U.S. v. Gates, 76-3369

Decision Date15 August 1977
Docket NumberNo. 76-3369,76-3369
Citation557 F.2d 1086
PartiesUNITED STATES of America, Plaintiff-Appellee, v. George Daniel GATES, Defendant-Appellant.
CourtU.S. Court of Appeals — Fifth Circuit

Clark Gable Ward, Houston, Tex., John A. Shorter, Washington, D. C., for defendant-appellant.

Edward B. McDonough, Jr., U. S. Atty., Mary L. Sinderson, George A. Kelt, Jr., Asst. U. S. Attys., Houston, Tex., John P. Smith, Asst. U. S. Atty., Brownsville, Tex., James R. Gough, Asst. U. S. Atty., Houston, Tex., for plaintiff-appellee.

Appeal from the United States District Court for the Southern District of Texas.

Before THORNBERRY, AINSWORTH and RONEY, Circuit Judges.

RONEY, Circuit Judge:

Defendant appeals on numerous grounds his conviction for conspiracy to possess and possession of heroin with intent to distribute. 21 U.S.C.A. §§ 841(a)(1), 846. We affirm.

Defendant, an attorney, traveled from Washington, D. C. to Texas with a man named Joyner. They were met by two other men, Ruiz and Guzman. The group went to a hotel to discuss the purchase of a half pound of heroin for $1500 an ounce. Defendant gave Ruiz a $1500 down payment. The following day Guzman, Joyner and Ruiz brought heroin to the hotel. Defendant approved it and promised to pay the balance of the purchase price on his return to Washington. He departed Texas that evening.

Joyner was subsequently arrested and a half pound of heroin found in his luggage. Defendant was indicted. Shortly before trial time, Joyner was murdered. Since Joyner was to have been the Government's major witness, the court granted a Government motion for dismissal of the indictment, after a jury had been selected but not sworn.

The defendant was later reindicted on the same charges. During various pretrial proceedings defendant represented himself, notwithstanding repeated warnings by the court that he should either retain or request the appointment of counsel. At one point defendant informed the court that he had hired a lawyer. The attorney informed the court, however, that he had not been paid, and his request to withdraw was granted. During this period defendant informed the court that he would hire counsel in an advisory capacity only, as he wanted to conduct his own defense. On the day set for trial defendant appeared with another attorney, who immediately requested a continuance because of his unfamiliarity with the case. The court granted a postponement only until after lunch. The attorney then withdrew, and defendant went to trial without counsel. At the trial Ruiz, who had been indicted jointly with defendant but pled guilty prior to trial, was the chief Government witness. Defendant was found guilty on both counts after a five-day trial.

On appeal defendant's retained counsel raises four points. First, he argues defendant was denied his constitutionally guaranteed right to the assistance of counsel when the trial court refused a continuance to permit his counsel to make adequate preparations. The grant or denial of a continuance rests in the discretion of the trial judge. United States v. Uptain, 531 F.2d 1281, 1285 (5th Cir. 1976). This is true even where the denial of the continuance will shorten the amount of time available for preparation of the defendant's case. United States v. Valdez, 418 F.2d 363, 365 (5th Cir. 1969). Furthermore, a defendant

may not indefinitely postpone trial by continued applications for more time to seek representation. Whether additional time should be granted is within the sound discretion of the trial court. Further, where a defendant able to retain counsel has been advised by the court that he must retain counsel by a certain reasonable time, and where there is no showing why he has not retained counsel within that time, the court may treat his failure to provide for his own defense as a waiver of his right to counsel and require such defendant to proceed to trial without an attorney.

United States v. Arlen, 252 F.2d 491, 494 (2d Cir. 1958). Accord, United States v. Terry, 449 F.2d 727 (5th Cir. 1971). In this case defendant, an attorney, represented to the court that he had particular expertise in the field of narcotics trials, that any other counsel would act merely as an advisor to him, assured the court on three occasions he would get counsel, and told the court that he would try the case himself if he did not secure counsel. He repeatedly requested more time to secure counsel. Over three months elapsed between his arrest and the date of trial. The court could conclude that defendant was engaged in delaying tactics and had waived his right to counsel.

Second, defendant complains that the court failed to ascertain if all the jurors were literate in the English language, a statutory qualification under 28 U.S.C.A. § 1865(b)(2) (1977 Supp.). This point was not raised at all during the trial. "Where the objection to a juror relates, not to actual prejudice or...

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