Thompson v. State

Decision Date04 December 1978
Docket NumberNo. 23,23
Citation284 Md. 113,394 A.2d 1190
PartiesAlfred THOMPSON v. STATE of Maryland.
CourtMaryland Court of Appeals

Robert R. Michael, Assigned Public Defender, Bethesda, for appellant.

Diane G. Goldsmith, Asst. Atty. Gen., Baltimore (Francis B. Burch, Atty. Gen., and Clarence W. Sharp, Asst. Atty. Gen., Baltimore, on the brief), for appellee.

Argued before MURPHY, C. J., and SMITH, DIGGES, ELDRIDGE, ORTH and COLE, JJ.

ORTH, Judge.

On 6 October 1977, in the District Court of Maryland, in Montgomery County, Alfred Thompson was convicted of shoplifting and two charges of assault and battery. Sentence was imposed on 13 December, and Thompson appealed to the Circuit Court for Montgomery County. He was released pending the de novo trial on appeal upon posting bond furnished by a corporate surety in the amount of $7500. At a court trial on 26 April 1978, in the Circuit Court for Montgomery County, Mitchell, J. presiding, he was again convicted of the charges. We granted his petition for the issuance of a writ of certiorari. We limited review to three questions. The issue posed by the second question, "(d)id the trial court err in not fully complying with the mandate of Rule 723 of the Maryland Rules of Procedure by not properly advising . . . Thompson of his rights and obligations as contained therein?", is dispositive. 1 We find that the trial court committed reversible error in not complying with the mandate of Rule 723. We reverse the judgments and remand the case for a new trial.

I

Five hearings were held by the Circuit Court for Montgomery County in its attempts to get the case to trial. The docket entries read in relevant part:

1) "2/10/78 Preliminary Inquiry Hearing (Fairbanks, J.).

To have Attorney Hearing Set

February 17, 1978. Trial date

set March 22, 1978."

2) "2/17/78 Court (Fairbanks, J.) continues hearing

as to rule 723 to February 24, 1978."

3) "2/24/78 Hearing pursuant to Rule 723 (Fairbanks, J.).

Defendant appeared without attorney.

Court advises defendant that he

will proceed without counsel at

trial, if he has not obtained one;

continued on bond."

4) "3/22/78 State's oral Motion for Continuance

(Fairbanks, J.) granted to April 19, 1978."

5) "4/19/78 Case called in open Court, (Shure,

J.). Defendant failed to appear.

Court orders a Bench Warrant issued

forthwith and issued ....

"4/19/78 Court countermands Bench Warrant

and continues case to April 26, 1978.

Defendant has been advised under

Rule 723 and will go to trial with

or without attorney, per Judge Shure

--no clerk present."

We give the substance of what occurred at the hearings as reflected in the transcripts of the proceedings. The Hearing of 10 February 1978

Assistant State's Attorney Ann S. Harrington was present and J. James McKenna was noted as "Attorney for the Defendant." McKenna, Public Defender, addressed the court:

"Mr. Thompson was represented at the District Court level through our office by Douglas Adams. In his final report to me on January which I received on January 4, Mr. Adams had written the following: 'The Defendant noted an appeal on his own behalf to the Circuit Court. He has been advised to file the $40 fee or file a Petition in forma pauperis. 2 He has been released on $7,500 total appeal bond. He has been advised to retain counsel or visit the Public Defender for representation on appeal.' "

"I don't know whether he's retained counsel, but I know that he hasn't come to our office."

The court queried Thompson:

"THE COURT: What do you propose to do about getting a lawyer, Mr. Thompson?

THE DEFENDANT: I am waiting for the Court to

THE COURT: Pardon?

THE DEFENDANT: I would like the Court to appoint me one.

THE COURT: That isn't the way it operates. If you will go with this gentleman over here who is about to stand up, he will interview you and find out whether you are eligible for an appointment. I would assume you are, but

MR. McKENNA: He probably is.

THE COURT: but I think you ought to be interviewed, so if you will go with that gentleman we will take care of it as soon as you have been interviewed."

McKenna reported the results of the interview. He told the court, in effect, that Thompson was not sure he wanted to be represented by the Public Defender. "Technically, I suppose, he is eligible though he did post the $750 (for the surety bond) himself though he doesn't seem to have any income." Thompson interposed: "He told me if I had somebody to post the money out on bond, I should get my own lawyer. . . . I will try to get my own lawyer." He iterated that he wanted to get his own lawyer. The court set trial for 22 March, rejecting suggestions for an earlier trial date in order to give Thompson a fair opportunity to obtain counsel. The court made sure that Thompson understood:

"THE COURT: . . . Your case will be tried on March 22nd. You advise the Court you are going to get your own lawyer; is that correct?

THE DEFENDANT: Yes, sir.

THE COURT: All right, now, I want you back in here next week, one week from today, to tell me that you have got a lawyer and bring him with you.

THE DEFENDANT: Yes, sir.

THE COURT: All right, or have someone enter an appearance on your behalf so this matter will be continued to next week, and a trial will be set for March 22nd. . . .

Now, remember, I want either you or your lawyer back here next Friday.

THE DEFENDANT: Yes, sir."

The Hearing of 17 February 1978

Assistant State's Attorney Stephen J. Savage was present. Thompson told the court that "Mr. Wood" was his lawyer, that Wood was going to represent him and that he had retained Wood "(a) couple of days ago. . . ." Wood was not then present, being before another judge. The court pursued the subject: "Has he agreed to represent you, or do you still have to work out your fee?" Thompson answered: "Yes, sir." The court pressed him: "He hasn't agreed to represent you, has he?" Thompson replied: "He told me he would stand in this morning, you know."

Upon request of the court Thompson found Wood and returned with him. It developed that Wood did not know whether he would represent Thompson. The court observed that there was a March 22nd trial date, and that "you are going to have to fish or cut bait." Wood promised to advise the court if he was not going to enter an appearance.

The Hearing of 24 February 1978

Assistant State's Attorney Michael Mason and Public Defender McKenna were present. The court informed Thompson that it had received a message that Wood was not representing him, and asked what he was doing about getting a lawyer. Thompson replied: "At the present time I would like the Court to appoint one." The court looked to McKenna, who said:

"We have spoken with him on at least one prior occasion, if Your Honor please, and determined that he is not qualified. I spoke with Mr. Thompson before we came in here this morning, and I indicated that although he would like the services of my office, I told him that I was going to turn him down again, and that I simply would leave it up to the Court as to whether or not the Court wanted to order me to appoint a lawyer on his behalf."

The judge took the position that if the Public Defender did not think Thompson was eligible to be represented "I certainly don't. . . . I am not going to order you to do any that is your job; you are the Public Defender." McKenna indicated that several other judges had no hesitation in ordering the Public Defender to afford representation. The judge's reaction was: "I have a lot of hesitation. You are getting paid for being the Public Defender and I get paid for being a judge, and you tell me he is not eligible and that is good enough for me." The court addressed Thompson:

"You better get yourself a lawyer. You are coming up for trial on the 22nd of March, and if you walk in here on the 22nd of March without a lawyer, you are going to get tried, and you better get yourself one, do you understand?"

The Assistant State's Attorney attempted to raise a storm signal:

"MR. MASON: Has the Court ever advised him of 723?

THE COURT: I know, he says he is going to again. I am leaving it just like that. If it causes you a problem at the time of trial, I suggest you get the rule changed.

MR. MASON: Thank you.

(Thereupon, the matter was concluded)"

The Hearing of 22 March 1978

This was the day set for trial. Assistant State's Attorney David C. Driscoll, Jr. represented the State. The clerk declared that "Mr. Adams is entered here for the defendant." In response to an inquiry by the court, Thompson explained that Adams was his court-appointed lawyer in the District Court. The court discovered that Adams' appearance was not entered of record in the circuit court so that an order on his motion to withdraw was unsigned as not needed. Adams had never been in the case on appeal. The court reminded Thompson that it had told him to get a lawyer. Thompson said he remembered. The court asked Thompson if he were going to trial without one. Thompson said: "Yes, sir," and, upon questioning, stated that he wanted a non-jury trial. At this point, the State requested a continuance because a "critical witness" was missing. Trial was set for 19 April. The court turned to Thompson:

"Go get yourself a lawyer. Don't come in here and tell me Mr. Adams is your lawyer because he is not.

You come in here. You got two more weeks. Boy, you're just getting lucky. You won't be lucky the next time. You come in here with a lawyer, you understand, in two weeks."

The clerk observed that the trial date was 19 April. The court said:

"So that is four weeks from today, April 19, and if you don't show up there will be a bench warrant for you. You better be here and be here with a lawyer."

Whereupon, the hearing was concluded.

The Hearing of 19 April 1978

The case was called for trial before Shure, J. The prosecutor was Assistant State's Attorney Robert L. Dean. Thompson was not present. Dean addressed the court:

"Alfred Thompson appeared before Judge Fairb...

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