U.S. v. Anders, 78-1668

• Citation: 602 F.2d 823
• Decision Date: 08 August 1979
• Docket Number: No. 78-1668,78-1668
• Parties: UNITED STATES of America, Appellee, v. Michael R. ANDERS, Appellant.
• Court: United States Courts of Appeals. United States Court of Appeals (8th Circuit)

Page 823

602 F.2d 823

UNITED STATES of America, Appellee, v. Michael R. ANDERS, Appellant.

No. 78-1668.

United States Court of Appeals,

Eighth Circuit.

Submitted Jan. 8, 1979.

Decided July 16, 1979.

Rehearing Denied Aug. 8, 1979.

John E. North, Jr., Lathrop, Albracht & Swenson, Omaha, Neb., for appellant.

Thomas D. Thalken, Asst. U. S. Atty. (argued), and Edward G. Warin, U. S. Atty., Omaha, Neb., filed brief, for appellee.

Before STEPHENSON and McMILLIAN, Circuit Judges, and FILIPPINE, District Judge. ^*

FILIPPINE, District Judge.

Appellant Michael R. Anders appeals from his jury conviction on two counts of knowingly and unlawfully possessing a check for $922.00 drawn on the Treasury of the United States which had been stolen from the mail, in violation of Title 18 U.S.C. § 1708, and knowingly and fraudulently uttering and publishing the same with a forged endorsement, in violation of Title 18 U.S.C. § 495. ¹

This appeal concerns the refusal of the district court to give the "absent witness" instruction. As grounds for reversal of his conviction appellant urges that failure to give the instruction is reversible error because the witness, a government handwriting expert, was peculiarly within the power of the government to produce. We hold that the trial court did not abuse its discretion in refusing the instruction and thus affirm the conviction. ²

The United States Treasury Check in question was issued in July, 1976 to First Sergeant Noble K. Kila in the amount of $922.00. Kila, who usually received his monthly paycheck in the mail, reported that he never received his July check. The check had been signed and presented for payment at the drive-in window of the Southroads Bank in Bellevue, Nebraska. Kila testified that the signature on the check was not his.

The teller to whom the check was presented testified that she became suspicious about the transaction and copied onto the check the license number of the car which, as it was later determined, was registered to Anders. The teller testified further that the man who handed her the check was the only person in the car. Later, the check was found to have on it seven latent fingerprints identified as those of the appellant. When interviewed by a Special Agent of the United States Secret Service in St. Louis in June of 1977, however, Anders was reported to have denied any knowledge about the check or being at the Southroads Bank in Bellevue, Nebraska. ³ He did, however, provide handwriting exemplars at that time.

At trial Anders admitted that he had been at the Southroads Bank and had presented the check but denied that he stole and endorsed the check. He testified that he had been in the Bellevue area and while returning to Omaha after visiting his girlfriend, picked up an unknown hitchhiker who was dressed in a serviceman's uniform. Anders testified further that the hitchhiker asked him to make a stop at the Southroads Bank so that he could cash a check. Anders alleged that he made the detour and that he handed the hitchhiker's check to the teller and gave the man the money from the bank. Anders then testified that he dropped off the hitchhiker in Omaha and never saw him again.

During pretrial discovery appellant was provided, inter alia, with information indicating that a Secret Service handwriting examiner was uncertain whether the name on the Kila check was written by Anders. A review of the record reveals that appellant did not, however, make any request that the witness be produced nor did he try to subpoena the expert. The government argues further that it offered to produce the witness but its invitation was declined. Despite this, appellant, at the close of the evidentiary portion of the trial, requested that the trial judge give an "absent witness" instruction. ⁴ The trial judge refused that instruction ⁵ but did instruct the jury that reasonable doubt may arise not only from the evidence produced, but also from a lack of evidence. ⁶

The rule which forms the basis of the "absent witness" instruction provides that "if a party has it peculiarly within his power to produce witnesses whose testimony would elucidate the transaction, the fact that he does not do it creates the presumption that the testimony, if produced, would be unfavorable. (citations omitted)." Graves v. United States, 150 U.S. 118, 121, 14 S.Ct. 40, 41, 37 L.Ed. 1021 (1893). It is well settled that the propriety of giving the instruction is within the discretion of the trial court. United States v. Johnson, 562 F.2d 515, 517 (8th Cir. 1977); United States v. Kirk, 534 F.2d 1262, 1280 (8th Cir. 1976), Cert. denied, 433 U.S. 907, 97 S.Ct. 2971, 53 L.Ed.2d 1091 (1977); United States v. Williams, 481 F.2d 735, 738 (8th Cir.), Cert. denied, 414 U.S. 1026, 94 S.Ct. 453, 38 L.Ed.2d 318 (1973). And as this Court said in Johnson, "(t)he instruction is not warranted if the defense does not adequately show that the government possesses the sole power to produce the witness." United States v. Kirk, supra, 534 F.2d at 1280; Walker v. United States, 489 F.2d 714, 716 (8th Cir.), Cert. denied, 416 U.S. 990, 94 S.Ct. 2399, 40 L.Ed.2d 769 (1974).

In the instant case the appellant has made no showing that the government possessed the sole power to produce the witness. Nor did he attempt to call the witness himself. Rather, the appellant urges us to find that, although the witness may have been physically available, he was not practically available because of the possibility of bias arising out of his employment relationship with the government, and that the absent witness instruction was therefore necessary. On the record before the Court we decline to adopt such a view. Such a broad holding would unduly burden the investigative and prosecutorial functions of the government. The mere fact of employment with the government does not call for the giving of the absent witness instruction. See United States v. Currier, 454 F.2d 835, 839 (1st Cir. 1972); United States v. Higginbotham, 451 F.2d 1283 (8th Cir. 1971).

Appellant argues further that the principle of Wesson v. United States, 172 F.2d 931 (8th Cir. 1949), is controlling. In Wesson this Court found the absent witness instruction to be necessary "under the circumstances disclosed", Id. at 936, where the proof was entirely circumstantial and based on approximations. In Wesson a physician was convicted of violating the narcotics laws by altering prescriptions. He admitted altering the prescriptions but explained that he did so when patients he was visiting required a larger...