U.S. v. Anderson

• Decision Date: 14 November 2000
• Docket Number: 00-2098,No. 00-1718M,00-1718M
• Parties: (8th Cir. 2001) UNITED STATES OF AMERICA, APPELLEE, v. SHAWN RICHARD ANDERSON, APPELLANT. UNITED STATES OF AMERICA, APPELLEE, v. MATEO MORALES, APPELLANT. Submitted:
• Court: U.S. Court of Appeals — Eighth Circuit

Page 427

236 F.3d 427 (8th Cir. 2001)

UNITED STATES OF AMERICA, APPELLEE, v. SHAWN RICHARD ANDERSON, APPELLANT.

UNITED STATES OF AMERICA, APPELLEE, v. MATEO MORALES, APPELLANT.

No. 00-1718MN, 00-2098

UNITED STATES COURT OF APPEALS FOR THE EIGHTH CIRCUIT

Submitted: November 14, 2000

Filed: January 5, 2001

Appeals from the United States No. 00-2098MN District Court for the District of Minnesota

Before Morris Sheppard Arnold and John R. Gibson, Circuit Judges, and Goldberg,¹ Judge.

Per Curiam

A jury convicted Shawn Richard Anderson and Mateo Morales ("appellants") of conspiring to manufacture methamphetamine. The district court² sentenced both appellants to 360 months imprisonment and five years supervised release under 21 U.S.C. § 846 and 21 U.S.C. § 841(b)(1)(A). While most of the issues appellants raise before this court lack any merit, we do find it necessary to revisit briefly the application to drug sentencing cases of the Supreme Court's opinion in Apprendi v. New Jersey, 530 U.S. 466, 120 S. Ct. 2348, 147 L.Ed. 2d 435 (2000).

In Apprendi, the Court held that any fact, other than a prior conviction, that would increase a criminal defendant's sentence beyond the statutory maximum must be submitted to the jury and proved beyond a reasonable doubt. Id. at 2362-63. Such a fact effectively becomes the "functional equivalent" of an element of the offense. Id. at 2365 n.19. In United States v. Aguayo-Delgado, 220 F.3d 926 (8th Cir. 2000), we held that the Apprendi rule subsumes federal drug cases applying 21 U.S.C. § 841(b). 220 F.3d at 933.

In the instant case, the district court instructed the jury that it need find only that the conspiracy intended to produce a "measurable amount" of methamphetamine, rather than a specific amount. Subsequently, during the sentencing phase of the proceedings, the district court made a finding that the conspiracy intended to manufacture more than fifty grams of methamphetamine. We do not fault the district court for its actions, which were fully consistent with the established precedent of this circuit before Apprendi was decided. Because this case is on direct appeal, however, we must apply Apprendi retroactively. See Griffith v. Kentucky, 479 U.S. 314, 328 (1987).

It is clear that under the rule of Apprendi, the district court erred when it found that appellants conspired to produce more than fifty grams of methamphetamine, and sentenced them accordingly. Under 21 U.S.C. § 841(b)(1)(A), a participant in drug conspiracy involving fifty or more grams of methamphetamine may be sentenced to a maximum of life imprisonment. If the conspiracy involves five or more grams, but fewer than fifty grams, the maximum sentence allowed is forty years imprisonment, as established by 21 U.S.C. § 841(b)(1)(B). If there is no finding of drug quantity, however, 21 U.S.C. § 841(b)(1)(C) caps the maximum sentence at twenty years. In this case, because the jury found only that appellants conspired to produce a "measurable amount" of methamphetamine rather than a specific drug quantity, appellants were properly convicted only of violating 21 U.S.C. § 841(b)(1)(C). By finding that the conspiracy involved fifty or more grams of methamphetamine, and imposing a sentence of thirty years, the district court contravened the rule of Apprendi.

This determination does not end our inquiry, because Apprendi "did not recognize or create a structural error that would require per se reversal." United States v. Nealy, 232 F.3d 825, 829 (11th Cir. 2000). We have held that in light of Apprendi, "[D]rug quantity must often be treated as an element of the offense under § 841." United States v. Sheppard, 219 F.3d 766, 767 (8th Cir. 2000). Certainly this is such a case. However, the Supreme Court has held that if a trial court errs by omitting an element of the offense from its charge to the jury, instead deciding the element itself, the conviction must still be affirmed if the error was harmless.³ Neder v. United States, 527 U.S. 1, 8-15 (1999). Accordingly, we must affirm the appellants' sentences unless we find that "the record contains evidence that could rationally lead to a contrary finding with respect to the omitted evidence." Id. at 19.

In this case, there was overwhelming evidence that appellants conspired to produce amphetamine in a quantity sufficient such that appellants' thirty-year sentences do not exceed the statutory maximum as proscribed by Apprendi.

It is undisputed that law enforcement officers seized approximately 100 grams of pseudoephedrine, the main precursor chemical for making methamphetamine, from the residence of appellants' co-conspirator.⁴ The prosecution introduced expert testimony that this quantity of pseudoephedrine could theoretically yield about ninety-two grams of methamphetamine.⁵ Appellants' own expert concurred with this yield estimate. To be sure, the relevant inquiry is not what a theoretical maximum yield would be, or even what an average methamphetamine cook would produce, but what appellants themselves could produce. United States v. Cole, 125 F.3d 654, 655 (8th Cir. 1997). However, appellants' co-conspirator was an experienced cook, the defense expert conceded that the conspirators' recipe was viable, if crude, and a search by authorities revealed traces of methamphetamine on laboratory equipment.

On the basis of this evidence, we think it improbable that any rational jury could conclude that the "object of the attempt," see United States v. Beshore, 961 F.2d 1380, 1383-84 (8th Cir. 1992), was to produce fewer than fifty grams of methamphetamine, particularly as appellants were properly charged in the indictment with conspiracy to manufacture in excess of fifty grams of methamphetamine. See United States v. Cavender, 228 F.3d 792, 804 (7th Cir. 2000) (finding a potential Apprendi error harmless because "the indictment charged that the defendants had handled 'multiple kilograms of mixtures containing cocaine base,' and this was the evidence put before the jury"). Most importantly, however, we find it inconceivable that any rational jury could conclude that appellants conspired to produce fewer than five grams of methamphetamine, given the overwhelming evidence that the conspirators possessed both the intent and the capability of producing...