State v. Williams

Decision Date23 December 1976
Docket NumberNo. 44158,44158
Citation87 Wn.2d 916,557 P.2d 1311
PartiesThe STATE of Washington, Petitioner, v. Michael D. WILLIAMS, Respondent.
CourtWashington Supreme Court

Guy M. Glenn, Pros. Atty. for Pacific County, South Bend, for petitioner.

Hoff & Cross, Neil J. Hoff, Tacoma, for respondent.

UTTER, Associate Justice.

This court granted a petition to review a decision of the Court of Appeals (State v. Williams, 14 Wash.App. 803, 545 P.2d 572 (1976)). That decision reversed the conviction of Michael D. Williams for assault in the first degree and dismissed the information on the grounds that the trial was not held in a timely fashion and that the defendant had not waived his right to a speedy trial. We affirm the Court of Appeals on both grounds.

On April 12, 1974, Michael Williams was arrested and brought before a district court judge for his preliminary appearance hearing. On that date, counsel was appointed, bail set and he was bound over for trial to superior court. Fifty-five days after his initial appearance, on June 6, the defendant was arraigned in superior court and entered a plea of not guilty. After conferring with counsel, he also signed a document on June 6th waiving his right to be tried within 90 days. The defendant had, at that time, been in custody since the day of his arrest. No date was set for trial. (His attorney of record at that time did not represent him at trial or on this appeal.)

On June 10, the 59th day after his arrest, following two suicide attempts, the defendant was placed involuntarily under a civil commitment in Western State Hospital for a 72-hour observation stay pursuant to RCW 71.05.150. 1 Following the expiration of the 72-hour period, further confinement could have been ordered, if warranted, by holding an additional probable cause hearing and the entry of an order. RCW 71.05.200, .230 and .240. Such a hearing was not held, however. On June 24, an order committing the defendant to Western State Hospital for a period not to exceed 15 days for the purpose of determining competency to stand trial was entered by the superior court. The defendant remained in the hospital until June 30, 79 days after his initial appearance, at which time he was released on personal recognizance. Nothing appears in the record to explain by what authority the defendant was in custody at the hospital from June 13, when his 72-hour detention under the civil commitment expired, to June 24, the date of his commitment to determine competency. The defendant moved to dismiss his case on July 30, 1974, 109 days after the initial appearance for noncompliance with CrR 3.3. That motion was denied and trial began on the same day.

The first question on appeal is whether defendant's right to a speedy trial, as implemented by CrR 3.3 was violated. 2 CrR 3.3(b) requires a criminal charge to be brought to trial within 90 days following the preliminary appearance. Where the defendant has been unable to obtain pretrial release, however, CrR 3.3(c) requires his trial within 60 days of the preliminary appearance. Violation of either provision requires dismissal of the charge. CrR 3.3(f). The defendant's justice court appearance commenced the running of the time limit. State v. Parmele, 87 Wash.2d 139, 550 P.2d 536 (1976).

There are excluded periods provided by rule CrR 3.3(d). Those relevant to this proceeding are CrR 3.3(d)(1), 'all proceedings relating to the competency of the defendant to stand trial,' and arguably, CrR 3.3(d)(5), 'delay resulting from the absence of the defendant.' The 7 days the defendant was confined from June 24 to 30 are excludable by virtue of CrR 3.3(d)(1). During that time the defendant was confined to the hospital pursuant to RCW 10.77.060 for the express purpose of determining his competency to stand trial. This is the only time clearly excludable by the rules. The exclusion provided for by CrR 3.3(d) (1), by its terms, relates to only competency proceedings and cannot be used as a basis for exclusion of the period of civil commitment or any other time during which the defendant was held for other than competency hearings. State v. Cuzick, 13 Wash.App. 896, 538 P.2d 862 (1975); State v. Setala, 13 Wash.App. 604, 536 P.2d 176 (1975). See Jackson v. Indiana, 406 U.S. 715, 92 S.Ct. 1845, 32 L.Ed.2d 435 (1972), and Commonwealth v. Harris, 431 Pa. 114, 243 A.2d 408 (1968).

State v. Bloomstrom, 12 Wash.App. 416, 529 P.2d 1124 (1974), Pet. for review denied, 85 Wash.2d 1009 (1975), is not necessarily in conflict with this holding. There, a period necessary to evaluate the defendant, after he had entered a plea of not guilty by reason of insanity, was held excludable. Bloomstrom's confinement was not to determine his competency to stand trial and therefore did not automatically stay the application of the rule. The court, however, apparently relied on continuances granted by the court pursuant to CrR 3.3(e) in holding the time of his confinement to be excluded under the rule.

The defendant was not 'absent' within the meaning of CrR 3.3(d)(5). The Washington Proposed Rules of Criminal Procedure (1971) indicate that the American Bar Association Project on Minimum Standards for Criminal Justice--Standards Relating to Speedy Trial § 2.3 (Approved Draft, 1968) served as a basis for the section. The American Bar Association draft indicated '(a) defendant should be considered absent whenever his whereabouts are unknown and in addition he is attempting to avoid apprehension or prosecution or his whereabouts cannot be determined by due diligence.' 3 The defendant's whereabouts were known during his entire confinement at Western State Hospital. The action of a county health officer was, in fact, the cause of his involuntary commitment.

There is, in addition, no showing that his presence could not be attained or that the county made any effort to seek his return for a trial. There is an affirmative duty on the trial court to furnish a record of reasons for failure to comply with the time limits of the rules. The need for this is twofold: first, to furnish a basis for appellate review of discretion; and, second, to articulate facts upon which the court acts so appellate review can lead to precedential guidelines as to what factors justify delay. State v. Jack, 87 Wash.2d 467, 553 P.2d 1347 (1976); State v. Espeland, 13 Wash.App. 849, 537 P.2d 1041 (1975). This was not done here.

The state argues that even if defendant was not brought to trial within time limits of the rule, he nonetheless waived his rights to a speedy trial. The defendant may waive his right to a speedy trial explicitly or by failure to move for dismissal prior to trial. State v. Williams,85 Wash.2d 29, 530 P.2d 225 (1975). The right to a speedy trial is a fundamental right. Klopfer v. North Carolina, 386 U.S. 213, 87 S.Ct. 988, 18 L.Ed.2d 1 (1967). Courts indulge every reasonable presumption against the waiver of such rights. Little v. Rhay, 8 Wash.App. 725, 509 P.2d 92 (1973); Johnson v. Zerbst, 304 U.S. 458, 58 S.Ct. 1019, 82 L.Ed. 1461 (1938).

Respondent signed a waiver of his rights, on the 55th day of confinement, to be tried within 90 days. He was then in custody and the 90-day provision, however, did not apply. CrR 3.3(c). The superior court record and the waiver document itself are silent with respect to the details of the defendant's waiver of his right to be tried within 60 days. There is no indication the defendant or his counsel had knowledge of the existence of the 60-day rule nor is there a showing of a knowing waiver with regard to the defendant's rights under this rule. Waiver of a fundamental right cannot be assumed from a silent record. Barker v. Wingo, 407 U.S. 514, 92 S.Ct. 2182, 33 L.Ed.2d 101 (1972); See also, State v. Williams, supra, 85 Wash.2d at 31--32, 530 P.2d 225. The defendant is not bound by the decision or default of his counsel at a time when he did not comprehend his rights. Humphrey v. Cady, 405 U.S. 504, 92 S.Ct. 1048, 31 L.Ed.2d 394 (1972).

The Court of Appeals was 'unwilling to presume that on June 6 Williams either (1) was aware that CrR 3.3(c) required the State to commence a trial within five days or (2) did acquiesce in a waiver of the mandatory dismissal provision.' State v. Williams, 14 Wash.App. 803, 807, 545 P.2d 572, 575 (1976). We agree and order the judgment reversed with directions to dismiss the information.

STAFFORD,...

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