Adler v. State, s. 79-134

Decision Date22 April 1980
Docket Number79-833,Nos. 79-134,s. 79-134
PartiesBarry Scott ADLER, Appellant, v. The STATE of Florida, Appellee.
CourtFlorida District Court of Appeals

Jack R. Blumenfeld, Moran & Gold and William M. Moran, Miami, for appellant.

Jim Smith, Atty. Gen. and James H. Greason, Asst. Atty. Gen., for appellee.

Before HUBBART and NESBITT, JJ., and PEARSON, TILLMAN (Ret.), Associate Judge.

NESBITT, Judge.

In these consolidated appeals, the defendant seeks reversal of the trial court's denial of his motions to: (1) withdraw his plea of guilty prior to imposition of sentence; 1 (2) vacate his guilty plea after adjudication and sentence; 2 and (3) disqualify the trial judge. 3 We affirm the trial court's rulings for the reasons presented.

A recitation of the chronology of the salient events is necessary to understand the defendant's position in the trial court. He was indicted on September 12, 1977 for: (1) murder in the first degree; (2) robbery; and (3) kidnapping, all committed against Robert Topping. Also indicted, as a co-defendant, was Andrew Schell. As the case progressed for trial, it became the subject of plea negotiations. Defendant's counsel sought and obtained a written confirmation of the agreement reached with the state regarding the plea negotiations. 4 On October 25, 1978, pursuant to the agreement, the defendant plead guilty to the above counts as modified. The court accepted the guilty plea and ordered a presentence investigation. The defendant was allowed to remain at large on bail pending sentencing. On November 13, 1978, the state confirmed by letter to defendant's counsel its understanding with respect to the sentencing of the defendant. 5 The sentencing phase was scheduled for January 8, 1979. On December 19, 1978, the defendant filed his motion to withdraw the plea of guilty prior to imposition of sentence. 6 An evidentiary hearing on the motion was conducted prior to sentencing following which the trial court denied the motion. After allowing the defendant his allocution rights, the court adjudicated and sentenced him for murder in the second degree and kidnapping and imposed consecutive ninety-nine year terms of imprisonment. No adjudication or sentence was imposed as to the robbery count. New counsel was substituted and filed the motion to withdraw the plea of guilty after adjudication. 7 A hearing thereon was scheduled before the original trial judge for April 6, 1979. On March 29, 1979, the motion to disqualify the trial judge 8 was filed. On the appointed date, the motions were summarily denied with the order denying the motion to vacate citing: "that no evidentiary hearing is appropriate or required."

Since the motion to disqualify the trial judge was not made within ten days prior to the hearing as required by Florida Rule of Criminal Procedure 3.230(c), and no good cause was shown for the failure to have timely filed the motion, it was properly denied. Skipper v. State, 114 Fla. 312, 153 So. 853, appeal dismissed 293 U.S. 517, 55 S.Ct. 76, 79 L.Ed. 631 (1934).

The arguments advanced here for a reversal of the motion to withdraw the guilty plea prior to imposition of sentence and the motion to withdraw the plea of guilty after adjudication and imposition of sentence are substantially alike and inter-related. In summary, the defendant contends: (1) his guilty plea was not freely and voluntarily entered because he intended to enter a plea of nolo contendere; (2) the trial court erred in accepting the guilty plea without making the inquiry required by Florida Rule of Criminal Procedure 3.172; (3) the state attorney failed to honor its agreement to make no recommendation regarding the length of defendant's sentence; and (4) good cause was shown for withdrawal of the guilty plea prior to imposition of sentence.

In resolving these matters, we are fully aware that a plea of guilty must be voluntarily and intelligently entered. Boykin v. Alabama, 395 U.S. 238, 89 S.Ct. 1709, 23 L.Ed.2d 274 (1969). The record must affirmatively demonstrate the defendant understood the nature of the plea and the charges and that he was admitting guilt. Henderson v. Morgan, 426 U.S. 637, 96 S.Ct. 2253, 49 L.Ed.2d 108 (1976). A guilty plea must not be influenced by ignorance, mistake or unfilled inducements by the prosecution. Blackledge v. Allison, 431 U.S. 63, 97 S.Ct. 1621, 52 L.Ed.2d 136 (1977). The law favors a trial on the merits. Roberts v. State, 142 So.2d 152 (Fla. 3d DCA 1962). The withdrawal of a guilty plea will not be refused where it is the least evident that the ends of justice will be subserved by allowing a plea of not guilty to be entered in its place. Hill v. State, 110 So.2d 464 (Fla. 2d DCA 1959). A motion to withdraw a plea of guilty prior to imposition of sentence should be liberally construed in favor of the defendant. United States v. Klein, 560 F.2d 1236 (5th Cir. 1977), cert. denied 434 U.S. 1073, 98 S.Ct. 1259, 55 L.Ed.2d 777 (1978).

Withdrawal of a guilty plea is not a matter of right but of discretion and will not be set aside absent a showing of abuse. Meaton v. United States, 328 F.2d 379 (5th Cir. 1964), cert. denied 380 U.S. 916, 85 S.Ct. 902, 13 L.Ed.2d 801 (1965). The defendant must establish good cause for withdrawal of a guilty plea prior to imposition of sentence, Fla.R.Crim.P. 3.170(f); State v. Braverman, 348 So.2d 1183 (Fla. 3d DCA 1977), cert. denied 358 So.2d 128 (Fla.1978), and, after imposition of sentence, establish manifest injustice, Williams v. State, 316 So.2d 267 (Fla.1975).

Most of the defendant's contentions are dispelled by the plea colloquy which discloses the following:

MR. KESSLER: State your name.

THE DEFENDANT: Barry Scott Adler.

MR. KESSLER: Are you the Barry Scott Adler indicted by this court in the State of Florida versus Barry Scott Adler, 77-27914?

THE DEFENDANT: Yes. I am.

MR. KESSLER: At this time, most respectfully, Mr. Adler is going to withdraw his previously entered plea of not guilty to Counts I, II and III of the Indictment.

The State is going to reduce Count I from first degree to second degree.

MR. STELZER: The State will nolle pros Count IV of the Indictment.

MR. KESSLER: There are other areas. However, for the purpose of the change of plea, I would rather not state them to the Court at this time. They do not affect the taking of the plea in any respect.

THE COURT: Is this an open plea to the Court?

MR. KESSLER: Yes.

We have a letter which indicates the principal areas of our plea agreement. There are other matters that are not indicated in the agreement. However, they do not affect the plea.

Mr. Adler will enter a plea of no contest to the reduced charge in Count I; as charged, Count II, as charged, Count III.

MR. STELZER: It is a plea of guilty, as I understood the agreement.

MR. KESSLER: We have no problem with that, Your Honor.

THE COURT: What are the facts of the case? 9

THE COURT: Mr. Adler, you say you are nineteen years old?

THE DEFENDANT: Yes.

THE COURT: How far did you go in school?

THE DEFENDANT: I graduated high school.

THE COURT: Are you under the influence of any drug or medication, intoxicant of any kind, which would interfere with your ability to decide what is best for you under these circumstances?

THE DEFENDANT: No.

THE COURT: There is some indication of some mental disability in the past. Are you laboring under such mental disability at this time?

THE DEFENDANT: No.

THE COURT: When was the last time you saw a psychiatrist who may have treated you for any problem you may have had?

THE DEFENDANT: Around four weeks.

THE COURT: Are you taking any psychotropic medication, any psychiatric mediation of any kind?

THE DEFENDANT: No.

THE COURT: Do you feel you are in full command of your faculties and you are able to determine what is best for you under all the circumstances presented to you in this case?

THE DEFENDANT: Yes.

THE COURT: Your attorney, Mr. Kessler, said you want to change your plea as to the first three counts in the Information to plead guilty to second degree murder, robbery and kidnapping.

Do you want to do that?

THE DEFENDANT: Yes.

THE COURT: Do you understand what will happen as a result of the plea? I will order a PSI concerning you. Depending on the results of the PSI but entirely up to me, it is completely within my discretion I may sentence you to anything up to three consecutive life sentences in the state prison.

Do you understand that?

THE DEFENDANT: Yes.

THE COURT: Apart from what you know as to what the sentence may be, have you been promised anything or threatened in any way to get you to plead guilty to these charges?

THE DEFENDANT: No, sir.

THE COURT: Are you pleading guilty solely and only because you are guilty of these charges?

THE DEFENDANT: Yes.

THE COURT: Do you understand that by pleading guilty you are giving up many constitutional rights which are guaranteed to you? You are giving up your right to a trial by jury. You are giving up your right to require the State to prove that you are guilty to the jury beyond a reasonable doubt. You are giving up your right to confront the witnesses at the trial that is, see them and have your lawyer cross-examine them in your presence. You are giving up your right to subpoena witnesses on your own behalf at the trial.

You are giving up your right to take the stand at the trial in your own behalf, or not take the stand and have the jury instructed that they are not to hold that against you in any way.

Do you understand that by pleading guilty you are giving up all those rights?

THE DEFENDANT: Yes.

THE COURT: Have you had sufficient time to discuss the subject of your plea and its consequences with Mr. Kessler, your attorney?

THE DEFENDANT: Yes, sir.

THE COURT: The Court, finding that the plea has been freely and voluntarily made

MR. KESSLER: May I have a moment with Mr. Kaye? There may be another question we should dispose of at this time.

THE COURT: Do you feel...

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  • Porter v. State
    • United States
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    ...a lesser showing than good cause. In any event, this rule should be liberally construed in favor of the defendant. Adler v. State, 382 So.2d 1298, 1300 (Fla. 3d DCA 1980). The law inclines toward a trial on the merits; and where it appears that the interests of justice would be served, the ......
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