Welch v. Louisiana Power & Light Company

Decision Date31 August 1972
Docket NumberNo. 72-1183. Summary Calendar.,72-1183. Summary Calendar.
Citation466 F.2d 1344
CourtU.S. Court of Appeals — Fifth Circuit
PartiesBobby Ray WELCH, Plaintiff-Appellant, v. LOUISIANA POWER & LIGHT COMPANY et al., Defendants-Appellees.

Robert J. Mack, Hammond, La., for plaintiff-appellant.

John V. Baus, Jones, Walker, Waehter, Poitevent, Carrere & Denegre, New Orleans, La., for Oliver Electrical Manufacturing Co.

Eugene G. Taggart, New Orleans, La., for La. Power & Light.

Frank Klein, New Orleans, La., for W. S. Young.

Before WISDOM, GODBOLD and RONEY, Circuit Judges.

PER CURIAM:

Bobby Ray Welch, while working as an apprentice lineman for W. S. Young Construction Company, Inc., on construction of power lines for the Louisiana Power & Light Company, sustained permanent injuries when a cross-arm fell from a telephone pole and struck him. This accident allegedly resulted from a defect in the bolt which held the cross-arm in place. Welch brought suit against Louisiana Power & Light Company; W. S. Young Construction Company; and the manufacturer of the bolt, whose identity was unknown to him and who was designated in the complaint as "ABC Manufacturing Company." Subsequently Welch discovered that the bolt's manufacturer was Oliver Electrical Manufacturing Company Oliver and sought to amend his complaint in order to substitute Oliver for "ABC Manufacturing Company." Oliver moved to dismiss the complaint as to it, on the ground that it had not been made a defendant until after the applicable one-year Louisiana statute of limitations1 had run. The District Court granted the motion to dismiss, and Welch appeals.

At the outset we meet the question whether the amendment to Welch's complaint relates back to the date of the original complaint, so that Welch is not barred by the statute of limitations from naming Oliver as a defendant. Basic to resolution of this question is a determination whether the relation back of such an amendment is governed by state or federal law. Under Louisiana law such an amendment would not relate back and would be barred by the statute of limitations.2 Rule 15(c) of the Federal Rules of Civil Procedure, however, permits relation back if the substituted party, even though not served at the time of the original complaint, "(1) has received such notice of the institution of the action that he will not be prejudiced in maintaining his defense on the merits, and (2) knew or should have known that, but for a mistake concerning the identity of the proper party, the action would have been brought against him."3

We hold that the relation back of an amendment to correct a misnomer in pleadings is governed by federal, not state, law. This Court has held that amendment to pleadings is a procedural matter to be governed by federal law. Gifford v. Wichita Falls & So. Ry. Co., 5 Cir. 1955, 224 F.2d 374, cert. denied, 1955, 350 U.S. 895, 76 S.Ct. 153, 100 L.Ed. 787; Grandey v. Pacific Indemnity Co., 5 Cir. 1954, 217 F.2d 27; Barthel v. Stamm, 5 Cir. 1944, 145 F.2d 487, cert. denied, 1945, 324 U.S. 878, 65 S.Ct 1026, 89 L.Ed. 1430. Since those decisions the Supreme Court has established a strong presumption that the federal rules govern, rather than state law, in cases involving arguably procedural matters. Hanna v. Plumer, 1965, 380 U.S. 460, 85 S.Ct. 1136, 14 L.Ed.2d 8. Policy considerations weigh in favor of applying Rule 15(c) in cases such as this. The form of notice contemplated by Rule 15(c) should adequately serve the major purpose of state statutes of limitations —to ensure that defendants are given adequate notice in time to prepare a defense. See 3 J. Moore, Moore's Federal Practice ¶ 15.152, at 1021-22 (2d ed. 1968); 6 C. Wright & A. Miller, Federal Practice and Procedure § 1503, at 535 (1971). In addition, application of state rules as to relation back would disrupt important federal policies favoring simplification and uniformity of pleading, and liberality of amendment. 3 J. Moore, supra, at 1023-24; 6 C. Wright & A. Miller, supra, at 535-36.

The further question remains whether Oliver had notice of the sort required by Rule 15(c). Since the answer to this question does not appear from the record, the case must be remanded to the District Court for findings as to whether Oliver had notice within the meaning of Rule 15(c).

Reversed and remanded for proceedings consistent with this opinion.

2 Under Louisiana law prescription as to Oliver would have been interrupted had Oliver been liable in...

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    ...a matter of practice and procedure and is specifically dealt with in the Federal Rules of Civil Procedure. Welch v. Louisiana Power & Light Co., 466 F.2d 1344 (5th Cir. 1972); Loudenslager v. Teeple, 466 F.2d 249 (3d Cir. 1972); Applied Data Processing, Inc. v. Burroughs Corporation, 58 F.R......
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    ...this Court's jurisdiction is based on pendent jurisdiction. As the Fifth Circuit recently noted in Welch v. Louisiana Power & Light Co., 466 F.2d 1344, 1346 (5th Cir. 1972) (per curiam), "application of state rules as to relation back would disrupt important federal policies favoring simpli......
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    ...of an amendment to correct a misnomer in pleadings is procedural and governed by federal, not state, law. Welch v. Louisiana Power & Light Company, 466 F.2d 1344, 1345 (5th Cir.1972); Gifford v. Wichita Falls & So. Ry. Co., 224 F.2d 374 (5th Cir.), cert. denied, 350 U.S. 895, 76 S. Ct. 153,......
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