U.S. v. Davis, 76-2857

• Decision Date: 17 January 1977
• Docket Number: No. 76-2857,76-2857
• Citation: 548 F.2d 840
• Parties: UNITED STATES of America, Plaintiff-Appellee, v. Ricky Allen DAVIS, Defendant-Appellant.
• Court: U.S. Court of Appeals — Ninth Circuit

Page 840

548 F.2d 840

UNITED STATES of America, Plaintiff-Appellee, v. Ricky Allen DAVIS, Defendant-Appellant.

No. 76-2857.

United States Court of Appeals Ninth Circuit.

Jan. 17, 1977.

Theodore G. Meeker (argued), of Corralis, Robinson & Meeker, Honolulu, Hawaii, for defendant-appellant.

Stephen D. Quinn, Asst. U. S. Atty. (argued), Honolulu, Hawaii, for plaintiff-appellee.

Before BROWNING and CHOY, Circuit Judges, and THOMPSON, ¹ District Judge.

BRUCE R. THOMPSON, District Judge:

This is an appeal from the conviction of the defendant, Ricky Allen Davis, on seven counts of perjury pursuant to Section 1621 of Title 18, United States Code.

On October 18, 1975, a service station situated on the United States Naval Ammunition Depot at Lualualei, Oahu, Hawaii was burglarized. As the crime occurred within the exclusive jurisdiction of the United States, the FBI commenced an investigation into the matter. Shortly thereafter, a marine, Curt Allen Gustafson, became the target of the FBI investigation, as a result of fingerprints matching his being found at the scene of the burglary. At that time, Gustafson was assigned to the marine barracks at the Waikele branch of the Naval Ammunition Depot in Hawaii.

Special Agent Hilton J. Lui of the FBI, was assigned to the Lualualei burglary investigation. During the course of his investigation Lui questioned several marines who were also stationed with Gustafson at Waikele, regarding any information they might possess concerning the burglary. As a result of information received during one such interview, Lui directed the attention to the defendant, Ricky Allen Davis, a fellow marine and an acquaintance of Gustafson.

On January 14, 1976, Lui interviewed the defendant. During the course of this interview, Davis admitted being a friend of Gustafson, but denied any knowledge as to whether Gustafson had played a role in the burglary. In early February, the federal grand jury convened in Hawaii for the purpose of investigating the burglary. Davis was subpoenaed to appear and to testify concerning his knowledge, if any, of Gustafson's involvement in the crime.

According to the testimony of Lui, Davis, upon receipt of the grand jury subpoena on February 3, 1976, desired to make a statement to the FBI. Lui testified that during the February 3rd interview, Davis indicated that he had been apprised of Gustafson's role in the Lualualei burglary by Gustafson himself during a conversation between the two.

During the course of this interview, Lui simultaneously took written notes of Davis' responses to various questions. Subsequent to this interview, but while still in the presence of Davis, Lui composed a written statement based on his notes and presented it to the defendant for his signature. Lui testified that before obtaining the defendant's signature, he read the statement out loud to Davis and instructed him to make any corrections or deletions he desired. With no corrections, additions, or deletions being made, Davis' statement as composed by Lui read as follows:

"About one and a half weeks before November 4, 1975, the approximate date Curt Gustafson left the Marine Corps, he mentioned to me and said that he went to Lualualei on the night of the burglary at the gas station and broke into this gas station which is located there between the road from NAVMAG Lualualei and Radio Transmitting Facility (RTF) Lualualei. About two or three days later while we were going to the beach, we were driving on a deserted road in Makaha and Gustafson mentioned to me and pointed out an area we were passing as the area where the safe which they took from the burglary was dumped. I recall that Gustafson told me that they didn't get into the safe. Gustafson did not mention to me the other name of the individuals that participated in the burglary. Also, Gustafson did not mention to me of the other items.

"Gustafson did not mention any details to me as far as robbing the gas station."

After Davis was read the statement, he incorporated the following verification in his own handwriting.

"I make this statement consisting of two pages without any coercion against me and attest the statement is true and correct."

Davis then signed the statement.

Three days later, Davis had a slightly different version as to what transpired during the February 3 interview with Lui. In his appearance before the federal grand jury on February 6th, Davis, while under oath, denied having any knowledge as to who had robbed the Lualualei service station. He further denied that Gustafson had ever indicated to him, in any fashion, that he had ever committed the burglary.

When asked during the trial to explain the noticeable discrepancies between his testimony and that of Lui's, Davis testified that he had never told Lui anything concerning Gustafson's involvement in the burglary. In refuting the contents of the FBI statement that he had personally verified and signed, Davis' testimony is somewhat incredible. He recalled being read a statement by Agent Lui before signing it, but denied that the statement in evidence and the statement that he was read were the same. When asked if he had read the statement before signing it, Davis contended that he had only glanced at certain portions of the statement, and had apparently overlooked the sentence implicating Gustafson.

The defendant was charged with seven counts of perjury emanating from his testimony before the federal grand jury, and was subsequently convicted by a jury on all seven counts.

Counts I, III, V and VI all directly concern whether Gustafson even mentioned anything to Davis concerning his (Gustafson's) participation in the Lualualei burglary or his conduct on the particular night of the burglary. Count II is a much more general charge concerning whether Davis had any idea who had committed the Lualualei burglary. Count IV is based on defendant's denial before the grand jury that Agent Lui had carefully gone over the whole statement with Davis and that Davis had read the statement before signing it. Count VII of the indictment charged that the defendant committed perjury during his appearance before the federal grand jury when he denied telling Agent Lui that he was told of Gustafson's participation in the burglary by Gustafson himself.

This Circuit follows the traditional "two witness rule" which requires that the falsity of the defendant's statements must be proved by the testimony of two witnesses or the testimony of one witness, plus corroborating evidence. Weiler v. United States, 323 U.S. 606, 607, 65 S.Ct. 548, 89 L.Ed. 495 (1945); Gebhard v. United States, 422 F.2d 281, 286 (9th Cir. 1970). The corroborative evidence required need not be independently sufficient to establish the defendant's guilt, United States v. Howard, 445 F.2d 821, 822 (9th Cir. 1971); Arena v. United States, 226 F.2d 227, 234, 236 (9th Cir.), cert. denied, 350 U.S. 954, 76 S.Ct. 342, 100 L.Ed. 830 (1956) and may be circumstantial in nature. Vuckson v. United States, 354 F.2d 918, 920 (9th Cir.), cert. denied, 384 U.S. 991, 86 S.Ct. 1896, 16 L.Ed.2d 1007 (1966). This Circuit has held that the corroborating evidence is sufficient if it, together with the direct evidence, is inconsistent with the innocence of the defendant. Arena v. United States, supra, at 234. In United States v. Weiner, 479 F.2d 923, 927-28 (2d Cir. 1973), the court construed the rule requiring that the corroborating evidence be inconsistent with the innocence of the defendant to mean no more than

"such evidence must tend to substantiate that part of the testimony of the principal prosecution witness which is material in showing that the statement made by the accused under oath was false. This is to say that the two-witness rule is satisfied by corroborative evidence of sufficient content and quality to persuade the trier that what the principal prosecution witness testified to about the falsity of the accused's statement under oath was correct."

In the present situation, Lui testified at trial that during the February 3, 1976 interview with Davis, Davis admitted having a conversation with Gustafson, where he was told of Gustafson's involvement in the burglary. Lui's testimony was further corroborated by the introduction into evidence of the verified and signed statement of Davis. This statement amounted to a written admission by Davis and was entirely consistent with the testimony given by Lui. In Vetterli v. United States, 198 F.2d 291, 293 (9th Cir.), vac. on other. grds., 344 U.S. 872, 73 S.Ct. 175, 97 L.Ed. 675 (1952), we emphasized:

"Admissions of a party charged with perjury, if made under such circumstances as render them clearly admissible, seem to us to have a sound corroborative value."

The defendant contends that the use of this signed statement to satisfy the corroborative evidence requirement of the two-witness rule amounts to bootstrapping in that the statement was written and composed by Lui. We disagree. Where one witness testifies to the fact of perjury, independent corroborative evidence suffices under the two-witness rule if it tends to confirm the truth of the witness's testimony in material respects and thereby induces belief in his testimony. Since the corroborative evidence need not be strong nor even independently sufficient in itself, it may be supplied by the defendant's own conduct. Once the two-witness rule is satisfied, it is for the jury to decide the trustworthiness of the evidence, what weight should be accorded it, and the credibility of the witnesses. Adams v. United States, 191 F.2d 206, 207 (9th Cir. 1951). In addition to the testimony of Lui and the signed admission of Davis, further corroboration was provided...