United States v. Pittman, 29868 Summary Calendar.

• Decision Date: 25 March 1971
• Docket Number: No. 29868 Summary Calendar.,29868 Summary Calendar.
• Citation: 439 F.2d 906
• Parties: UNITED STATES of America, Plaintiff-Appellee, v. Benjamin PITTMAN and Annie Laura Pittman, Defendants-Appellants.
• Court: U.S. Court of Appeals — Fifth Circuit

439 F.2d 906 (1971)

UNITED STATES of America, Plaintiff-Appellee, v. Benjamin PITTMAN and Annie Laura Pittman, Defendants-Appellants.

No. 29868 Summary Calendar.^*

United States Court of Appeals, Fifth Circuit.

February 22, 1971.

Rehearing Denied March 25, 1971.

Edward T. Garland, Garland & Garland, Reuben A. Garland, Robert G. Fierer, Atlanta, Ga., for appellants.

Robert L. Smith, Asst. U. S. Atty., John W. Stokes, Jr., U. S. Atty., Atlanta, Ga., for appellee.

Before BELL, AINSWORTH and GODBOLD, Circuit Judges.

AINSWORTH, Circuit Judge:

The Pittmans, husband and wife, were tried jointly on five counts of an indictment alleging violations of 26 U.S.C. §§ 4704(a)¹ and 4705(a).² The jury returned a verdict of guilty on the first four counts and acquitted the defendants as to Count V. Subsequently the trial judge, acting pursuant to the Supreme Court's decision in Turner v. United States, 396 U.S. 398, 90 S.Ct. 642, 24 L. Ed.2d 610 (1970), vacated the judgment as to Count III. From their convictions on Counts I, II and IV the defendants appeal, alleging that the admission of certain prejudicial evidence rendered the trial fundamentally unfair as to them, and that the judge erred in cautioning the jury as to the credibility of Mrs. Pittman's testimony. We find no error, and affirm.

The Government based its case against the Pittmans on four incidents alleged to have taken place at their residence in Atlanta in the months of July and August of 1969:

1. July 30 or 31. Sale of heroin by both defendants to Federal Narcotics Agent Albert L. Parrish, Jr., in the company of one Thomas Eugene Harris, who did not then know that Parrish was a federal officer.

2. August 26. Sale of heroin by Mr. Pittman to Harris alone, who purchased it with funds supplied by Agent Parrish. Harris was arrested late on August 26 and induced to cooperate with the Federal Narcotics Bureau.

3. August 27. Sale of cocaine by Mrs. Pittman to Agent Parrish, with Harris again present as the go-between.

4. August 29. Search of the Pittmans\' house and yard by federal, state and local law enforcement officers, pursuant to a federal search warrant. The officers allegedly found a quantity of heroin concealed in a knotted sock under a bush in the Pittmans\' front yard.

Counts I and II of the indictment were based on the July 30-31 transaction, Counts III and IV on the August 27 transaction, and Count V on the fruits of the August 29 search. At the trial Harris and Parrish testified for the Government, as did two other Federal Narcotics Agents and a Narcotics Bureau chemist, a special agent of the Georgia Bureau of Investigation, and an investigator from the Fulton County District Attorney's office. The defense called one witness, Mrs. Pittman, who testified that she and her husband knew Harris, but that they had never at any time sold narcotics to Harris or Parrish.

Counsel for the Pittmans objected consistently at the trial to the introduction of testimony concerning the alleged August 26 transaction with Harris, a transaction not charged in the indictment. The trial judge, in admitting the evidence, cautioned the jury that the Pittmans were not on trial for that transaction, and that evidence pertaining to it was admissible only for the light it might shed on the transactions charged. The appellants contend that the evidence was relevant solely to stigmatize them as "pushers," that it was inadmissible for that purpose, and that its admission prejudiced them to such a degree as to warrant reversal of their convictions on all counts.

As a general rule, in a criminal case, "the prosecution may not introduce evidence of other criminal acts of the accused unless the evidence is substantially relevant for some other purpose than to show a probability that he committed the crime on trial because he is a man of criminal character." C. McCormick, Handbook of the Law of Evidence § 157 at 327 (1964). The rule is one of long standing in the federal system. See Boyd v. United States, 142 U.S. 450, 12 S.Ct. 292, 35 L.Ed. 1077 (1892); Fabacher v. United States, 5 Cir., 1927, 20 F.2d 736. It bars the introduction of evidence of other criminal acts of the accused only where the relevancy of such evidence depends on an inference from the other criminal acts to the character of the defendant, and thence to the defendant's guilt as charged. Michelson v. United States, 335 U.S. 469, 475-476, 69 S.Ct. 213, 218-219, 93 L.Ed. 168 (1948); 2 C. Wright, Federal Practice and Procedure § 410 (1969). Thus, for example, it is established in this Circuit that such evidence "will be received for the purpose of showing knowledge, intent, motive, design or scheme where such element is an essential of the commission of the offense." Ehrlich v. United States, 5 Cir., 1956, 238 F.2d 481, 484; see Weiss v. United States, 5 Cir., 1941, 122 F.2d 675, 681-685, cert. denied, 314 U.S. 687, 62 S.Ct. 300, 86 L.Ed. 550 (1941). However, when district courts in this Circuit, in prosecutions involving offenses which require no specific intent for their commission, have admitted evidence of other similar offenses on the part of the accused "to show intent," this Court has reversed. See Hamilton v. United States, 5 Cir., 1969, 409 F.2d 928, (26 U.S.C. § 5205(a) (2), sale of nontaxpaid whiskey); Baker v. United States, 5 Cir., 1955, 227 F.2d 376 (26 U.S.C. § 5601, illegal operation of a still); Helton v. United States, 5 Cir., 1955, 221 F.2d 338 (illegal acquisition and production of marijuana); cf. Teate v. United States, 5 Cir., 1961, 297 F.2d 120; McClain v. United States, 5 Cir., 1955, 224 F.2d 522.

In support of the trial judge's evidentiary ruling in the instant case, the Government offers the standard "knowledge and intent" justification. We have some doubt that it applies here. Sections 4704(a) and 4705(a) of 26 U. S.C. contain no reference to a particular state of mind, and the limited case authority on the point suggests that neither knowledge nor intent on the part of the accused constitutes an element of either offense. See Davis v. United States, 8 Cir., 1962, 306 F.2d 317, cert. denied, 372 U.S. 920, 83 S.Ct. 734, 9 L.Ed.2d 725 (1963); Guilbeau v. United States, 5 Cir., 1923, 288 F. 731, 732-733. The Pittmans were not charged with conspiracy, cf. Robinson v. United States, 10 Cir., 1966, 366 F.2d 575, and did not defend on grounds of entrapment, cf. United States v. Cooper, 6 Cir., 1963, 321 F. 2d 456, or mistake, cf. Morris v. United States, 5 Cir., 1941, 123 F.2d 957. We are not persuaded that the defendants' knowledge and intent with respect to the alleged transactions were material issues in this trial.

Nonetheless, we hold the evidence to have been properly admitted. Harris's testimony with respect to the August 26 transaction showed that during the time period spanned by the indictment the Pittmans maintained narcotic drugs on the premises and trusted Harris sufficiently that they would sell them to him. This testimony, if credited, corroborated in detail the testimony of the Federal Agents as to the transactions charged in the indictment. We have held before that evidence of an extraneous offense is admissible when it corroborates the offense charged, otherwise than by simply imputing to the defendant a general disposition to commit offenses of that type. Rodriguez v. United States, 5 Cir., 1960, 284 F.2d 863, 867, cert. denied, 368 U.S. 1001, 82 S.Ct. 632, 7 L.Ed.2d 540 (1962). The evidence with respect to the alleged August 26 transaction, with the requisite limiting instruction, was properly admitted on that ground.

The appellants further complain of prejudice from the admission of evidence under Count III of the indictment. Counts III and IV both concerned the alleged August 27 transaction, a sale of cocaine to Harris and Agent Parrish by Mrs. Pittman alone. In connection with Count III (possession), the judge charged the jury on the presumption set forth in 26 U.S.C. § 4704(a).³ The jury convicted on both counts. Subsequent to the...