U.S. v. Ott

• Decision Date: 03 September 1987
• Docket Number: No. 86-2096,86-2096
• Citation: 827 F.2d 473
• Parties: UNITED STATES of America, Petitioner-Appellee, v. Bruce D. OTT, Respondent-Appellant.
• Court: U.S. Court of Appeals — Ninth Circuit

Page 473

827 F.2d 473

UNITED STATES of America, Petitioner-Appellee, v. Bruce D. OTT, Respondent-Appellant.

No. 86-2096.

United States Court of Appeals, Ninth Circuit.

Argued and Submitted July 15, 1987.

Decided Sept. 3, 1987.

David F. Levi, Sacramento, Cal., Mary C. Lawton, Lubomyr M. Jachnycky and Larry S. Greenberg, Dept. of Justice, Washington, D.C., on the brief, for petitioner-appellee.

William K. Altee, Jr., Lt. Col. USAF, Travis AFB, Cal., for respondent-appellant.

Appeal from the United States District Court for the Eastern District of California.

Before ANDERSON, NORRIS and KOZINSKI, Circuit Judges.

NORRIS, Circuit Judge:

Appellant Bruce Ott of the United States Air Force was subject to court-martial for allegedly offering to sell classified information to representatives of a foreign government in violation of the Uniform Code of Military Justice, 10 U.S.C. Secs. 892, 934. The government informed Ott that it intended to introduce certain evidence obtained from an electronic surveillance operation authorized pursuant to the Foreign Intelligence Surveillance Act (FISA), 50 U.S.C. Secs. 1801 et seq. The government furnished Ott with transcripts of those intercepted conversations to which Ott was a party (the "Ott conversations" ) but refused to furnish him with transcripts of the intercepted conversations to which Ott was not a party (the "non-party conversations"). Ott subsequently moved to suppress the surveillance evidence on the ground that it was obtained in violation of section 1806(e) of FISA. ¹

The military judge presiding over the court-martial transferred Ott's suppression motion to the district court. ² Because the Attorney General filed an affidavit pursuant to section 1806(f) asserting that disclosure of information obtained during the surveillance would threaten national security interests, the district court conducted an ex parte, in camera review of the surveillance application, order, and other materials relating to the surveillance, including transcripts of all of the Ott conversations. The district court held that the surveillance evidence was not obtained in violation of FISA. The court also rejected Ott's claim that FISA's provision for ex parte, in camera review of the surveillance materials violated his fifth and sixth amendment rights. The court therefore denied Ott's motion to suppress. See United States v. Ott, 637 F.Supp. 62 (E.D.Cal.1986). Ott appeals. ³

I

Ott first contends that the district court had insufficient evidence before it to determine the legality of the government's surveillance activities. He suggests that without viewing the transcripts of all of the non-party conversations as well as Ott's conversations, the district court could not properly determine either (1) whether the surveillance was conducted for legitimate foreign intelligence purposes as required by section 1802(b) or (2) whether the surveillance was conducted in a manner designed to minimize the acquisition and retention of information unrelated to the purpose of the surveillance as required by section 1805(a)(4).

We disagree. First, we are satisfied after our own in camera review of the materials examined by the district court that the purpose of the surveillance, both as proposed and actually conducted, was to secure foreign intelligence information and not to aid in criminal investigations as Ott surmises. Second, the transcripts of Ott's conversations reveal that the government did not violate its statutory duty to minimize acquisition and retention of irrelevant information with respect to Ott's conversations. It was not necessary for the district court to examine the non-party conversations in order to determine whether the government followed the required minimization procedures. While Ott enjoys standing to argue that the government violated FISA's minimization requirements, see supra note 1, he can argue only that his own statutory rights were violated. Ott has no statutory right that the government employ sufficient minimization procedures when intercepting the conversations of others because he has no privacy interest in these non-party conversations. See S.Rep. No. 604, 95th Cong., 2d Sess., reprinted in 1978 U.S. Code Cong. & Ad. News 3904, 3956 ("if monitoring agents choose to disregard the minimization standards and thereby acquire evidence of a crime against an overheard party whose conversation properly should have been minimized, that evidence would be acquired in violation of this chapter and would properly be suppressed") (emphasis added); cf. United States v. Fury, 554 F.2d 522, 526 (2d Cir.) (under analogous domestic wiretap statute, defendant cannot challenge introduction of his conversations on the ground that the government failed to minimize interception of the conversations of others because this alleged failure invades the privacy of others but not the defendant), cert. denied, 433 U.S. 910, 97 S.Ct. 2978, 53 L.Ed.2d 1095 (1977).

II

Ott next argues that the district court failed to make specific findings of fact in accordance with Rule 23(c) of the Federal Rules of Criminal Procedure. ⁴ Even assuming arguendo that Rule 23(c) applies to suppression hearings, we conclude that, considering the highly sensitive nature of the challenged evidence and the FISA application and order, the district court made sufficiently specific findings to satisfy the Rule. See 637 F.Supp. at 66-67.

III

Ott also contends that section 1806(f)'s requirement that the district court conduct an ex parte, in camera review of FISA materials upon request of the Attorney General operated in this particular case to deprive him of due process. ⁵ Ott notes that the Attorney General's affidavit requesting in camera review relied entirely on facts contained in the sealed affidavit of Assistant FBI Director James Geer, and Ott suggests that Geer's affidavit must be viewed with skepticism because Geer is responsible for intelligence investigations and might be embarrassed professionally by a finding that the surveillance in this case violated FISA. However, Ott cites no authority for his contention that the government's failure to disclose Geer's affidavit violated due process. We reject the suggestion that high-ranking officials charged with overseeing foreign intelligence operations are constitutionally disqualified from supporting surveillance applications merely...