Stokes v. Anderson

• Decision Date: 06 October 1997
• Docket Number: No. 96-60549,96-60549
• Citation: 123 F.3d 858
• Parties: Phillip STOKES, Petitioner-Appellant, v. James V. ANDERSON, Superintendent, Mississippi State Penitentiary, Respondent-Appellee. Summary Calendar.
• Court: U.S. Court of Appeals — Fifth Circuit

Page 858

123 F.3d 858

Phillip STOKES, Petitioner-Appellant, v. James V. ANDERSON, Superintendent, Mississippi State Penitentiary, Respondent-Appellee.

No. 96-60549

Summary Calendar.

United States Court of Appeals Fifth Circuit.

Oct. 6, 1997.

Phillip Stokes, Parchman, MS, pro se.

Jo Anne McFarland McLeod, Jackson, MS, for Respondent-Appellee.

Appeal from the United States District Court for the Southern District of Mississippi.

Before DAVIS, EMILIO M. GARZA and STEWART, Circuit Judges.

EMILIO M. GARZA, Circuit Judge:

A Mississippi state jury convicted Phillip Stokes of murder during the commission of a robbery; the court then sentenced him to life imprisonment. Stokes appealed, and the Mississippi Supreme Court affirmed his conviction. Stokes v. State, 548 So.2d 118 (Miss.1989), cert. denied, 493 U.S. 1029, 110 S.Ct. 742, 107 L.Ed.2d 759 (1990).

After collateral appeals in state and federal court, Stokes filed a second petition for federal habeas relief, raising seventeen claims. A magistrate judge determined that nine of Stokes' claims were procedurally barred, ¹ some did not sound in federal habeas, and the rest failed on the merits. The district court then adopted the findings of the magistrate judge (with some changes) and dismissed Stokes' petition.

After the district court denied Stokes a certificate of appealability ("COA"), Stokes moved this court for a COA, arguing that the district court erred by dismissing any of his claims as procedurally barred. This court granted Stokes a partial COA on the issue of "whether the Mississippi courts have consistently and regularly applied [the appellate bars of] MISS.CODE ANN. § 99-39-27(5) (1994) and MISS.CODE ANN. § 99-39-21(1) (1994)." ²

I

We review de novo a district court's denial of federal habeas review based on a state procedural ground. Amos v. Scott, 61 F.3d 333, 338 (5th Cir.), cert. denied, --- U.S. ----, 116 S.Ct. 557, 133 L.Ed.2d 458 (1995). Where a state prisoner has defaulted his federal claims in state court pursuant to an independent and adequate state procedural rule, this court may not review the prisoner's habeas petition unless he can demonstrate cause for the default and actual prejudice as a result of the alleged violation of federal law, or demonstrate that failure to consider the claims will result in a fundamental miscarriage of justice. Coleman v. Thompson, 501 U.S. 722, 111 S.Ct. 2546, 115 L.Ed.2d 640 (1991). A state procedural rule that bars consideration of an issue is not adequate unless it is "strictly or regularly followed." Johnson v. Mississippi, 486 U.S. 578, 587, 108 S.Ct. 1981, 1987, 100 L.Ed.2d 575 (1988); see also Hathorn v. Lovorn, 457 U.S. 255, 262-63, 102 S.Ct. 2421, 2426, 72 L.Ed.2d 824 (1982) ("State courts may not avoid deciding federal issues by invoking procedural rules that they do not apply evenhandedly to all similar claims").

The Mississippi Supreme Court held that Stokes' claims were procedurally barred under §§ 99-29-21(1) and 99-39-27(5). Section 99-39-21(1) states that

[f]ailure by a prisoner to raise objections, defenses, claims, questions, issues or errors either in fact or law which were capable of determination at trial and/or on direct appeal, regardless of whether such are based on the laws and the Constitution of the state of Mississippi or of the United States, shall constitute a waiver thereof and shall be procedurally barred, but the court may upon a showing of cause and actual prejudice grant relief from the waiver.

MISS.CODE ANN. § 99-39-21(1). In turn, § 99-39-27(5) provides that

[u]nless it appears from the face of the application, motion, exhibits, exhibits and the prior record that the claims presented by such are not procedurally barred under Section 99-39-21 and that they further present a substantial showing of the denial of a state or federal right, the court shall by appropriate order deny the application. The court may, in its discretion, require the attorney general upon sufficient notice to respond to the application.

MISS.CODE ANN. § 99-39-27(5).

As a threshold matter, we first determine that we need not consider whether Mississippi applies § 99-39-27(5) strictly or regularly. This section cannot operate as a procedural bar to review because it requires some evaluation, however cursory, of the merits of a petitioner's claim. Similarly, § 99-39-27(5) cannot be an independent state ground because it is not separate from the merits of Stokes' claim under 28 U.S.C. § 2254(a) that he is being held in custody in violation of the Constitution or federal law.

In contrast, § 99-39-21(1) does contain an independent state procedural bar. The question, then, is whether this bar is "adequate," and this hinges on whether Mississippi has strictly or regularly applied it. Lott v. Hargett, 80 F.3d 161, 165 (5th Cir.1996). As a general rule, a procedural bar must be "firmly established and regularly followed by the time as of which it is to be applied." Ford v. Georgia, 498 U.S. 411, 424, 111 S.Ct. 850, 857-58, 112 L.Ed.2d 935 (1991). However, a state fails to strictly or regularly apply a procedural bar only when the state "clearly and unequivocally excuse[s] the procedural default." Amos, 61 F.3d at 342.

The petitioner bears the burden of showing that the state did not strictly or regularly follow a procedural bar around the time of his direct appeal. Sones v. Hargett, 61 F.3d 410, 416 (5th Cir.1995). Moreover, the petitioner must demonstrate that the state has failed to apply the procedural bar rule to claims identical or similar to those raised by the petitioner himself. Martin, 98 F.3d at 848; Amos, 61 F.3d at 340.

In attempting to show that Mississippi has not strictly or regularly applied the § 99-39-21(1) procedural bar, Stokes cites twenty-two Mississippi Supreme Court cases. However, none of these cases is particularly relevant, and most miss the mark by a wide margin. Twelve cases, for instance, do not involve any discussion of § 99-39-21(1), and another four cases are orders of the Mississippi Supreme Court granting Stokes leave to proceed in the trial court. Two cases pertain to § 99-39-27(9) of the Mississippi Code. This provision generally bars second or successive state habeas petitions except in a number of specific situations, including "those cases in which the prisoner can demonstrate ... that there has been an intervening decision of the supreme court of either the state of Mississippi or the United States which would have actually adversely affected the outcome of his conviction or sentence...." One case deals with time and res judicata bars, not the § 99-39-21(1) procedural bar. In a couple of other cases, the Mississippi Supreme Court...