Young v. State

Decision Date02 March 2020
Docket NumberCourt of Appeals Case No. 19A-PC-1217
Citation143 N.E.3d 965
Parties Jerry W. YOUNG, Appellant-Petitioner, v. STATE of Indiana, Appellee-Respondent.
CourtIndiana Appellate Court

Attorneys for Appellant: Stephen T. Owens, Public Defender of Indiana, Liisi Brien, Deputy Public Defender, Indianapolis, Indiana

Attorneys for Appellee: Curtis T. Hill, Jr., Attorney General of Indiana, Caroline G. Templeton, Deputy Attorney General, Indianapolis, Indiana

Barnes, Senior Judge.

Statement of the Case

[1] Jerry Young appeals the post-conviction court's denial of his petition for post-conviction relief. We vacate and remand in part and affirm in part.

Issues

[2] Young presents two issues for our review, which we restate as:

I. Whether the post-conviction court erred by denying Young's claim that his stipulation to habitual offender enhancements was not knowing, voluntary, and intelligent because he did not personally waive his right to a jury trial.
II. Whether the post-conviction court erred by denying Young's claim of ineffective assistance of appellate counsel.
Facts and Procedural History

[3] The underlying facts, as stated in Young's direct appeal, are as follows:

On October 16, 2012 at around 1:00 a.m., A.B. arrived home and went to sleep on her couch. At around 3:00 a.m., A.B. was awaken[ed] by someone knocking on her door. Assuming it was one of her friends, A.B. opened the door. Instead, it was Young, who pushed his way into her apartment. A.B. did not know Young but had seen him before walking near her apartment. Young, who was intoxicated, sat down on A.B.'s couch, and A.B. tried to convince him to leave to no avail. Young told A.B. he wanted to "play a sexual game." Tr. p. 144. Despite A.B.'s refusal, Young said "We're going to do this," and forced A.B. to have sexual intercourse with him and to fellate him.
On April 29, 2015, the State charged Young with Class A felony rape, Class A felony criminal deviate conduct, and Class D felony intimidation. The State also alleged that Young was a repeat sexual offender and a habitual criminal offender. After a jury trial, Young was found guilty as charged and admitted to being a repeat sexual offender and a habitual offender. At sentencing, the trial court merged the convictions for rape and criminal deviate conduct and sentenced Young to fifty years for rape and three years for intimidation to be served concurrently. The trial court also enhanced Young's sentence by thirty years due to his status as a habitual offender and an additional ten years based on his repeat sexual offender status, for an aggregate ninety-year sentence.

Young v. State , 57 N.E.3d 857, 858-59 (Ind. Ct. App. 2016), trans. denied (2017).

[4] On direct appeal, this Court found the trial court erred by merging Young's convictions for rape and criminal deviate conduct and by applying two enhancements to the single conviction. We thus remanded the case to the trial court with instructions to enter judgment of conviction for the lesser-included offense of Class B felony criminal deviate conduct. In addition, the trial court was instructed to attach Young's habitual offender enhancement to his rape conviction and to attach his repeat sexual offender enhancement to his criminal deviate conduct conviction. The two enhanced sentences were to be served concurrently for an aggregate sentence of eighty years. See id. On remand, the trial court followed our sentencing directive.

[5] In June 2017, Young filed his pro se petition for post-conviction relief, which he later amended by counsel. A hearing on Young's petition was held in September 2018, after which the court took the matter under advisement and allowed the parties to submit proposed findings of fact and conclusions of law. On May 7, 2019, the court issued its order denying Young's petition. This appeal ensued.

Discussion and Decision

[6] To the extent the post-conviction court has denied relief, the petitioner appeals from a negative judgment and faces the rigorous burden of showing that the evidence, as a whole, leads unerringly and unmistakably to a conclusion opposite that reached by the post-conviction court. Harris v. State , 762 N.E.2d 163, 166 (Ind. Ct. App. 2002), trans. denied . A post-conviction court's findings and judgment will be reversed only upon a showing of clear error — that which leaves us with a definite and firm conviction that a mistake has been made. Kistler v. State , 936 N.E.2d 1258, 1261 (Ind. Ct. App. 2010), trans. denied . In this review, findings of fact are accepted unless they are clearly erroneous, and no deference is accorded to conclusions of law. Id.

I. Personal Waiver

[7] Young contends that his stipulation to the repeat sexual offender and habitual criminal offender sentencing enhancements constitutes a guilty plea and that this plea was not knowing, voluntary, and intelligent because he did not personally waive his right to a jury trial.

[8] First, we must determine whether Young's acknowledgement concerning the habitual enhancements was a guilty plea or merely a stipulation. The post-conviction court concluded that Young's stipulation was "essentially a guilty plea." Appealed Order p. 11, ¶ 23.

[9] In Garrett v. State , 737 N.E.2d 388 (Ind. 2000), the defendant claimed that his stipulation to the existence of prior offenses during the habitual offender phase of his trial amounted to a guilty plea, and thus it was error for the trial court to accept the stipulation without advising him on various rights he would waive by pleading guilty. See Boykin v. Alabama , 395 U.S. 238, 89 S. Ct. 1709, 23 L. Ed. 2d 274 (1969) (trial courts are obliged to inform defendants pleading guilty that they are waiving right to trial by jury, right to confront one's accusers, and the privilege against compulsory self-incrimination). Our Supreme Court discussed the distinction between a factual stipulation and a guilty plea and stated: "A stipulation that seeks to establish certain facts does not constitute a guilty plea." Garrett , 737 N.E.2d at 392. Noting that Garrett's stipulation did not establish that he was an habitual offender but rather merely established the fact that the prior offenses existed, the Court concluded that the stipulation did not amount to a guilty plea. Consequently, the trial court was not required to advise Garrett as to the rights he would waive by pleading guilty.

[10] Here, in its order denying Young's petition, the post-conviction court reproduced, in its entirety, the parties' Stipulation on Prior Convictions. The following paragraphs of the stipulation are germane to our review:

1. THAT, prior to all relevant dates alleged in this cause of action, JERRY W. YOUNG ("Defendant") had accumulated the following prior unrelated conviction:
On April 8, 2004, JERRY W. YOUNG, in the Elkhart County Superior Court Three, Elkhart County, Indiana, in Cause Number 20D03-0310-FC-177, was Convicted of Sexual Misconduct with a Minor as a Class D Felony under Indiana Code section 35-42-4-9(b)(1).
2. THAT Defendant, having accumulated such prior unrelated conviction as of the date of the offense in this action, is a Repeat Sexual Offender in that he had accumulated one (1) prior unrelated felony conviction for a sex offense under or substantially similar to I.C. § 35-42-4-1 through I.C. § 35-42-4-9 or I.C. § 35-46-1-3.
3. THAT, prior to all relevant dates alleged in this cause of action, JERRY W. YOUNG had accumulated the following prior unrelated convictions:
On or about the 1st day of April, 2000, in the County of Elkhart, State of Indiana, JERRY W. YOUNG committed the offense of Sexual Battery, a Felony, and was convicted and sentenced of said offense on or about the 28th day of December, 2000, in the Elkhart County Circuit Court, Cause No. 20C01-0005-CF-33, Elkhart County, Indiana, and;
On or about the 6th day of July, 1997, in the County of Elkhart, State of Indiana, JERRY W. YOUNG committed the offense of Battery on a Police Officer, a Felony, and was convicted and sentenced of said offense on or about the 7th day of November, 1997, in the Elkhart County Superior Court Three, Cause No. 20D03-9707-DF-22, Elkhart County, Indiana.
4. THAT Defendant, having accumulated such prior unrelated convictions as of the date of the offense in this action, is a Habitual Criminal Offender in that Defendant had accumulated two (2) prior unrelated felony convictions.

Appealed Order, pp. 7-8 (emphasis added).

[11] In addition, the transcript from Young's trial shows that after the jury reached its verdict on the principal charges, the court sent the jurors back into the deliberation room. This colloquy then ensued:

THE COURT: Mr. Young, I'm going to go ahead and administer an oath to you again, sir. Would you please raise your right hand for me. Thank you. Sir, do you solemnly swear or affirm under the pains and penalties for perjury to tell the truth, the whole truth, and nothing but the truth, so help you God?
MR. YOUNG: Yeah.
THE COURT: Thank you. Mr. Young, would you state your full name, please, for the record.
MR. YOUNG: Jerry Young.
THE COURT: Thank you. [Defense Counsel], with regards to the enhancement as to the Repeat Sexual Offender and the Habitual Criminal Offender Enhancement, how do you wish to proceed?
[DEFENSE COUNSEL]: Judge, I believe we're going to proceed by stipulation.
THE COURT: Thank you. [Defense Counsel], let's go ahead and take a factual basis as to the stipulation.
[DEFENSE COUNSEL]: If we could hold on for just a second, Judge.
THE COURT: Yes, ma'am.
[DEFENSE COUNSEL]: Judge, if we could go back into the holding area so I can talk with my client for awhile.

Trial Tr. Vol. 4, pp. 128-29.1 The court was in recess for about four minutes; when it reconvened, the conversation continued as follows:

[STATE]: I'm tendering to the Court a signed stipulation regarding repeat sexual offense and the habitual criminal offenses.
THE COURT: Thank you. If I may just have a moment. [Court Reporter], [State] has handed to the Court a Stipulation on Prior
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1 cases
  • Phelps v. State
    • United States
    • Indiana Appellate Court
    • February 9, 2021
    ...a defendant pleads guilty to an enhancement, he must personally waive his right to a jury trial on the enhancement. Young v. State , 143 N.E.3d 965, 971 (Ind. Ct. App. 2020), trans. denied. Here, the State concedes there was an invalid waiver of rights, and we agree. Even assuming Phelps's ......

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