Bachinger v. Sunbank/South Florida, N.A., 95-1924

• Decision Date: 29 May 1996
• Docket Number: No. 95-1924,95-1924
• Citation: 675 So.2d 186
• Parties: 21 Fla. L. Weekly D1263 Ursula BACHINGER, Waltraud Cocco and Hans Peter Oberdick, Appellants, v. SUNBANK/SOUTH FLORIDA, N.A., Appellee.
• Court: Florida District Court of Appeals

Page 186

675 So.2d 186

21 Fla. L. Weekly D1263

Ursula BACHINGER, Waltraud Cocco and Hans Peter Oberdick, Appellants, v. SUNBANK/SOUTH FLORIDA, N.A., Appellee.

No. 95-1924.

District Court of Appeal of Florida Fourth District.

May 29, 1996.

Richard F. Hussey of Richard F. Hussey, P.A., Fort Lauderdale, for appellants.

Gary L. Rudolf of Taylor, Brion, Buker & Greene, Fort Lauderdale, for appellee.

KLEIN, Judge.

Gertrude Oberdick was declared mentally incompetent in 1989 and died in 1994. When SunBank, her guardian, petitioned for final discharge after her death, the appellants, who alleged that they are relatives and beneficiaries under the ward's will, filed objections. The trial court struck their objections on the ground that they have no standing, and they appeal. We reverse.

Rule 5.700(a), Florida Rules of Probate, provides that the "ward, or any other interested person ..." may file objections to guardianship reports. The trial court followed McGinnis v. Kanevsky, 564 So.2d 1141 (Fla. 3d DCA 1990), in which the trial court had found that a guardian had been paid, with court approval, excessive fees during a twenty-nine month period between the guardian's appointment and the ward's death. The third district reversed, concluding that heirs and beneficiaries of a ward have no standing to question the administration of a guardianship:

[A]n heir of a now-deceased ward may not be heard to challenge orders like these.... As has been indicated, ... the court is concerned only with the welfare of the ward himself in the administration of what are, after all, only his funds.... White indicates that the approval of an accounting may be "collaterally attacked by the ward or someone on his behalf." [In re Guardianship of White, 140 So.2d at 314 (Fla. 1st DCA 1962) ] (emphasis supplied). This does not include those who may inherit the ward's estate. It is clear, to the contrary, that they are only contingent or potential beneficiaries who cannot complain that any expenditures on behalf of the ward have diminished what they may eventually receive and thus are not interested parties in the administration of the guardianship.... Thus, the appellees do not fall within the requirement of Florida Rule of Probate and Guardianship Procedure 5.700(a) that an objection may be filed only by "a person interested as creditor, or otherwise...."

The effect of the order below is very unwisely to permit the intrusion of the relatives and devisees of the ward into the administration of the guardianship in order to preserve their alleged interests in the assets of the ward. We do not agree with any such result. (Citations omitted.)

Id. at 1144. Judge Jorgensen dissented, concluding that the heirs did have standing.

In Brogdon v. Guardianship of Brogdon, 553 So.2d 299 (Fla. 1st DCA 1989) a son of the ward sought, during the ward's lifetime, to contest actions taken by the guardian, and the first district concluded that he did have standing:

The court determined that Daniel Brogdon lacked standing because his potential inheritance was merely speculative. It has been indicated that a family interest alone is an insufficient predicate for standing to contest a probate or guardianship action. See Maceda v. Duhig, 474 So.2d 292 (Fla. 3d DCA 1985). But in addition to a family interest Daniel Brogdon has also asserted a potential inheritance under the ward's will. While this potential inheritance remains subject to divestment or challenge, in the context presented it does render Daniel Brogdon an "interested person" within the scope of the guardianship proceeding. A contingent beneficiary under a testamentary trust has been determined to have a sufficient interest for standing to object to a final probate accounting. See Richardson v. Richardson, 524 So.2d 1126 (Fla. 5th DCA 1988). Daniel Brogdon's testamentary interest, in conjunction with his family interest and the potential for intestate inheritance in the event of a successful will challenge, create a sufficient interest for standing in the guardianship proceeding and the court should have addressed the merits of Daniel Brogdon's petition.

Id. at 301.

Similarly, in Sun Bank and Trust Co. v. Jones, 645 So.2d 1008 (Fla. 5th DCA 1994); rev. denied, 658 So.2d 991 (Fla.1995), the court concluded that the personal representative of the ward's estate had standing to object to guardian fees and attorney fees in prior accountings but noted that there had been no court approval at the time the fees had been paid. The court distinguished McGinnis on the ground that in McGinnis the beneficiaries were only objecting to the fees as being excessive, while there was a conflict of interest alleged in Sun Bank and Trust Co. v. Jones.

Although we have considered the concerns expressed by the majority in McGinnis regarding the conflict created when heirs are able to object to amounts being spent on the ward, we are not persuaded that it follows that they should have no standing. The McGinnis majority apparently felt that there were sufficient safeguards built into guardianship procedures, reasoning in a footnote:

The point here is that just as it is obviously for the competent person to spend or misspend his assets as he pleases, so it is up to the guardianship estate, regulated by the guardian and the court, to do the same without the interference or concern with the totally non-altruistic wishes of the ward's relatives or legatees.

564 So.2d at 1144, n. 9. We cannot agree with that reasoning. It is not sufficient, in our...