United States ex rel. Brown v. US Bd. of Parole, Civ. No. 76-605.

Decision Date10 August 1977
Docket NumberCiv. No. 76-605.
PartiesUNITED STATES ex rel. Robert Wade BROWN, Jr., Petitioner, v. UNITED STATES BOARD OF PAROLE, Respondent.
CourtU.S. District Court — Middle District of Pennsylvania

Louise O. Knight, Lewisburg, Pa., for petitioner.

S. John Cottone, U. S. Atty., Scranton, Pa., for respondent.

MEMORANDUM AND ORDER

NEALON, Chief Judge.

On January 31, 1977, respondent in this habeas corpus action was given 15 days to supplement the record of petitioner's parole consideration to explain an apparent error in the statement of reasons for the denial of parole. See Notice of Action dated Nov. 4, 1975. In the alternative, should an explanation of the apparent error in fact be impossible, respondent was given 30 days within which to conduct a new parole hearing. By letter dated February 4, 1977, respondent advised the Court that a new parole hearing would be conducted. Following a hearing held February 8, and by notice of action dated February 23, the Parole Commission informed petitioner that parole was again being denied, and that petitioner would be continued for a review hearing in October, 1977. See Document # 22.

Petitioner has filed motions for leave to file a supplemental petition and for release on bail pending resolution of the action. Respondent has filed a brief in opposition to the motion for release on bail. The Court will take this motion under advisement. Respondent's brief opposing the filing of a supplemental petition was due March 10, 1977 but has not been filed despite detailed notice of the necessity to do so. See Order of Feb. 16, 1977. Consequently, in accordance with Local Rule 301.01, the motion for leave to file a supplemental petition is deemed unopposed, and leave will be granted. See Fed.R.Civ.P. 15(d). Respondent will be given 15 days to file a supplemental answer. See Rule 4 of the Rules Governing Section 2254 Cases in the United States District Court.

In the Order of January 31, 1977, I reserved the question of whether the statement of reasons supplied petitioner in the November 1975 notice of action was adequate. See generally United States ex rel. Jacoby v. Arnold, 442 F.Supp. 144 (M.D.Pa., 1977). If petitioner has now been supplied with a notice fully comporting with the requirements of due process, see Notice of Action dated Feb. 23, 1976, this issue may now be moot. See Hill v. Attorney General, 550 F.2d 901 (3d Cir., 1977). At this time this issue remains before the Court, and should be addressed in the supplemental answer.

In the supplemental petition it is argued that respondent has made judicial admissions to the effect that petitioner would be entitled to release after 144 months in custody. It is now clear that petitioner has served over 148 months in custody. Therefore, it is argued, petitioner is entitled to release. Respondent must address this issue in the supplemental answer.

In addition, by petitioner's brief in reply to respondent's brief in opposition to the motion seeking bail, petitioner seeks to raise a third ground for the granting of habeas corpus relief. In the brief opposing the bail motion, respondent had attached the affidavit of Frank C. Johnston.1 Therein, Mr. Johnston states that the most recent denial of parole was based upon the determination that institutional progress was poor until 1973, and that the record of institutional misconduct including, but apparently not limited to two murders justified denial of parole. The murders, committed in 1962 and 1964, were mentioned in both the November 1975 and February 1977 notices of action. However, the notices contain no reference to petitioner's institutional progress between 1964 and 1973. By way of reply brief, petitioner contends that court orders in Adams v. Carlson, 368 F.Supp. 1050 (E.D.Ill.1973), and 375 F.Supp. 1228 (E.D.Ill.1974), removed the only blemishes on his institutional record for the period 1964 to 1973. Consequently, petitioner argues both that he had good institutional progress in the years 1964 to 1973, and that he had no notice during parole consideration that purported misconduct for those years was a ground for the denial of parole.

Petitioner cannot by way of brief raise new grounds for the granting of habeas corpus relief. See 6 C. Wright & A. Miller, Federal Practice and Procedure, Civil § 1504 (1971). Instead, the Court will grant petitioner leave to file a supplemental petition within 15 days raising this further ground. See Fed.R.Civ.P. 15(d); Rule 1(b) & 11 of the Rules Governing Section 2254 Cases in the United States District Court. The personal affidavit of the petitioner may be incorporated by reference. A response, if necessary, will be ordered.

SUPPLEMENTAL MEMORANDUM

The rather involved history of this case is set forth in the Memorandum of April 14, 1977. As I explained at that time, two contentions remain to be considered in this action:

(1) whether, under the doctrine of judicial preclusion, respondent's sworn statements to the effect that petitioner would probably be entitled to release after 144 months in custody prevent respondent from contesting petitioner's release now that an error in the calculation of petitioner's period of confinement has been discovered and it is known that he has already been confined in excess of 144 months; and
(2) whether petitioner has been given adequate statements of reasons when those statements failed to include the determinative reason for the denial of parole.1

Also before the Court is petitioner's motion for bail. Because petitioner is entitled to a new parole hearing, but not to court-ordered release, the motion for bail will be denied. See Woodcock v. Donnally, 470 F.2d 93 (1st Cir. 1972) (per curiam).

After a parole hearing in October 1975, petitioner was denied parole and continued until October 1977 for an institutional review hearing at that time. In the Notice of Action, dated November 4, 1975, which respondent has supplied, (Doc. # 21, filed Feb. 23, 1977), it was stated that petitioner had been in custody 120 months. In its "Response to Rule to Show Cause" (Doc. # 5, filed June 16, 1976), the government submitted the affidavit of a Parole Commission Research Assistant, James L. Beck, in which he stated that, for prisoners (such as petitioner) who have served a period of time in excess of guideline minimums,

"any prisoner who is continued to an institutional review hearing may expect parole at that time . . .. Since Mr. Brown's continuance of 24 months to October of 1977 was not limited by the 36-month limit on continuances . . ., if the continuance represents the Commission's judgment as to when Mr. Brown will be suitable for parole, absent new information or institutional misconduct."

As observed in the Memorandum and Order of January 31, 1977, however, it appeared that, at the time of the October 1975 hearing, petitioner had in fact been confined for 132 months and not 120, and that, by early February 1977, petitioner had been confined 147 months, three months more than the 144 months that results from adding 120 months to petitioner's continuance of 24 months.

Petitioner argues first, in the supplemental petition for habeas corpus (Doc. # 17, filed Feb. 14, 1977), that

"the United States Parole Commission, by the sworn affidavit of Parole Commission Research Assistant James L. Beck filed in this action, has made judicial admissions, that, in the absence of any `new information' or institutional misconduct on the part of petitioner after his October 1975 parole hearing, petitioner Brown is entitled to release on parole after serving 144 months on his present adult sentences."

Petitioner seeks to invoke the doctrine of preclusion against inconsistent statements, which, in general, forbids a party in a lawsuit from adopting a position, usually as to facts, inconsistent with a prior position. See Scarano v. Central R. Co. of New Jersey, 203 F.2d 510, 512-13 (3d Cir. 1953); 1B J. Moore & T. Currier, Moore's Federal Practice ¶ 0.4058 (2d ed. 1974).

Assuming that the doctrine of preclusion is applicable in habeas corpus,2 I find that there is no inconsistency here. As respondent correctly observes, Mr. Beck's statement quoted supra, is an explanation of the significance of petitioner's two-year continuance, in which Mr. Beck observes that prisoners, such as petitioner, who are already above their guideline minimum3 can ordinarily expect parole when next considered at their institutional hearing. Mr. Beck was not representing what the Parole Commission would do when it next considered petitioner for parole two years hence. Mr. Beck was not stating that the parole denial had been based upon a need to serve an additional two years of custody, or even that the parole action had been based upon the misapprehension that petitioner had been confined 120 months. Therefore, Mr. Beck's statement is not inconsistent with respondent's present position that, notwithstanding that over 144 months of custody have been served, petitioner is not entitled to release. Since there is no inconsistency, the doctrine of preclusion will not be applied.

Petitioner also argues that he has not been given an adequate statement of reasons for the denial of parole.4 Initially, this argument focused on the November 4, 1975 notice of action and the statement of reasons contained therein. But since this notice erroneously stated that petitioner had been confined about 120 months, respondent, as per the Order dated January 31, 1977, scheduled a new parole hearing. By notice of action dated February 23, 1977, petitioner was again denied parole, although the date of his next scheduled parole hearing, October 1977, remained unchanged. The new notice of action contains reasons that are essentially identical to those in the prior notice.

In both notices, reference is made to the specific nature of the crimes for which petitioner is presently incarcerated, viz. that he had killed...

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