Weaver v. University of Cincinnati

Decision Date05 March 1991
Docket NumberNo. C-1-90-591.,C-1-90-591.
Citation758 F. Supp. 446
PartiesCarol WEAVER, et al., Plaintiffs, v. The UNIVERSITY OF CINCINNATI, et al., Defendants.
CourtU.S. District Court — Southern District of Ohio

John Michael Dobyns, Wilmington, Ohio, and W. James Young, Glenn M. Taubman, Nat. Right to Work Legal Defense Foundation, Springfield, Va., for plaintiffs.

Eric Holzapfel, Donald Mooney, Cincinnati, Ohio, for defendants.

ORDER

CARL B. RUBIN, District Judge.

This matter is before the Court on a motion to dismiss brought by defendants The University of Cincinnati ("UC"), Joseph L. Steger and Jill Parris. (Doc. No. 15). Plaintiffs oppose defendants' motion (Doc. No. 17) and defendants have replied. (Doc. No. 23).

Factual and Procedural History

This action was brought pursuant to 42 U.S.C. § 1983 by employees of UC who are non-union members of a bargaining unit of District 925 Service Employees International Union ("SEIU")1 against SEIU, UC, Steger, acting in an official capacity as President of UC, and Parris, acting in an official capacity as UC's interim Vice-President for Human Resources and Human Relations. Plaintiffs charge that defendants violated plaintiffs' constitutional rights secured by the First, Fifth and Fourteenth Amendments of the United States Constitution. Plaintiffs allege that defendants wrongfully commenced automatic payroll deductions of "service charges" or "fair share fees" from plaintiffs' wages in a manner inconsistent with those safeguards set forth by the United States Supreme Court in Chicago Teachers Union v. Hudson, 475 U.S. 292, 106 S.Ct. 1066, 89 L.Ed.2d 232 (1986).

The "fair share fee" seizures in dispute are collected pursuant to a collective bargaining agreement (the "CBA") entered into by defendants. The CBA is effective through June 30, 1992 and covers plaintiffs' bargaining unit. Article 4 of the CBA titled "Union Security and Dues Deduction" provides in pertinent part:

The Union shall fairly represent all employees covered under this Agreement. Therefore, as a condition of employment, employees who are covered under this Agreement shall, ... either execute a union membership and payroll dues deduction form, or shall have a fair share fee deducted from their payroll checks.
* * * * * *
On a biweekly basis, the University shall deduct the dues established by the Union from the payroll check of each union member who has authorized such a deduction and the fair share fee established by the Union from each non-member. These deductions shall be transmitted to the Union no later than the tenth day of the following month ...

CBA, Article 4, §§ 1, 2, Complaint ¶ 20. Plaintiffs contend that these "fair share fee" seizures occurred and continue to occur without the appropriate safeguards and procedural protections necessary for a constitutional collection of agency shop fees.

Dismissal Under Fed.R.Civ.P. 12

UC, Steger and Parris seek dismissal of plaintiffs' claims on two bases: (1) defendants argue that the Eleventh Amendment of the United States Constitution bars plaintiffs' claims against them; and (2) Steger and Parris assert that plaintiffs have failed to state a cognizable claim against them. Dismissal of a plaintiff's claims for lack of jurisdiction over the subject matter or for failure to state a claim upon which relief can be granted may be sought under Rule 12(b)(1) and Rule 12(b)(6), respectively.

Defendants assert that they are immune from suit based on the Eleventh Amendment and that therefore this Court lacks subject matter jurisdiction over them. Plaintiffs have the burden of proving jurisdiction in order to survive a Rule 12(b)(1) motion, Moir v. Greater Cleveland Regional Transit Auth., 895 F.2d 266, 269 (6th Cir.1990), and factual disputes may be resolved by the Court when adjudicating such a motion. Id. By contrast, a Rule 12(b)(6) motion to dismiss requires the Court to examine whether a cognizable claim has been pleaded in the complaint. The basic federal pleading requirement is contained in Rule 8(a) of the Federal Rules of Civil Procedure which states that a pleading "shall contain ... a short and plain statement of the claim showing that the pleader is entitled to relief." Westlake v. Lucas, 537 F.2d 857, 858 (6th Cir.1976). Rule 8(a)(2) operates to provide the defendant with "fair notice of what plaintiff's claim is and the grounds upon which it rests." Conley v. Gibson, 355 U.S. 41, 47, 78 S.Ct. 99, 103, 2 L.Ed.2d 80 (1957). A Court examines a complaint in light of the objectives of Rule 8 using the standard articulated in Jones v. Sherrill, 827 F.2d 1102 (6th Cir.1987):

In reviewing a dismissal under Rule 12(b)(6), the court must accept as true all factual allegations in the complaint. Windsor v. The Tennessean, 719 F.2d 155, 158 (6th Cir.1983), cert. denied, 469 U.S. 826, 105 S.Ct. 105, 83 L.Ed.2d 50 (1984). The motion to dismiss must be denied unless it appears beyond doubt that the plaintiff can prove no set of facts in support of the claim which would entitle her to relief. Id. at 158; Conley v. Gibson, 355 U.S. 41, 78 S.Ct. 99, 2 L.Ed.2d 80 (1957).

Id. at 1103.

The admonishment to liberally construe plaintiff's claim when evaluating a Rule 12(b)(6) motion does not relieve a plaintiff of his obligation to satisfy federal notice pleading requirements and allege more than bare assertions of legal conclusions. Wright, Miller & Cooper, Federal Practice & Procedure: § 1357 at 596 (1969). "In practice, a complaint ... must contain either direct or inferential allegations respecting all the material elements necessary to sustain a recovery under some viable legal theory." Car Carriers, Inc. v. Ford Motor Co., 745 F.2d 1101, 1106 (7th Cir.1984), cert. denied, 470 U.S. 1054, 105 S.Ct. 1758, 84 L.Ed.2d 821 (1985) (quoting In re Plywood Antitrust Litigation, 655 F.2d 627, 641 (5th Cir.1981), cert. dismissed, 462 U.S. 1125, 103 S.Ct. 3100, 77 L.Ed.2d 1358 (1983)); see also Sutliff, Inc. v. Donovan Companies, Inc., 727 F.2d 648, 654 (7th Cir.1984); Wright, Miller & Cooper, Federal Practice & Procedure: § 1216 at 121-23 (1969). The United States Court of Appeals for the Sixth Circuit clarified the threshold set for a Rule 12(b)(6) dismissal:

We are not holding the pleader to an impossibly high standard; we recognize the policies behind Rule 8 and the concept of notice pleading. A plaintiff will not be thrown out of court for failing to plead facts in support of every arcane element of his claim. But when a complaint omits facts that, if they existed, would clearly dominate the case, it seems fair to assume that those facts do not exist.

Schied v. Fanny Farmer Candy Shops, Inc., 859 F.2d 434, 437 (6th Cir.1988); O'Brien v. DiGrazia, 544 F.2d 543, 546 n. 3 (1st Cir.1976), cert. denied, 431 U.S. 914, 97 S.Ct. 2173, 53 L.Ed.2d 223 (1977). In its scrutiny of the complaint, a Court construes all well-pleaded facts liberally in favor of the party opposing the motion. Scheuer v. Rhodes, 416 U.S. 232, 236, 94 S.Ct. 1683, 1686, 40 L.Ed.2d 90 (1974).

The Rule 12(b)(6) challenge is moot if subject matter jurisdiction is lacking. The Court must examine first the contested jurisdictional issue before assessing the validity of plaintiffs' claims. Moir, 895 F.2d at 269.

Immunity Under the Eleventh Amendment

The Eleventh Amendment of the United States Constitution provides:

The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.

The Eleventh Amendment is construed to bar suits against a state by its own citizens as well. Henry v. Metropolitan Sewer Dist., 922 F.2d 332 (6th Cir.1990) citing Papasan v. Allain, 478 U.S. 265, 106 S.Ct. 2932, 92 L.Ed.2d 209 (1986). Unless a state waives its immunity or Congress explicitly overrides such immunity, a state or one of its agencies or departments is not subject to an action brought pursuant to Section 1983. Will v. Michigan Dept. of State Police, 491 U.S. 58, 109 S.Ct. 2304, 2309, 105 L.Ed.2d 45 (1989). This bar obtains whether the relief sought is legal or equitable in nature. Papasan, 478 U.S. at 276, 106 S.Ct. at 2939. Regardless of whether plaintiffs characterize the relief sought against UC merely as "prospective declaratory and injunctive relief," UC, an arm of the State of Ohio, is immune from suit. Id.; see also Dillion v. University Hospital, 715 F.Supp. 1384, 1386 (S.D.Ohio 1989).

The law does recognize an exception to Eleventh Amendment immunity when plaintiffs seek to enjoin a state official's actions on the grounds that such actions are unconstitutional. Ex parte Young, 209 U.S. 123, 28 S.Ct. 441, 52 L.Ed. 714 (1908); see also Pennhurst State School & Hospital v. Halderman, 465 U.S. 89, 102, 104 S.Ct. 900, 909, 79 L.Ed.2d 67 (1984) and Papasan, 478 U.S. at 276, 106 S.Ct. at 2939. Relief tailored to bring an end to a state official's continuing violation of federal law is not barred by the Eleventh Amendment but remedies which in essence compensate a party injured in the past by an action of a state official performed in his official capacity may not be countenanced. Papasan, 478 U.S. at 278, 106 S.Ct. at 2940.

Plaintiffs maintain that the relief sought against Steger and Parris is prospective in nature. Plaintiffs essentially seek a three-pronged remedy against these defendants: (1) entry of a declaratory judgment stating that the "fair share fee" seizures violated plaintiffs' constitutional rights; (2) a permanent injunction prohibiting further "fair share fee" seizures; and (3) an award of costs and attorney's fees pursuant to 42 U.S.C. § 1988. Steger and Parris do not explicitly address the first and second part of the remedy. Rather, they simply assert that "this action is an action for damages against Steger and Parris since the Plaintiffs seek attorneys fees from them." Defendants' Motion to Dismiss at 5. To the contrary, the United...

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