U.S. v. Irabor, 1430

• Decision Date: 22 January 1990
• Docket Number: D,No. 1430,1430
• Citation: 894 F.2d 554
• Parties: UNITED STATES of America, Appellee, v. Felix IRABOR, Defendant-Appellant. ocket 89-1129.
• Court: U.S. Court of Appeals — Second Circuit

Page 554

894 F.2d 554

UNITED STATES of America, Appellee, v. Felix IRABOR, Defendant-Appellant.

No. 1430, Docket 89-1129.

United States Court of Appeals, Second Circuit.

Argued Aug. 15, 1989.

Decided Jan. 22, 1990.

Mark D. Oettinger, Bloomberg & Oettinger, Burlington, Vt., for defendant-appellant.

Thomas D. Anderson, Asst. U.S. Atty., argued and with George J. Terwilliger, III, U.S. Atty., David V. Kirby, Chief, Criminal Div., Brooklyn, N.Y., submitted a brief for appellee.

Before: MINER and ALTIMARI, Circuit Judges, and KELLEHER, District Judge. ^*

KELLEHER, District Judge:

In this appeal Felix Irabor challenges his sentence, imposed by the United States District Court, District of Vermont (Foley, J.), after his plea of guilty to bank fraud in violation of 18 U.S.C. Sec. 1344(a)(1). Irabor raises a number of issues concerning the Federal Sentencing Guidelines: whether Guideline Sec. 3C1.1 ("Willfully Obstructing or Impeding Proceedings") can be applied to obstructive conduct occurring prior to the commencement of legal proceedings against a defendant; whether Guideline Sec. 3C1.1 can be applied in conjunction with Guideline Sec. 2F1.1, the Guideline applicable to offenses involving fraud and deceit; and whether the district court erred in refusing to apply Guideline Sec. 3E1.1 ("Acceptance of Responsibility"). For the reasons discussed below, we affirm the judgment of the district court.

FACTS

During the summer of 1988 defendant-appellant Felix Irabor defrauded various Vermont banks of $18,000. To accomplish this end, Irabor used a false name and social security number to open checking accounts at the banks. He then deposited fraudulent sight drafts drawn on foreign banks into these accounts and withdrew the cash. Before he made his escape, Irabor attempted to destroy the evidence of his crimes by tearing up his bank records and false identification papers. This evidence was eventually recovered by the FBI.

Irabor was arrested as he boarded a bus to leave Vermont. He gave the arresting officers a false name and again used a false name during his interview by a pre-trial services officer. Irabor finally identified himself at the time of his initial appearance before a magistrate.

Irabor pleaded guilty to one count of bank fraud. He was sentenced pursuant to the Federal Sentencing Guidelines to a term of twenty-four months imprisonment, followed by a three-year period of supervised release. A special assessment of $50.00 was also imposed.

DISCUSSION

An incorrect application of the Sentencing Guidelines may be appealed. 18 U.S.C. Sec. 3742(a)(2). In order to preserve an issue for appeal, a defendant must first present it to the district court for determination. See United States v. Velasquez, 868 F.2d 714, 715 (5th Cir.1989). Irabor raises certain arguments for the first time on appeal. Although he is not entitled to appellate review of these claims, we nevertheless address them here since "they involve matters of law under a novel and potentially complex scheme." See United States v. Taylor, 868 F.2d 125, 126 (5th Cir.1989).

I.

The district court found that Irabor had willfully obstructed or attempted to obstruct the administration of justice. Irabor's offense level was therefore enhanced by two levels pursuant to Guideline Sec. 3C1.1. Irabor does not challenge the district court's factual conclusion that he obstructed or attempted to obstruct justice. Rather, he urges that Sec. 3C1.1 does not apply to his obstructive conduct. Since this issur involves the legal interpretation of a guideline, our review is de novo. See United States v. Daughtrey, 874 F.2d 213, 217 (4th Cir.1989).

Guideline Sec. 3C1.1, entitled "Willfully Obstructing Proceedings," states: "If the defendant willfully impeded or obstructed or attempted to impede or obstruct the administration of justice during the investigation or prosecution of the instant offense, increase the offense level from Chapter Two by two levels." Irabor maintains that this guideline applies only to obstructive conduct occurring after judicial proceedings have been initiated against a defendant. Since his obstructive conduct occurred prior to the initiation of such proceedings against him and therefore did not actually result in the obstruction of justice, he argues that the district court erred by increasing his offense level pursuant to this guideline.

In support of his interpretation of Sec. 3C1.1 Irabor relies only on the title of the guideline and ignores its substance. While the title may refer only to obstruction of "proceedings," the guideline itself is broader in scope. By its terms Sec. 3C1.1 applies to obstructive conduct occurring during the "investigation or prosecution" of the offense charged. The Commentary explains that Sec. 3C1.1 applies when "a defendant ... engages in conduct calculated to mislead or deceive authorities...." Nothing in the plain language of the guideline indicates any congressional intent to limit its application to conduct occurring after the initiation of proceedings. Indeed, such a construction would undermine a major goal of the Sentencing Guidelines; that is, consistency and uniformity in sentencing. We can discern no reason to treat obstruction of justice differently on the basis of whether it occurred before or after judicial proceedings were commenced.

Likewise, Sec. 3C1.1 expressly applies to attempts to obstruct justice. Whether Irabor's obstructive conduct was ultimately successful is therefore irrelevant to the applicability of the Guideline.

Accordingly, we reject Irabor's attempt to limit the application of Sec. 3C1.1 and hold that it applies to obstructive conduct occurring both before and after formal proceedings have been initiated against a defendant, regardless of whether an investigation or proceeding is thereby actually impeded.

Irabor tore up and discarded his bank records and false identification papers. He also falsely identified himself on two occasions to authorities who were investigating the crimes for which he was ultimately charged. Because this is precisely the type of obstructive conduct to which Sec. 3C1.1 is addressed, the district court properly enhanced Irabor's sentence pursuant to that guideline.

II.

Guideline Sec. 2F1.1 applies to offenses involving fraud or deceit. In calculating Irabor's sentence, the district court began with a base offense level of six. Guideline Sec. 2F1.1(a). The offense level was enhanced by six because Irabor's crime involved $18,000, more than minimal planning, more than one...