U.S. v. Sertich, 94-50597

• Citation: 69 F.3d 545
• Decision Date: 24 October 1995
• Docket Number: No. 94-50597,94-50597
• Parties: NOTICE: Ninth Circuit Rule 36-3 provides that dispositions other than opinions or orders designated for publication are not precedential and should not be cited except when relevant under the doctrines of law of the case, res judicata, or collateral estoppel. UNITED STATES of America, Plaintiff-Appellee, v. Mark G. SERTICH, aka Mark Sertich, Defendant-Appellant,
• Court: United States Courts of Appeals. United States Court of Appeals (9th Circuit)

Page 545

69 F.3d 545

NOTICE: Ninth Circuit Rule 36-3 provides that dispositions other than opinions or orders designated for publication are not precedential and should not be cited except when relevant under the doctrines of law of the case, res judicata, or collateral estoppel.

UNITED STATES of America, Plaintiff-Appellee, v. Mark G. SERTICH, aka Mark Sertich, Defendant-Appellant,

No. 94-50597.

United States Court of Appeals, Ninth Circuit.

Argued and Submitted Sept. 12, 1995.

Decided Oct. 24, 1995.

Before: BROWNING and PREGERSON, Circuit Judges and TANNER, ^* District Judge.

MEMORANDUM ^**

Mark Sertich appeals from the denial of his motion to enforce the nonprosecution paragraph of his plea agreement entered into in the Central District of California to bar a subsequent prosecution in the Northern District of Indiana. We have jurisdiction over this timely appeal and AFFIRM.

I. FACTS

The parties are aware of the facts and procedural background leading up to this appeal so we will not repeat them here.

II. STANDARD OF REVIEW

This court reviews de novo whether or not a provision of a plea agreement is ambiguous. United States v. Anderson, 970 F.2d 602, 606 (1992), amended, 990 F.2d 1163 (9th Cir.1993). "Plea agreements are contractual in nature and are measured by contract law standards." United States v. Keller, 902 F.2d 1391, 1393 (9th Cir.1990). "In construing an agreement, the court must determine what the defendant reasonably understood to be the terms of the agreement when he pleaded guilty." United States v. De La Fuente, 8 F.3d 1333, 1337 (9th Cir.1993) (footnotes omitted). Because the understanding of the parties is a factual question, the district court determines this question and this court reviews that determination only for clear error. Anderson, 970 F.2d at 607; United States v. Read, 778 F.2d 1437, 1441 (9th Cir.1985), cert. denied, 479 U.S. 835 (1986).

DISCUSSION

Paragraph VI of the plea agreement entitled "Nonprosecution for Other Related Offenses" provides:

This office agrees not to criminally prosecute you for other related offenses connected with the activities charged in the indictment, specifically, with respect to activities involving Richard Allen from approximately August 24, 1990 through October 11, 1991 within the jurisdiction of the Central District of California.

Additionally, "[t]his office" is defined in paragraph I of the agreement as the "United States Attorney's Office for the Central District of California."

The California indictment charges that: "Beginning on a date unknown to the Grand Jury and continuing to on or about October 11, 1991 within the Central District of California and elsewhere ...," the named defendants and others conspired to evade excise taxes on diesel fuel. The Indiana indictment charged: "From on or about October, 1986, through on or about November 17, 1987 in the Northern District of Indiana, and elsewhere ..." Sertich, along with others, conspired to evade excise taxes on diesel fuel.

Sertich's argument that the nonprosecution paragraph bound not only the United States Attorney's Office in the Central District of California, but bound the government as a whole is based on two Fourth Circuit cases, United States v. Carter, 454 F.2d 426, 428 (4th Cir.1972) (holding that if the district court were to find that the United States government promised to prosecute the defendant only in the District of Columbia, then the government was barred from prosecuting in the Eastern District of Virginia) and United States v. Harvey, 791 F.2d 294, 303 (4th Cir.1986) (holding that a plea agreement that is ambiguous as to whether it binds only the prosecuting district must be resolved against the government to bind the United States in all districts). ¹

Carter and Harvey are not controlling. In this case, Sertich and the government had a written plea agreement. Sertich's argument that he was promised by the Assistant United States Attorney of the Central District of California that he would not be prosecuted in Indiana is not supported by the record. The district court's implicit finding on this point is not clearly erroneous. Thus Carter is not on point.

In Harvey the Fourth Circuit found that the plea agreement was ambiguous as a matter of law. Harvey, 791 F.2d at 301. The plea agreement in that case was ambiguous in that it used the terms "Government" and "Eastern District of Virginia" interchangeably. Id. at 302. The plea agreement at issue here alleviates the ambiguity in the language that concerned the Harvey court. In Sertich's agreement the agency--"this Office"--was clearly defined as the United States Attorney's Office for the Central District of California. Consistently throughout the agreement the term "this Office" is used. The only instance the term "the government" appears in Sertich's plea agreement is in the final paragraph regarding no other agreements. This single usage does not create an ambiguity. See United States v. Ingram, 979 F.2d 1179, 1185 n. 7 (7th Cir.1992).

Furthermore, the Harvey court was concerned that...