Walker v. Solem, 80-1806

• Decision Date: 19 May 1981
• Docket Number: No. 80-1806,80-1806
• Citation: 648 F.2d 1188
• Parties: Junior Clay WALKER, Appellant, v. Herman S. SOLEM and Mark Meierhenry, Attorney General of the State of South Dakota, Appellees.
• Court: U.S. Court of Appeals — Eighth Circuit

Page 1188

648 F.2d 1188

Junior Clay WALKER, Appellant, v. Herman S. SOLEM and Mark Meierhenry, Attorney General of the State of South Dakota, Appellees.

No. 80-1806.

United States Court of Appeals Eighth Circuit.

Submitted Feb. 13, 1981.

Decided May 19, 1981.

Burns, Hagen & Wilka, Thomas K. Wilka, argued, Sioux Falls, S. D., for appellant.

LeAnn Larson-Finke, Asst. Atty. Gen., argued, Mark V. Meierhenry, Atty. Gen., State of South Dakota, Pierre, S. D., for appellees.

Before LAY, Chief Judge, and STEPHENSON and ARNOLD, Circuit Judges.

STEPHENSON, Circuit Judge.

Petitioner, Junior Clay Walker, appeals from the denial by the district court, ¹ without an evidentiary hearing, of his petition for habeas corpus brought pursuant to 28 U.S.C. § 2254. Walker has alleged that ineffective assistance of counsel deprived him of a fair trial. We remand to the district court for an evidentiary hearing.

I. BACKGROUND

Walker's home was destroyed by fire on September 27, 1976, at approximately 3:00 a. m. The fire was undeniably the result of arson. Walker was charged by the State of South Dakota with the crime of arson with intent to defraud an insurer, on January 11, 1977. Trial to the court was held on November 2, 1977, and a verdict of guilty was returned on November 17, 1977.

On April 14, 1978, Walker filed a motion for new trial, based primarily upon allegations of ineffective assistance of counsel. The relevant allegations included failure to investigate, failure to call witnesses requested by Walker, and failure to introduce evidence to buttress Walker's alibi. A hearing on the motion was held on May 4, 1978, and the motion was denied on June 19, 1978. The judgment and sentence upon the finding of guilt were entered on May 15, 1978.

Walker's conviction was affirmed on appeal by the South Dakota Supreme Court. State v. Walker, 287 N.W.2d 705 (S.D.1980). The South Dakota Supreme Court noted that an evidentiary hearing on the motion for new trial had been held, id. at 706, and concluded that "the defendant has failed to carry the burden of showing that his trial counsel provided ineffective assistance." Id. at 707.

Walker's pro se petition for writ of habeas corpus was filed in federal district court on June 3, 1980. His motion for appointment of counsel was denied but he was granted additional time in which to file further information in support thereof. The petition was then denied on July 15, 1980, without an evidentiary hearing. This appeal followed. Walker requests this court to grant the petition for writ of habeas corpus or, in the alternative, to remand to the district court for an evidentiary hearing. It is our view the case must be remanded for an evidentiary hearing.

II. BURDEN OF PROOF

Walker has a heavy burden of proving ineffective assistance of counsel. Counsel is presumed to be competent, and the exercise of reasonable professional judgment, even if hindsight reveals a mistake in that judgment, does not indicate lack of competence. E. g., United States v. Hach, 615 F.2d 1203, 1205 (8th Cir.), cert. denied, 446 U.S. 912, 100 S.Ct. 1843, 64 L.Ed. 266 (1980). Walker must show both incompetence and material prejudice resulting from that incompetence in order to prevail on his claim. However, failure on the part of counsel to conduct the necessary investigation into the facts may result in such prejudice as to justify the granting of relief. United States v. Johnson, 582 F.2d 1186, 1188 (8th Cir. 1978); Garza v. Wolff, 528 F.2d 208 (8th Cir. 1975); McQueen v. Swenson, 498 F.2d 207, 217 (8th Cir. 1974). ²

III. EVIDENTIARY HEARING

The Supreme Court in Townsend v. Sain, 372 U.S. 293, 313, 83 S.Ct. 745, 757, 9 L.Ed.2d 770 (1963), required federal courts to grant evidentiary hearings to habeas applicants if:

(1) the merits of the factual dispute were not resolved in the state hearing; (2) the state factual determination is not fairly supported by the record as a whole; (3) the fact-finding procedure employed by the state court was not adequate to afford a full and fair hearing; (4) there is a substantial allegation of newly discovered evidence; (5) the material facts were not adequately developed at the state-court hearing; or (6) for any reason it appears that the state trier of fact did not afford the habeas applicant a full and fair fact hearing.

Id. See Pruitt v. Housewright, 624 F.2d 851, 852 (8th Cir. 1980). This circuit has repeatedly interpreted this to mean that a federal court must grant an evidentiary hearing if relevant facts are in dispute and a fair evidentiary hearing was not granted in state court. Id.; Parton v. Wyrick, 614 F.2d 154, 158 (8th Cir.), cert. denied, -- U.S. --, 101 S.Ct. 131, 66 L.Ed.2d 56 (1980). See also Hampton v. Wyrick, 606 F.2d 834, 836 (8th Cir. 1979), cert. denied, 444 U.S. 1022, 100 S.Ct. 681, 62 L.Ed.2d 654 (1980); Toler v. Wyrick, 563 F.2d 372, 373 (8th Cir. 1977), cert. denied, 435 U.S. 907, 98 S.Ct. 1455, 55 L.Ed.2d 498 (1978).

There are several incidents which, if true, could have a bearing both on the conviction and Walker's ineffective assistance claim. One incident concerns Walker's alibi witness and a discrepancy noted between the trial transcript and the hearing granted on the motion for new trial.

Walker contended at trial that on the night of September 26-27, 1976, he and his wife were at a rest area near Lusk, Wyoming. There they met Vernon Casteel, a resident of Washington state, who was on vacation. Walker further alleges Casteel's testimony would have placed Walker away from the scene at the time of the fire.

Casteel gave an unsworn written statement on June 3, 1977, to an attorney representing Walker's property insurance carrier. According to Casteel, the attorney informed him that the fire had occurred at 4:30 a. m. on September 28, 1976, more than twenty-four hours after the actual occurrence. In this statement, Casteel reported that he spent the night of September 27-28, 1976, at the Lusk rest area, and there met Walker. Because of the difference in dates, this statement had little probative value. It says nothing about Walker's whereabouts when the fire actually occurred on September 27, at 3:15 a. m.

To the contrary, in the sworn deposition, which was taken with the understanding that it would be read into evidence, Casteel indicated, with some uncertainty, that Walker stayed at the rest area on the night of September 26-27, 1976. Not only does this sworn statement tend to contradict the unsworn statement, but it is both material and relevant, since it tends to confirm Walker's alibi.

Another dispute pertains to the use, during the trial, of the unsworn statement (Exhibit 43) and the deposition of Casteel. The trial transcript records an interchange regarding the offering of exhibits as follows:

THE COURT: They'll be received. Defense Exhibit $ 43, the statement. (unsworn statement of Casteel)

MR. GROSSHANS: The deposition of Mr. Casteel, the State has no objection to.

MR. ROUBIDEAUX: Not a deposition, it's a statement.

MR. GROSSHANS: The statement and the diary note, the State has no objection to.

However, the transcript of the hearing on the motion for new trial reveals the following:

MR. GROSSHANS: But you did in fact contact this alibi witness, didn't you?

MR. ROUBIDEAUX (answering as a witness for the State): Yes, we did, and the deposition was introduced at trial.

This testimony appears to be at variance with the trial transcript which does not show the admission of Casteel's deposition. This is a factual question which does not appear to have been resolved in the state court. Further, it is a...