Castelli v. Douglas Aircraft Co.

• Decision Date: 06 February 1985
• Docket Number: No. 84-5648,84-5648
• Citation: 752 F.2d 1480
• Parties: 118 L.R.R.M. (BNA) 2717, 102 Lab.Cas. P 11,350 George CASTELLI, Plaintiff-Appellant, v. DOUGLAS AIRCRAFT COMPANY; International Association of Machinists and Aerospace Workers District Lodge 720, Defendants-Appellees.
• Court: U.S. Court of Appeals — Ninth Circuit

Page 1480

752 F.2d 1480

118 L.R.R.M. (BNA) 2717, 102 Lab.Cas. P 11,350

George CASTELLI, Plaintiff-Appellant, v. DOUGLAS AIRCRAFT COMPANY; International Association of Machinists and Aerospace Workers District Lodge 720, Defendants-Appellees.

No. 84-5648.

United States Court of Appeals Ninth Circuit.

Submitted Jan. 10, 1985.

Decided Feb. 6, 1985.

Joe Ling, Long Beach, Cal., for plaintiff-appellant.

Robert A. Bush, Taylor, Roth & Bush, Los Angeles, Cal., for the Union.

Edward R. McGah, Jr., Steven Greenberger, Irell & Manella, Los Angeles, Cal., for Douglas Aircraft.

Appeal from the United States District Court for the Central District of California.

Before SNEED, POOLE and FERGUSON, Circuit Judges.

POOLE, Circuit Judge:

Appellant George Castelli appeals the district court's award of summary judgment in favor of appellee International Association of Machinists and Aerospace Workers, Aeronautical Industrial Lodge 720 [Lodge 720 or the Union]. ¹ Castelli alleges that Lodge 720 breached its duty of fair representation by failing to investigate adequately the circumstances surrounding

his discharge from Douglas Aircraft, by refusing to permit him to be represented by an attorney at a grievance proceeding, and by various tactical errors at the grievance proceeding. We affirm.

FACTS

Castelli worked as a parts inspector for Douglas Aircraft until April 24, 1981. He was terminated for violating a rule against gambling on company premises. Castelli claims that he was not gambling, but merely selling gold jewelry to fellow employees. Criminal charges against Castelli were dismissed, and pursuant to a collective bargaining agreement between Lodge 720 and Douglas Aircraft, the Union initiated grievance and arbitration proceedings in his behalf. After failure to settle the grievance, arbitration was invoked.

Castelli asked the Union to appoint an attorney to represent him, or to allow him to retain his own counsel at the arbitration. Both requests were denied, and George Spear, a Union Business Representative, represented Castelli at the arbitration. Castelli complains that Spear spent only one and one-half hours preparing for the arbitration, failed to contact key witnesses, failed to introduce as evidence gold jewelry found on Castelli in proof that he was selling it, and inadequately cross-examined the Douglas Aircraft security officer who investigated Castelli. The arbitrator held that Castelli's termination was for just cause.

DISCUSSION

On appeal, the question whether summary judgment is proper is a legal question, Taylor v. Sentry Life Insurance Co., 729 F.2d 652, 654 (9th Cir.1984), which we review de novo. Loehr v. Ventura County Community College District, 743 F.2d 1310, 1313 (9th Cir.1984). We will affirm if there are no genuine issues as to any material fact, and the moving party is entitled to judgment as a matter of law. Fed.R.Civ.P. 56(c). Evidence must be viewed in light most favorable to Castelli, the nonmoving party. See, e.g., Fristoe v. Reynolds Metals Co., 615 F.2d 1209, 1213 (9th Cir.1980).

If the Union's conduct toward Castelli was arbitrary, discriminatory, or in bad faith, it would constitute a breach of its duty of fair representation. Vaca v. Sipes, 386 U.S. 171, 190, 87 S.Ct. 903, 916, 17 L.Ed.2d 842 (1967). An employee has no absolute right to have a grievance taken to arbitration, but a union may not arbitrarily ignore a meritorious grievance nor process it perfunctorily. Id. at 191, 87 S.Ct. at 917. On the other hand, the grievance process need not be error free--to constitute a breach of the duty of fair representation, more than a mere error of judgment must occur. Hines v. Anchor Motor Freight, 424 U.S. 554, 571, 96 S.Ct. 1048, 1059, 47 L.Ed.2d 231 (1976).

As a result, courts will interfere with union decisions about employee grievance proceedings only if a union shows reckless disregard for the rights of an employee. Castaneda v. Dura-Vent Corp., 648 F.2d 612, 618 (9th Cir.1981); Ness v. Safeway Stores, Inc., 598 F.2d 558, 560 (9th Cir.1979). Mere negligence on the part of the union does not constitute a breach of the union's duty. Dente v. International Organization of Masters, Mates and Pilots, Local 90, 492 F.2d 10, 12 (9th Cir.1973), cert. denied, 417 U.S. 910, 94 S.Ct. 2607, 41 L.Ed.2d 214 (1974); Balestreri v. Western Carloading, 530 F.Supp. 825, 828 (N.D.Cal.1980), aff'd, 663 F.2d 1078 (9th Cir.1981).

However, an act of omission by a union may be so egregious and unfair as to be arbitrary, thus constituting a breach of the duty of fair representation. Robesky v. Oantas Empire Airways Ltd., 573 F.2d 1082, 1090 (9th Cir.1978) (union's failure to tell employee that her grievance would not be taken to arbitration, leading her to reject employer's settlement offer which she otherwise would have accepted, could constitute a breach of the duty of fair representation). See also, Dutrisac v. Caterpillar Tractor Co., 749 F.2d 1270 at 1272 (9th Cir.1983) (union carelessness may breach duty of fair representation where its failure to perform a ministerial, but critical, act, such as failing to timely file an employee grievance, completely extinguishes employee's right to pursue claim). But in general, evidence of hostility, arbitrariness, or bad faith is required. Franklin v. Southern Pacific Transportation Co., 593 F.2d 899, 901 (9th Cir.1979).

Accepting Castelli's version of events concerning Lodge 720's treatment of his grievance, there has been no breach of the duty of fair representation. That the Union business representative spent no more than one and a half hours in investigation and preparation for the arbitration, and did not call key witnesses, constituted neither arbitrariness nor bad faith. A union's duty requires some minimal investigation of employee grievances, the thoroughness depending on the particular case; only an egregious disregard for union members' rights constitutes a breach of the union's duty. Tenorio v. NLRB, 680 F.2d 598, 601, (9th Cir.1982). There is no evidence of such conduct here.

Lodge 720's representation of Castelli at arbitration cannot be characterized as perfunctory or arbitrary. The business representative's failure to introduce into evidence jewelry found upon Castelli, or to cross-examine a security officer on a particular point may be seen as tactical errors. ² But if errors, they were at most errors of judgment, and not evidence of breach of the duty of fair representation. Findley v. Jones Motor Freight, 639 F.2d 953, 956-61 (3d Cir.1981) (union representative's allegedly inadequate investigation and preparation, and the failure to call certain witnesses at most negligent). There was no negligent conduct by the union that extinguished Castelli's right to pursue his claim, as in Dutrisac.

Castelli's argument that he was entitled to counsel in the arbitration proceeding, either appointed by Lodge 720 or of his own choosing, is also meritless. Nothing in the collective bargaining agreement would entitle Castelli to counsel at an arbitration. Decisions in other circuits hold that it is for the union to decide the circumstances under which an attorney will be supplied to a grievant. Del Casal v. Eastern Airlines, Inc., 634 F.2d 295, 301 (5th Cir.), cert. denied, 454 U.S. 892, 102 S.Ct. 386, 70 L.Ed.2d 206 (1981). Where a union representative assists an employee at arbitration, the union's failure to provide the employee with an attorney is not a breach of the duty of fair representation. Grovner v. Georgia-Pacific Corp., 625 F.2d 1289, 1291 (5th Cir.1980); see also, Steed v. United Parcel Service, Inc., 512 F.Supp. 1088, 1091 (S.D.W.Va.1981) (plaintiff's argument that he was entitled to counsel during grievance process meritless).

Moreover, no court has adopted the rule that employees are entitled to independently retained counsel in arbitration proceedings, or that the exclusion of such attorneys from arbitration violates the duty of fair representation. This is not to say, however, that a union may act arbitrarily or in bad faith concerning the presence of counsel in an arbitration. For example, a union must provide nondiscriminatory representation to all bargaining unit employees, without reference to union membership status. When a union customarily provides an attorney to union members in arbitration proceedings, the refusal to provide an attorney to represent a nonunion employee at arbitration is a breach of the duty of fair representation. National Treasury Employees Union v. Federal Labor Relations Authority, 721 F.2d 1402, 1406-07 (D.C.Cir.1983); Del Casal v. Eastern Airlines, Inc., 634 F.2d 295, 300-01 (5th Cir.), cert. denied, 454 U.S. 892, 102 S.Ct. 386, 70 L.Ed.2d 206 (1981). No such discrimination occurred in the present case.

Nor did the Union attempt to prevent Castelli from consultation with counsel of his choice. See e.g., Seymour v. Olin Corp., 666 F.2d 202, 206-10 (5th Cir.1982) (union acted arbitrarily in conditioning its representation in grievance proceedings upon employee's not consulting privately retained counsel). Castelli's deposition indicates that he did consult with an attorney concerning his grievance.

In addition, an examination of federal labor statutes suggests disfavoring the involvement in grievance proceedings of attorneys privately retained by union members. Section 9(a) of the National Labor Relations Act, 29 U.S.C. Sec. 159(a) provides that a union is the exclusive representative of all employees in the bargaining unit for purposes of collective bargaining. See also, Emporium Capwell Co. v. Western Addition Community Organization, 420 U.S. 50, 61-65, 95 S.Ct. 977, 984-86, 43 L.Ed.2d 12 (1975). Grievance procedures are an integral part of the collective bargaining process, United Steelworkers of America v. Warrior & Gulf Navigation Co., 363 U.S. 574, 581, 80 S.Ct. 1347, 1352, 4 L.Ed.2d 1409 (1960).

As a result, absent authorization under the collective bargaining agreement, the...