Stephanidis v. Yale University, Civ. No. N-83-64(AHN).

Decision Date30 July 1986
Docket NumberCiv. No. N-83-64(AHN).
Citation652 F. Supp. 110
PartiesMarkos STEPHANIDIS v. YALE UNIVERSITY.
CourtU.S. District Court — District of Connecticut

Lorraine W. Osborne, Goldman, Rosen & Willinger, P.C., Bridgeport, Conn., for plaintiff.

Patrick M. Noonan, Wiggin & Dana, New Haven, Conn., for defendant.

RULING ON DISMISSAL AND JUDGMENT

NEVAS, District Judge.

Plaintiff Markos Stephanidis commenced this action pro se in February 1983 alleging that Yale University ("Yale") discriminated against him on the basis of his handicap and age in dismissing him as a student in the Graduate English Department in 1967 and in denying him readmission in 1975 and again in 1981. Plaintiff also claimed that Yale committed medical malpractice in failing to properly treat his alleged mental illness in 1966-1967.

Two claims have survived the granting of Yale's motion for partial summary judgment and motion to dismiss and to strike. This action has been reduced to whether Yale, in denying plaintiff's application for admission to the Graduate English Department in 1981, discriminated against plaintiff on the basis of his alleged handicap in violation of the Rehabilitation Act of 1973 ("Rehabilitation Act"), 29 U.S.C. Section 794 (count one), and his age in violation of the Age Discrimination Act of 1975 ("ADA"), 42 U.S.C. Section 6101 et seq. (count two).*

In accordance with the ruling granting Yale's motion to dismiss and to strike the amended complaint, an evidentiary hearing was held on July 24, 1986, to establish whether plaintiff could properly invoke the nondiscrimination provisions of the Rehabilitation Act and the ADA. See 29 U.S.C. Section 794; 42 U.S.C. Section 6102. Plaintiff was provided the opportunity to prove that the entity from which he claims he has been discriminatorily excluded — the English Department, was a recipient of federal financial assistance within the meaning of the two acts' program-specific requirement as interpreted by the Supreme Court in Grove City College v. Bell, 465 U.S. 555, 570-74, 104 S.Ct. 1211, 1219-21, 79 L.Ed.2d 516 (1984) (receipt of federal funds does not trigger institutional-wide coverage under Title IX), and later in United States Department of Transportation v. Paralyzed Veterans of America, ___ U.S. ___, ___, 106 S.Ct. 2705, 2711, 91 L.Ed.2d 494 (1986). See also Chaplin v. Consolidated Edison Company of New York, Inc., 628 F.Supp. 143, 145 (S.D.N.Y.1986) (receipt of federal funds for training does not trigger company-wide application of Rehabilitation Act); Zangrillo v. Fashion Institute of Technology, 601 F.Supp. 1346, 1352 (S.D.N. Y.1985).

Hearing

At the hearing, the only witness to testify was Mrs. Alice Oliver, Yale's Assistant Director for Federal Grants and Contracts. Since 1980, Mrs. Oliver has been responsible for overseeing the processing and awarding of outside funds provided to all departments at Yale, except Yale's Medical School. The outside funds include grants from the United States government. Her uncontroverted testimony was that, based upon her review of Yale's grant records in preparation for the hearing, the English Department has not received any federal financial assistance.

Mrs. Oliver explained that several members of the English Department have, however, received federal funds to participate in Yale's Summer Program. See Defendant's Exhibit 12 (seven Summer Program federal grants). The Summer Program is a separate department of Yale, functioning during the summer months when Yale is in recess. The Summer Program is sponsored financially by the National Endowment for the Humanities to provide seminars for high school teachers and college professors on various subjects in the humanities. The seminars do not involve Yale graduate students. The federal grant money is used to pay the attendees as well as cover their travel, room and board expenses, to pay the participating Yale faculty members a six week salary, and to pay the cost associated with running the program. The Summer Program Office administers the federal grants.

Mrs. Oliver testified further that the Summer Program has no involvement with the English Department. Each are in different buildings and each uses different support staff. The English Department neither supervises nor administers the federal grants. The federal grants are not received by the English Department and do not affect its budget.

In addition, Yale's federal grant records reflect that none of the federal grants administered by the Summer Program were in effect in 1981. Plaintiff applied to and was rejected by the Graduate English Department in the first few months of 1981.

Dismissal

After hearing Mrs. Oliver's testimony, the court found that absolutely no evidence was produced to warrant a finding that Yale's English Department was a recipient of federal financial assistance. Based upon that finding, plaintiff could not meet his threshold burden that the specific program which allegedly discriminated against him received federal financial assistance. Thus, the nondiscrimination provisions of the Rehabilitation Act and the ADA were held inapplicable.

Furthermore, as Yale argued, if the Yale Summer Program federal grants, which were used in small part to pay a few members of the English Department faculty for teaching summer seminars, trigger the application of the Rehabilitation Act and the ADA in this case, then the acts would be applicable only during the period in which federal financial assistance was being extended. See Greater Los Angeles Council of Deafness v. Zolin, 607 F.Supp. 175, 180-81 (D.Cal.1984); Bachman v. American Society of Clinical Pathologists, 577 F.Supp. 1257, 1260-61 (D.N.J. 1983) (compliance with Rehabilitation Act is for the period which federal financial assistance is extended). See also 45 C.F.R....

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6 cases
  • Liddy v. Cisneros
    • United States
    • U.S. District Court — Southern District of New York
    • May 25, 1993
    ...discrimination on the basis of handicap by any program or activity receiving federal financial assistance. See Stephanidis v. Yale University, 652 F.Supp. 110, 113 (D.Conn.1986), aff'd, 814 F.2d 654 (2d Cir.1987). Section 504 provides in relevant No otherwise qualified individual with handi......
  • Rannels v. Hargrove
    • United States
    • U.S. District Court — Eastern District of Pennsylvania
    • February 20, 1990
    ...of funds. 45 C.F.R. § 90.50(a) (1988). These provisions would be unnecessary were there no private cause of action. See Stephanidis v. Yale Univ., 652 F.Supp. 110, 112 n.* (D.Conn.1986) (presence of private cause of action supported by regulations), aff'd mem., 814 F.2d 654 (2d Cir. 1987). ......
  • Hamilton v. Illinois Cent. R. Co.
    • United States
    • U.S. District Court — Southern District of Mississippi
    • August 9, 1995
    ...financial assistance during the time period in which the alleged discriminatory conduct took place. See, e.g., Stephanidis v. Yale University, 652 F.Supp. 110, 113 (D.Conn.1986), aff'd, 814 F.2d 654 (2d Cir.1987) (dismissing Rehabilitation Act claim because Defendant did not receive federal......
  • Pfeifer v. Marion Center Area School Dist.
    • United States
    • U.S. District Court — Eastern District of Pennsylvania
    • November 14, 1988
    ...Cir.1984) ("program" limited to hospital in-patient and emergency room services which receive Medicare/Medicaid); Stephanidis v. Yale University, 652 F.Supp. 110 (D.Conn.1986) (Rehabilitation Act; coverage limited to summer program, and not English Department generally); Chaplin v. Consolid......
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