Thomas v. Barnstable Cnty. Corr. Facility

Docket NumberCivil Action 21-cv-10398-ADB
Decision Date21 July 2023
PartiesTERRENCE THOMAS, Plaintiff, v. BARNSTABLE COUNTY CORRECTIONAL FACILITY, et al., Defendants.
CourtU.S. District Court — District of Massachusetts
MEMORANDUM AND ORDER

ALLISON D. BURROUGHS, U.S. DISTRICT JUDGE.

Pro se Plaintiff Terrence Thomas (“Thomas” or Plaintiff), who is detained at Barnstable County Correctional Facility (BCCF), brings this action against prison officials, Steve Montaldo, Officer Conley, and Major Montero,[1] (collectively, “BCCF Defendants), and Kerry Jarvis[2] (collectively Defendants). [ECF No. 22]. He makes constitutional claims against the BCCF Defendants related to interference with his mail, the recording of a meeting with his attorney, and verbal harassment and racial discrimination, and against Defendant Jarvis, a licensed mental health counselor, for inadequate medical care. [Id.]. Currently before the Court are Defendants' motions for summary judgment, [ECF Nos. 91, 95], which, for the reasons set forth below, are GRANTED.

I. BACKGROUND
A. Local Rule 56.1

Local Rule 56.1 provides that [a] party opposing [a] motion [for summary judgment] shall include a concise statement of the material facts of record as to which it is contended that there exists a genuine issue to be tried, with page references to affidavits, depositions and other documents.” L.R. 56.1. Thomas did not file a statement that complies with this requirement; instead, in his oppositions to Defendants' motions, he contested specific facts asserted by Defendants. See [ECF Nos. 99, 100]. Local Rule 56.1 also states that [m]aterial facts of record set forth in the statement required to be served by the moving party will be deemed for purposes of the motion to be admitted by opposing parties unless controverted by the statement required to be served by opposing parties.” L.R. 56.1.

Nevertheless, [d]istrict courts enjoy broad latitude' in adopting and administering such local rules.” NEPSK, Inc. v. Town of Houlton, 283 F.3d 1, 6 (1st Cir. 2002) (quoting Air Line Pilots Ass'n v. Precision Valley Aviation, Inc., 26 F.3d 220, 224 (1st Cir. 1994); see also Ramsdell v. Bowles, 64 F.3d 5, 7 (1st Cir. 1995) (noting district court's “great leeway in the application and enforcement of its local rules”). As such, [w]here a party opposing a motion for summary judgment fails to comply with Local Rule 56.1, the court has the discretion to decide whether to impose the sanction of deeming the moving party's factual assertions to be admitted.” Butters v. Wells Fargo Advisors, LLC, No. 10-cv-10072, 2012 WL 5959986, at *2 (D. Mass. Nov. 27, 2012) (citing Swallow v. Fetzer Vineyards, 46 Fed.Appx. 636, 638-39 (1st Cir. 2002)) (further citation omitted); Plourde v. Sorin Grp. USA, Inc., 517 F.Supp.3d 76, 81 (D. Mass. 2021) (quoting Butters, 2012 WL 5959986, at *2) (same).

Additionally, courts “are solicitous of the obstacles that pro se litigants face, and while such litigants are not exempt from procedural rules, we hold pro se pleadings to less demanding standards than those drafted by lawyers and endeavor, within reasonable limits, to guard against the loss of pro se claims due to technical defects.” Dutil v. Murphy, 550 F.3d 154, 158 (1st Cir. 2008) (citations omitted). Nonetheless, “self-representation is not ‘a license not to comply with relevant rules of procedural and substantive law.' Andrews v. Bechtel Power Corp., 780 F.2d 124, 140 (1st Cir. 1985) (citation omitted). “Thus, the Court will consider a pro se movant's circumstances when reviewing his motion for summary judgment but will not provide ‘extra procedural swaddling.' Grossman v. Martin, 566 F.Supp.3d 136, 143 (D.R.I. 2021) (quoting Eagle Eye Fishing Corp. v. U.S. Dep't of Com., 20 F.3d 503, 506 (1st Cir. 1994)).

Pursuant to the Court's discretion and in light of Thomas's Pro se status, the Court will consider any factual disputes specifically raised by Thomas and/or the summary judgment record. If undisputed, the facts stated in Defendants' statements of material facts are deemed admitted, pursuant to Federal Rule of Civil Procedure 56 and Local Rule 56.1.

B. Material Facts
1. BCCF Grievance Policy

BCCF maintains a detailed grievance policy (“Grievance Policy”), a version of which was in effect during the period at issue. [ECF No. 97 ¶ 6]; see also [ECF Nos. 93-7, 97-5]. The Grievance Policy is explained in the Inmate Handbook, which Thomas received on June 23, 2019, and which notifies individuals incarcerated at BCCF of their right to file grievances concerning the conditions of their incarceration and the decisions of BCCF staff. [ECF No. 97 ¶¶ 7-8]; see also [ECF No. 97-6 at 17-18].

The steps in Grievance Policy are as follows:

The Complainant must first communicate their complaint to the Unit Officer, who will attempt to reach an informal resolution. [ECF No. 97 ¶ 9].
• If an informal resolution cannot be reached, the Complainant must document the grievance by completing a grievance form (which may only address one grievance) and placing it in the unit's grievance box. [Id. ¶¶ 10-11; ECF No. 93 ¶ 23].
• If a grievance is improperly filed, it will be returned to the Complainant with a written explanation. [ECF No. 97 ¶ 12].
• If the grievance is properly filed, it is first reviewed by the Unit Manager. The Unit Manager will then forward the grievance form to the Assistant Deputy Superintendent, for non-medical grievances, and the Health Services Administrator (“HSA”), for medical grievances. If the Unit Manager resolves the grievance, the Unit Manager will note on the grievance form that it has been resolved, both the Unit Manager and the Complainant will sign and date the form, and the Unit Manager will note the resolution in the electronic inmate management system. If the Unit Manager does not resolve the grievance, the Unit Manager will note their recommendations on the form. [ECF No. 93 ¶ 24; ECF No. 97 ¶¶ 13, 18].
• Upon receipt of a grievance form from the Unit Manager, the Assistant Deputy Superintendent/HSA will decide whether to approve, deny, or partially-approve the recommendations of the Unit Manager and will notify the Complainant of the decision along with their right to appeal the decision to the Superintendent. [ECF No. 93 ¶ 24; ECF No. 97 ¶ 14].
• To appeal a grievance decision, the Complainant must notify the Superintendent of their intent to appeal within two workdays after receiving a response from the Assistant Superintendent, at which point the Superintendent will approve, deny, or modify the recommendations of the Assistant Deputy Superintendent and provide a written response to the Complainant within 30 days. [ECF No. 93-7 at 5; ECF No. 97 ¶ 15].
• The Superintendent will not accept an appeal unless it has followed the proper grievance procedure. [ECF No. 97 ¶ 16].
• When the grievance is settled, withdrawn, or resolved, the original grievance form will be returned to the Complainant. [Id. ¶ 19].
2. Mail Interference

Thomas alleges three incidents of BCCF staff interfering with his mail:

a. July 2020 Incident

On July 29, 2020, Thomas alleges that Defendant Montaldo attempted to force him to accept mail from his counsel in an ongoing litigation (unrelated to this action), which had been opened and held by BCCF staff from July 22, 2020 to July 29, 2020. [ECF No. 97 ¶ 20]. Thomas had previously reviewed the contents of the letter with his attorney, and claims that when he received the letter, several pages were missing. [Id. ¶¶ 21-23]. He did not see who had opened the mail. [Id. ¶ 24]. Thomas initially refused to accept the mail and that day requested a grievance form from Defendant Montaldo, completed it, and submitted it by placing it in the grievance box (Grievance Form #18-000-0488). [Id. ¶¶ 25-26]; see also [ECF No. 97-8]. The form was signed by Thomas's Unit Manager, who indicated that the matter was not resolved. [Id.].

Defendant Montero, the Assistant Deputy Secretary, reviewed the form and reached a decision on July 30, 2020. [ECF No. 97-8]. In the “Decision” field of the grievance form, rather than selecting “Approve” or “Disapprove,” Defendant Montero handwrote the word “modified,” and included a comment indicating that Thomas should see another page of the form for an explanation of his response. [Id. at 3]. That page, however, does not appear to have been filed by either side. [Id.]. Although the BCCF Defendants attached a page to this grievance, it seems to apply to a different grievance, related to a later October 2020 alleged incident of mail interference. [Id. at 4]. Before Thomas received the grievance form back, he accepted the legal mail. [ECF No. 97 at ¶ 27].

The parties dispute what followed. The BCCF Defendants aver that on August 4, 2020, Thomas received the grievance form back reviewed it, checked off that he did not intend to appeal its denial, and signed and dated the form. [ECF No. 97 at ¶ 28]. Thomas disputes this, saying that he “checked the box for an appeal” but “no appeal was given to [him] by [BCCF],” though he does not indicate how he was deprived of the appeal process. [ECF No. 100 at 1]. On the copy of the grievance form filed by the BCCF Defendants, Thomas checked the box indicating that he did not intend to appeal the decision, [ECF No. 97-8 at 3]; however, on the copy of the form filed by Thomas, that checkbox is crossed out and he instead checked the box indicating that he did intend to appeal the decision, [ECF No. 100-1 at 1]. Neither party has provided an explanation for these two conflicting versions of the same document, but in his deposition, Thomas stated that he indicated on the form that he would not appeal because [Montero] told [Thomas] it wasn't going to happen again” and that the opening of his mail “was a...

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