Wexler v. Lepore
Decision Date | 27 September 2004 |
Docket Number | No. 04-12826.,04-12826. |
Citation | 385 F.3d 1336 |
Parties | Robert WEXLER, Congressman, Addie Greene, Commissioner, et al., Plaintiffs-Appellants, v. Theresa LEPORE, Supervisor of Elections for Palm Beach County, Kay Clem, Supervisor of Elections for Indian River County, Florida and President of the Florida Association of Supervisors of Elections, et al., Defendants-Appellees. |
Court | U.S. Court of Appeals — Eleventh Circuit |
Appeal from the United States District Court for the Southern District of Florida.
Robert S. Peck, Ctr. for Const. Lit., Washington, DC, Jeffrey M. Liggio, Liggio, Benrubi & Williams, PA, West Palm Beach, FL, for Plaintiffs-Appellants.
Ronald A. Labasky, Landers & Parsons, P.A., George L. Waas, Atty. Gen.-Dept. of Legal Affairs, Tallahassee, FL, Paul C. Huck, Jr., Ft. Lauderdale, FL, for Defendants-Appellees.
Dennis James Plews, Finkelstein & Associates, P.A., Sarasota, FL, for Amici Curiae.
Before EDMONDSON, Chief Judge, FAY, Circuit Judge, and CORRIGAN*, District Judge.
Citing the Younger doctrine, the district court abstained from exercising its jurisdiction to hear Appellants' constitutional challenge to the method of recounting electoral votes in fifteen Florida counties. We vacate that decision and remand for a consideration of the merits.
Plaintiff-Appellant Wexler filed two actions challenging the recount system in fifteen Florida counties. The first, filed in a Florida state court on 16 January 2004, asserted claims exclusively under Florida law.1 Plaintiff-Appellant Wexler, along with Appellants Greene, Aaronson and Fransetta filed this action in the district court on 8 March 2004. The federal suit alleges violations of the United States Constitution and is brought under 42 U.S.C. § 1983.
The same facts underlie both actions. Fifteen Florida counties use a paperless, touchscreen method of voting. As is alleged, these touchscreen systems do not produce a paper record of votes. Accordingly, the fifteen counties where they are employed lack a manual recount procedure, which is available in Florida's remaining fifty-two counties. In the federal claim, Plaintiffs allege this "non-uniform, differential standard" violates their rights to due process and equal protection under the Fifth and Fourteenth Amendments to the United States Constitution.2 Citing the Younger doctrine, the district court abstained from hearing Appellants' constitutional challenge, and it dismissed Appellants' suit.3
We review a district court's decision to abstain from exercising its jurisdiction for an abuse of discretion. 31 Foster Children v. Bush, 329 F.3d 1255, 1274 (11th Cir.2003). An error of law constitutes an abuse of discretion. Major League Baseball v. Crist, 331 F.3d 1177, 1183 (11th Cir.2003) (citing United States v. Pruitt, 174 F.3d 1215, 1219 (11th Cir.1999)).
In Younger, the Supreme Court acknowledged that "Our Federalism" values
the notion of "comity," that is, a proper respect for state functions, a recognition ... that the entire country is made up of a Union of separate state governments, and a continuance of the belief that the National Government will fare best if the States and their institutions are left free to perform their separate functions in their separate ways.
Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 750, 27 L.Ed.2d 669 (1971).4
Federal courts should abstain from exercising their jurisdiction if doing so would "disregard the comity between the States and the National Government." Pennzoil Co. v. Texaco, Inc., 481 U.S. 1, 107 S.Ct. 1519, 1526, 95 L.Ed.2d 1 (1987). While such abstention "espouses a strong federal policy," Middlesex County Ethics Comm. v. Garden State Bar Ass'n, 457 U.S. 423, 102 S.Ct. 2515, 2521, 73 L.Ed.2d 116 (1982) ("Middlesex"), it remains "the exception, not the rule" to the federal courts'"virtually unflagging" duty "to adjudicate claims within their jurisdiction." New Orleans Pub. Serv., Inc. v. Council of the City of New Orleans, 491 U.S. 350, 109 S.Ct. 2506, 2513, 105 L.Ed.2d 298 (1989) (citations omitted) ("NOPSI").
As in Younger itself, the doctrine usually applies in cases involving criminal prosecution or the criminal justice system. See, e.g., Rizzo v. Goode, 423 U.S. 362, 96 S.Ct. 598, 608-9, 46 L.Ed.2d 561 (1976) ( ); O'Shea v. Littleton, 414 U.S. 488, 94 S.Ct. 669, 678, 38 L.Ed.2d 674 (1974) ( ); Luckey v. Miller, 976 F.2d 673, 677-78 (11th Cir.1992) ( ). See also Colo. River Water Conserv. Dist. v. United States, 424 U.S. 800, 96 S.Ct. 1236, 1245-46, 47 L.Ed.2d 483 (1976) ( ).
Early on, however, the Court said that Younger abstention can apply to pending civil proceedings that are "akin to a criminal prosecution." Huffman v. Pursue, Ltd., 420 U.S. 592, 95 S.Ct. 1200, 1208, 43 L.Ed.2d 482 (1975) (nuisance statute). See also Middlesex, 102 S.Ct. at 2518 ( ). Later, the Court applied Younger in a strictly civil context. Pennzoil Co. v. Texaco, Inc., 481 U.S. 1, 107 S.Ct. 1519, 1526, 95 L.Ed.2d 1 (1987). In Pennzoil Co., the state court defendant failed to raise its constitutional challenge to Texas's judgment lien and appeal bond provisions. The Supreme Court said abstention was proper because (1) the state system was qualified to hear the constitutional defense; and (2) an injunction would interfere with "the execution of state judgments, ... [and] the very process by which those judgments were obtained." Id. at 1527.
The Supreme Court's most recent decision under Younger illustrates that the abstention doctrine is not triggered unless the federal injunction would create an "undue interference with state proceedings." NOPSI, 109 S.Ct. at 2513 (citing Younger, 91 S.Ct. at 751). In addition, the state proceedings at issue must involve "certain orders that are uniquely in furtherance of the state courts' ability to perform their judicial functions ... it has never been suggested that Younger requires abstention in deference to a state judicial proceeding reviewing legislative or executive action." Id. at 2518.
With these precedents in mind, we turn to the exact question presented here: should the district court have abstained under Younger just because of a pending state civil action where Appellants raised exclusively state law claims arising from the same facts at issue in the federal action? We conclude the answer is "no."
First, we find no federal authority supporting the proposition that federal claims that might be supported by the same alleged facts must be raised by state plaintiffs in cases arising under state law in state courts. Instead, we recall the Supreme Court's reasoning from 1964: "[t]here are fundamental objections to any conclusion that a litigant who has properly invoked the jurisdiction of a Federal District Court to consider federal constitutional claims can be compelled ... to accept instead a state court's determination of those claims." England v. La. State Bd. of Med. Examiners, 375 U.S. 411, 84 S.Ct. 461, 464, 11 L.Ed.2d 440 (1964).5 We recently wrote that "generally, as between state and federal courts, the rule is that the pendency of an action in the state court is no bar to proceedings concerning the same matter in the Federal court having jurisdiction." Ambrosia Coal & Constr. Co. v. Morales, 368 F.3d 1320, 1328 (11th Cir.2004) (quoting Colorado River).
Second, we have found no binding precedent requiring federal plaintiffs to raise federal claims in pending state court proceedings where they are also plaintiffs. Abstention might be more appropriate when the federal plaintiff, as a defendant in state court, chose not to assert a constitutional defense. Abstention in those cases acknowledges state courts' ability to entertain constitutional issues. See, e.g., Younger, 91 S.Ct. at 746; Huffman, 95 S.Ct. at 1200; Middlesex, 102 S.Ct. at 2515; Pennzoil Co., 107 S.Ct. at 1519. See also, News-Journal, Corp. v. Foxman, 939 F.2d 1499, 1500 (11th Cir.1991) ( ).
Third, we do not accept that the existence of a parallel state court action would warrant abstention in federal court, unless the requested federal relief would result in meticulous and burdensome federal oversight of state court or court-like functions. See, e.g., Rizzo, 96 S.Ct. at 608-9 ( ); O'Shea, 94 S.Ct. at 679 ( ). We abstained in such situations. See, e.g., 31 Foster Children, 329 F.3d at 1278-79 ( ); Miller, 976 F.2d at 677-79 ( ).6
Other circuits have reached the same conclusion on the same issue before us that we do today. The Younger doctrine does not require abstention merely because a federal plaintiff, alleging a constitutional violation in federal court, filed a claim under state law, in state court, on the same underlying facts. See Rogers v. Desiderio, 58 F.3d 299, 301 (7th Cir.1995); Marks v. Stinson, 19 F.3d 873, 882 (3rd...
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