Swift v. Lewis

Decision Date14 November 1989
Docket Number89-15207,Nos. 88-15435,s. 88-15435
PartiesCarl Dean SWIFT, Plaintiff-Appellant, v. Samuel LEWIS, Director, Arizona Department of Correction, in his individual and official capacity; Paul J. Schriner, Dep. Warden, Santa Cruz Unit, in his individual and official capacity; Alex Machain, Sr. Chaplain, Perryville Complex, in his individual and official capacity; George Tichy, Senior Security Officer for the Santa Cruz Unit, in his individual and official capacity; George Herman, Warden, ASPC, Douglas, in his individual and official capacity, Defendants-Appellees. David Raymond GREN, Plaintiff-Appellant, v. Samuel LEWIS, Director of ADOC; Santok Singh Khalsa, Sikh Representative, ASPC, Tucson Santa Rita Unit; Captain Garvin, Captain, ASPC, Tucson Santa Rita Unit; Richard Tanguay, Chaplain, ASPC, Tucson Santa Rita Unit; Deputy Warden Hallahan, Deputy Warden, ASPC, Tucson Santa Rita Unit, et al., Defendants-Appellees.
CourtU.S. Court of Appeals — Ninth Circuit

David Raymond Gren, Douglas, Ariz., plaintiff-appellant pro se.

Bruce L. Skolnik, Asst. Atty. Gen., Tucson, Ariz., and Mariannina E. Preston, Asst. Atty. Gen., Phoenix, Ariz., for defendants-appellees.

Carl Dean Swift, Douglas, Ariz., plaintiff-appellant pro se.

Appeals from the United States District Court for the District of Arizona.

Before POOLE, NELSON and WIGGINS, Circuit Judges.

OPINION

WIGGINS, Circuit Judge:

David R. Gren and Carl D. Swift, Arizona state prisoners, appeal the district courts' summary judgments for defendants in their section 1983 actions against officers of the Arizona Department of Corrections (ADOC). We have jurisdiction under 28 U.S.C. Sec. 1291. We reverse and remand. 1

Appellants claim to be Christians who as part of their religion adhere to the "Vow of the Nazarite." This biblical vow proscribes, among other things, one's cutting his hair and beard. ADOC's grooming policy prohibits long hair and beards. Although ADOC exempts from this policy inmates of certain religious groups (such as Sikhs and American Indians), ADOC refused to exempt appellants. They seek declaratory and injunctive relief and damages.

Appellants contend that in refusing to exempt them from its grooming policy, ADOC has violated the free exercise clause of the United States Constitution. The district courts granted summary judgment for ADOC based on their findings that, whether or not the free exercise clause protects the Nazarite Vow, there are legitimate penological justifications for the prison grooming policy.

Viewing the evidence in the light most favorable to appellants, we review de novo a district court's grant of summary judgment to determine whether there exist material issues of fact for trial and whether the district court correctly applied the law. Levin v. Knight, 780 F.2d 786, 787 (9th Cir.1986).

Prison regulations that infringe on an inmate's practice of his religion are valid if they are "reasonably related to legitimate penological interests." McCabe v. Arave, 827 F.2d 634, 637 (9th Cir.1987) (quoting Turner v. Safley, 482 U.S. 78, 89, 107 S.Ct. 2254, 2261, 96 L.Ed.2d 64 (1987)). ADOC asserts the following justifications for its grooming policy: (1) quick inmate identification; (2) preventing sanitary problems; (3) reducing contact between prisoners and guards during body searches; and (4) reducing homosexual attractiveness of inmates. Cases from other courts have recognized the reasonableness of long hair regulations to promote all of these interests.

ADOC has, however, failed to provide any evidence that the interests they have asserted are the actual bases for their grooming policy. Nor has ADOC provided evidence that any of these interests justifies treating appellants differently from members of other religious groups. See Cruz v. Beto, 405 U.S. 319, 322, 92 S.Ct. 1079, 1081, 31 L.Ed.2d 263 (1972) (per curiam) (prisoner must be afforded a reasonable opportunity of pursuing his faith comparable to that afforded fellow prisoners).

Prison officials are not required to prove that their policy is the least restrictive method of furthering relevant penological interests, although "the existence of obvious, easy alternatives may be evidence that the regulation is not reasonable." Turner, 482 U.S. at 90-91, 107 S.Ct. at 2262-63. But prison officials must at least produce some evidence that their policies are based on legitimate penological justifications. See Wilson v. Schillinger, 761 F.2d 921, 926-28 (3rd Cir.1985), cert. denied, 475 U.S. 1096, 106 S.Ct. 1494, 89 L.Ed.2d 895 (1986). If it were otherwise, judicial review of prison policies would not be meaningful. Caldwell v. Miller, 790 F.2d 589, 597-98 (7th Cir.1986). In every case cited by ADOC in which legitimate penological interests justified a prison policy, the prison had produced some evidence concerning those justifications. See, e.g., Turner, 482 U.S. at 91, 107 S.Ct. at 2262-63 (upholding restriction on inmate-to-inmate correspondence on the basis of security concerns); Pollock v. Marshall, 845 F.2d 656, 658 (6th Cir.), cert. denied, --- U.S. ----, 109 S.Ct. 239, 102 L.Ed.2d 228 (1988) (upholding hair length restriction in part on the basis of identification concerns).

We, therefore, cannot uphold on the present state of the records the district courts' summary judgments on the ground that ADOC's policy is reasonably related to valid penological interests.

ADOC argues that we can uphold the summary judgments on the alternative ground that the free exercise clause does not protect the Vow of the Nazarite. Determining whether a belief or practice is religious rather than secular is "a most delicate question." Wisconsin v. Yoder, 406 U.S. 205, 215, 92 S.Ct. 1526, 1533, 32 L.Ed.2d 15 (1974). We decline to answer that question here. The district courts did not rule on the issue and we, therefore, have no factual record upon which to base such a delicate determination.

Gren also alleges that a private party, Santok Singh Khalsa, in violation of the free exercise clause conspired with...

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28 cases
  • Casey v. Lewis, No. 91-16513
    • United States
    • U.S. Court of Appeals — Ninth Circuit
    • September 23, 1993
    ...S.Ct. at 2261-62), and provide some evidence that the interest put forward is the actual reason for the regulation. See Swift v. Lewis, 901 F.2d 730, 732 (9th Cir.1990). The ADOC provided sufficient evidence under Walker and Smith that the policy was implemented as a prophylactic security m......
  • Nolley v. County of Erie
    • United States
    • U.S. District Court — Western District of New York
    • October 31, 1991
    ...interest proffered is the reason why the regulation was adopted or enforced." Walker v. Sumner, 917 F.2d at 385. See Swift v. Lewis, 901 F.2d 730, 732 (9th Cir. 1990); Caldwell v. Miller, 790 F.2d 589, 598 (7th Cir.1986). The Walker court added: Prison authorities cannot rely on general or ......
  • Warsoldier v. Woodford
    • United States
    • U.S. Court of Appeals — Ninth Circuit
    • July 29, 2005
    ...lower standard of a "legitimate penological interest" versus RLUIPA's "compelling government interest" standard. Compare Swift v. Lewis, 901 F.2d 730, 731 (9th Cir.1990) (citing Turner, 482 U.S. at 89, 107 S.Ct. 2254, and noting that "[p]rison regulations that infringe on an inmate's practi......
  • Harris v. Maloughney
    • United States
    • U.S. District Court — District of Montana
    • June 25, 1993
    ...U.S. 78 at 89, 107 S.Ct. 2254 at 2261, 96 L.Ed.2d 64 at 79 (1987); Walker v. Sumner, 917 F.2d 382, 386 (9th Cir.1990); Swift v. Lewis, 901 F.2d 730 at 732 (9th Cir.1990). The Constitution protects individuals from arbitrary governmental action, and from discipline which is in the form of pu......
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