U.S. v. James
| Decision Date | 12 May 1978 |
| Docket Number | No. 77-1388,77-1388 |
| Citation | 576 F.2d 223 |
| Parties | UNITED STATES of America, Plaintiff-Appellee, v. Frank JAMES, Defendant-Appellant. |
| Court | U.S. Court of Appeals — Ninth Circuit |
Eugene C. Andres (argued), of Aitken, Bradshaw & Andres, Santa Ana, Cal., for defendant-appellant.
Cornel J. Price, Asst. U. S. Atty. (argued), Los Angeles, Cal., for plaintiff-appellee.
Appeal from the United States District Court for the Central District of California.
Before CHOY and WALLACE, Circuit Judges, and TURRENTINE, * District Judge.
James appeals his conviction on three counts of using an instrument of interstate commerce to threaten to destroy property by means of an explosive in violation of 18 U.S.C. § 844(e). Each of James' claims of error pertains to the administration of his jury trial. We affirm.
On November 4, 1975, the Union Oil Company (Union) received a posted letter which purported to be from a protest group entitled "fission." The author of the letter threatened to explode a nuclear device at one of Union's properties unless Union acceded to an extortionate demand of one million dollars. The letter directed Union to take the money to a particular telephone booth on November 10 at 5:30 p. m. and to wait for further instructions.
At the appointed time, FBI Agent Truax, posing as a Union official, drove to the designated telephone booth. At 5:35 p. m., Truax received a call from the extortioner and was instructed to go to another specified telephone booth. Agent Truax drove slowly to the second booth in order to allow a group of agents to take up positions of surveillance in the vicinity of the second booth.
At 6:18 p. m., Truax received a second call from the extortioner. This call was monitored by Agent Ladd, who was in the telephone company's office. As soon as the 6:18 call began, Ladd so advised Agent Norregard who, in turn, immediately informed each of the officers involved in the surveillance by radio. This call lasted a few minutes, during which the extortioner instructed Truax to drive to the California Yacht Anchorage and to leave the car and money there. As soon as this call was terminated, Ladd so advised each of the agents.
Immediately prior to the second call, two of the agents assigned to surveillance Chamberlain and Girardi, saw James enter a public telephone booth. The agents observed that James' use of the telephone coincided precisely with Norregard's messages as to when the extortioner's call began and ended. Chamberlain then surreptitiously followed James to the California Yacht Anchorage, where James resided. James was subsequently indicted and convicted of violating 18 U.S.C. § 844(e).
James' first claim of error is that the district judge's failure to give a particular instruction relating to circumstantial evidence amounted to a denial of due process. We disagree.
James' specific argument is that his entire defense was dependent upon the jury's understanding of the nature and significance of circumstantial evidence, and that a promised instruction on this point was not given. His attorney's interest in an instruction on this subject was expressed during trial as follows:
COURT:
. . . Do you have any instructions you want me to give?
Oh, yes. In fact, I always do that. I have already done it actually and I will do it again.
If it is irreconcilable with any other rational conclusion.
From these sparse comments, and having made no written offer of a jury instruction, he now asserts that there was a proper request for an instruction apparently given in California state courts. 1 James then claims that when the district judge responded, "I always do that," he was misled into relying upon that instruction in his argument to the jury.
His argument fails for several reasons. It can hardly be said that an adequate request was made for the specific instruction James now claims was intended. Moreover, there is substantial question whether a proper objection was ever made to the circumstantial evidence instructions that were given. See Fed.R.Crim.P. 30.
Even if we assume that proper objection was made and that substitute instructions were adequately requested, it would avail James nothing because the instructions given were clearly adequate.
We review a claim of error relating to jury instructions from a unique vantage point. First, neither party, including a criminal defendant, may insist upon any particular language. United States v. Pallan, 571 F.2d 497 (9th Cir. 1978). On the contrary, the trial judge is given substantial latitude in tailoring the instructions so long as they fairly and adequately cover the issues presented. United States v. Kennedy, 564 F.2d 1329, 1338 (9th Cir. 1977); United States v. Davis, 564 F.2d 840, 846 n.6 (9th Cir. 1977); United States v. Thompson, 559 F.2d 552, 553 (9th Cir. 1977); United States v. Garcia-Rodriguez, 558 F.2d 956, 965-66 (9th Cir. 1977). Equally important, the propriety of a given instruction, or the failure to give a particular instruction, is not reviewed in the abstract; rather, the adequacy of the entire charge taken in the context of the whole trial is our proper scope of inquiry. United States v. Park, 421 U.S. 658, 674-75, 95 S.Ct. 1903, 44 L.Ed.2d 489 (1975); United States v. Silla,555 F.2d 703, 706 (9th Cir. 1977); United States v. Kaplan, 554 F.2d 958, 968 (9th Cir. 1977). Finally, although a criminal defendant is entitled to an instruction regarding his theory of the case, United States v. Kaplan,supra, 554 F.2d at 968, challenges which merely pertain to the trial judge's language or formulation of the charge are reversible only for an abuse of discretion. See United States v. Park, supra, 421 U.S. at 675, 95 S.Ct. 1903; United States v. Bayer, 331 U.S. 532, 536-37, 67 S.Ct. 1394, 91 L.Ed. 1654 (1947).
Viewing the jury's charge in light of these principles, we conclude that James' contention is without merit. The district judge instructed the jury on the meaning and significance of direct and circumstantial evidence. 2 In addition, the jury was instructed as to their duty in the event they concluded that the evidence reasonably permitted a finding of either guilt or innocence. 3 Considering these instructions in light of the charge and record as a whole, we believe that the substance of James' desired instruction was more than adequately given. In addition, the formulation of the charge chosen by the trial court was certainly not an abuse of discretion, 4 and our review of his attorney's argument does not demonstrate the prejudice he claims.
James' second contention is that certain comments by the district judge impermissibly invaded the jury's province. James points specifically to two passages from the record where the district judge seems to indicate that the elements of the offenses had been established. 5 These comments, argues James, exceeded the court's prerogative of fair comment. We disagree.
As Mr. Justice Frankfurter tersely observed, "(f)ederal judges are not referees at prize-fights but functionaries of justice." Johnson v. United States, 333 U.S. 46, 54, 68 S.Ct. 391, 395, 92 L.Ed. 468 (1948). The broader import of this maxim, with respect to the trial court, is that a United States district judge assumes the traditional role and "function of the trial judge at common law . . . ." Quercia v. United States, 289 U.S. 466, 469, 53 S.Ct. 698, 699, 77 L.Ed. 1321 (1933). Accordingly,
(i)n a trial by jury in a federal court, the judge is not a mere moderator, but is the governor of the trial for the purpose of assuring its proper conduct and of determining questions of law. In charging the jury, the trial judge is not limited to instructions of an abstract sort. It is within his province, whenever he thinks it necessary, to assist the jury in arriving at a just conclusion by explaining and commenting upon the evidence, by drawing their attention to the parts of it which he thinks important; and he may express his opinion upon the facts, provided he makes it clear to the jury that all matters of fact are submitted to their determination.
Id. (citation omitted). Accord, Evans v. Wright, 505 F.2d 287, 289-93 (4th Cir. 1974); Davis v. Craven, 485 F.2d 1138, 1140-42 (9th Cir. 1973), cert. denied, 417 U.S. 933, 94 S.Ct. 2645, 41 L.Ed.2d 236 (1974); United States v. Carlos, 478 F.2d 377, 379 (9th Cir. 1973). 6
It is clear, however, that the trial judge's authority in commenting upon the evidence is not boundless. Quercia v. United States,supra, 289 U.S. at 470-72, 53 S.Ct. 698. Therefore, the bottom-line question in cases such as the one before us is whether the judge has made "it clear to the jury that all matters of fact are submitted to their determination." Id. at 469, 53 S.Ct. at 699. Our review of the record leads us to conclude that the judge's comments did not "leave the jury with the impression that they (were) not free to perform their traditional fact-finding function . . . ." United States v. Carlos, supra, 478 F.2d at 379.
It was not impermissible for the trial judge to indicate that he saw little dispute over whether the elements of the offenses were established. In fact, James' counsel offered little evidence to negate this showing. As the judge observed, the central dispute was over the identity of the threatener, not whether the threats had been committed. 7 In our view, the judge was merely fulfilling his historic role of giving the jury "Assistance by . . . observing where the Question and Knot of the Business lies . . . " 8
The district judge also expressly instructed the jury that it would be the final arbiter of all questions of fact, particularly the guilt or innocence of James. The judge stated:
I don't know that I have commented on the evidence. I have made mention of the evidence but not in any manner...
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