. COLE: Your Honor, there were some issues and as [a] result of those issues I did file a motion to have his competency determined and I'm not a doctor but uh, it was determined that he was competent and I haven't found evidence that he's incompetent during my representation of him.
"THE COURT: You think he understood the plea and the tender of the no contest plea that he signed off on?
"MR. COLE: I believe he understands that, yes, Your Honor."
DISCUSSION

Whether a sentence is illegal within the meaning of the statute is a question of law over which appellate courts have unlimited review. Samuel , 309 Kan. at 157, 432 P.3d 666.

Although an illegal sentence may be corrected any time, "the circumstances under which a sentence is deemed illegal for K.S.A. 22-3504 purposes are ‘narrowly and specifically defined.’ " Samuel , 309 Kan. at 157, 432 P.3d 666. When Roberts filed his motion in 2016, Kansas caselaw defined "illegal sentence" as

" (1) a sentence imposed by a court without jurisdiction; (2) a sentence that does not conform to the applicable statutory provision, either in the character or the term of authorized punishment; or (3) a sentence that is ambiguous with respect to the time and manner in which it is to be served.’ " State v. Warrior, 303 Kan. 1008, 1009-10, 368 P.3d 1111 (2016).

The Legislature has since incorporated this judicial definition of an illegal sentence into the current version of K.S.A. 2017 Supp. 22-3504(3). L. 2017, ch. 62, § 9; see Samuel , 309 Kan. at 157, 432 P.3d 666.

In State v. Ford , 302 Kan. 455, 353 P.3d 1143 (2015), this court addressed the distinction between procedural and substantive competency claims. "A procedural competency claim is based on a district court's alleged failure to hold a competency hearing or an adequate competency hearing." 302 Kan. 455, Syl. ¶ 3, 353 P.3d 1143. In contrast, a "substantive competency claim is founded on the allegation that an individual was tried and convicted while, in fact, incompetent." 302 Kan. 455, Syl. ¶ 3, 353 P.3d 1143.

A merely procedural failure to comply with the competency statute, K.S.A. 2017 Supp....

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5 cases
  • State v. Blansett
    • United States
    • Kansas Supreme Court
    • March 8, 2019
  • State v. Gales
    • United States
    • Kansas Supreme Court
    • December 4, 2020
    ...of review Whether a sentence is illegal is a question of law over which appellate courts have unlimited review. State v. Roberts , 309 Kan. 420, 422, 435 P.3d 1149 (2019) ; see also State v. Wetrich , 307 Kan. 552, 555, 412 P.3d 984 (2018) ("Classification of prior offenses for criminal his......
  • State v. Sheets
    • United States
    • Kansas Court of Appeals
    • July 16, 2021
    ...to make it lawful while the defendant is still serving the sentence. See K.S.A. 2020 Supp. 22-3504(a), (c) ; State v. Roberts , 309 Kan. 420, 422, 435 P.3d 1149 (2019). Even then, though, the terms of the sentence must be announced from the bench, not added in a later document. See State v.......
  • State v. Parks
    • United States
    • Kansas Supreme Court
    • December 4, 2020
    ...illegal within the meaning of the statute is a question of law over which appellate courts have unlimited review. State v. Roberts , 309 Kan. 420, 422, 435 P.3d 1149 (2019). The penalty parameters for any criminal offense are fixed as of the date the offense is committed. State v. Keel , 30......
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