Barnes v. Lynaugh, 86-2358

Citation817 F.2d 336
Decision Date22 May 1987
Docket NumberNo. 86-2358,86-2358
PartiesRobert Thomas BARNES, Petitioner-Appellant, v. James A. LYNAUGH, Interim Director, Texas Department of Corrections, and Jim Mattox, Attorney General of State of Texas, Respondents-Appellees. Summary Calendar.
CourtUnited States Courts of Appeals. United States Court of Appeals (5th Circuit)

Robert Thomas Barnes, pro se.

M.H. Montelongo, Asst. Atty. Gen., Jim Mattox, Atty. Gen., Austin, Tex., for respondents-appellees.

Appeal from the United States District Court for the Western District of Texas.

Before POLITZ, WILLIAMS, and JONES, Circuit Judges.

POLITZ, Circuit Judge:

Robert Thomas Barnes pled guilty to aggravated sexual assault of a minor and, pursuant to a plea agreement, as a repeat sexual offender he was sentenced to prison for 25 years. His 28 U.S.C. Sec. 2254 application for federal habeas relief asserts that the prosecutor withheld Brady material, his appointed defense counsel was ineffective, and he was denied his right to appeal. The district court rejected his application and denied a certificate of probable cause. We granted CPC. Having completed our review of the entire record, we now affirm.

Background

Barnes was indicted for aggravated sexual assault, Tex.Penal Code Ann. Secs. 22.011 and 22.021, and indecency with a child, Sec. 21.11, involving his six-year-old daughter, Christy. The date of the offense was May 31, 1984. Barnes had been convicted of indecency with a child in 1982. Defense counsel was appointed and he promptly consulted Barnes and reviewed the files of the prosecutor and of the Texas Department of Health and Human Resources, including two videotaped interviews of the young victim. Defense counsel made his findings known to Barnes and from the beginning their discussions focused on efforts to secure the best possible plea bargain. The fact that Barnes was a repeat offender was given substantial consideration.

During an early interview, Barnes gave his attorney a list of ostensible favorable witnesses, including Bertha L. Martin, identified as either Barnes's girlfriend or common-law wife. In fact, Martin had initiated the child abuse complaint that led to Barnes's indictment and was expected to be a key prosecution witness. Counsel considered the other witnesses to be character witnesses, for there was no indication that any of them had actual knowledge of the events surrounding the offenses charged.

During their first discussions, Barnes told his attorney he had seen a medical report that tended to negate sexual abuse. Counsel moved for production of all favorable reports. The motion was granted but neither the prosecutor nor the caseworker had a medical report in their files. Both denied knowledge of any such report.

Barnes decided to plead guilty, but when brought into court on December 17, 1984 for that purpose he was reluctant to proceed and asked to speak with Martin, who was then in the courtroom. A private discussion between the two was arranged and thereafter Barnes informed his attorney that he was prepared to plead guilty and accept the outstanding plea bargain. The state agreed to drop the indecency count and to recommend a 25-year sentence. The record reflects a careful and painstaking guilty plea proceeding in which Barnes was fully advised of his rights and knowingly waived those rights, orally and in writing.

Sentenced to 25 years, Barnes sought collateral relief from the state court. After exhausting his state remedies he brought the present action, pro se, claiming constitutional violations of due process and of his right to effective assistance of counsel. He continued to press his claim for the medical report. The magistrate concluded that it did not exist and his application was denied.

While this appeal was pending, Barnes secured a medical report dated 6-14-84 from the Bexar County Hospital and attached it to his appellate brief. This apparently is the report that Barnes saw prior to his indictment and made the subject of his motion to produce. For some reason not reflected by the record, this report was not known to the prosecutor, nor was it a part of his file prior to the guilty plea proceeding.

As gleaned from the medical report, Christy Barnes was examined by a physician at Bexar County Hospital on June 17, 1984, two weeks after the reported incident occurred. Accompanied by a caseworker, she was given a thorough general examination and was examined for signs of sexual abuse. Other than injury to a finger, requiring minor treatment, she was diagnosed a "well child." Accepting Barnes's interpretation per arguendo, the report noted that the child's hymen was intact, there were no bruises, and all symptoms or indicators of sexual intercourse or abuse were negative. Urine, rectal, vaginal, and throat cultures were all negative.

Analysis

Barnes maintains that this finally surfacing medical report is Brady material and the state's failure to produce it timely taints the voluntariness of his guilty plea. He further contends that the existence of the report buttresses his claim of ineffectiveness of counsel, the latter being also based on counsel's failure to interview potential witnesses.

The state maintains that entry of the guilty plea forecloses any claim of a Brady violation. A guilty plea waives, inter alia, the right to trial by jury, confrontation of accusers, and compulsory attendance of witnesses. Boykin v. Alabama, 395 U.S. 238, 89 S.Ct. 1709, 23 L.Ed.2d 274 (1969). Typically, a valid guilty plea bars habeas review of claims relating to constitutional rights that arose prior to the entry of that plea. Tollett v. Henderson, 411 U.S. 258, 93 S.Ct. 1602, 36 L.Ed.2d 235 (1973); Long v. McCotter, 792 F.2d 1338 (5th Cir.1986). 1 But one who pleads guilty may challenge both subsequent constitutional violations and antecedent constitutional intrusions that reflect on "the very power of the State to bring the defendant into court to answer the charge brought against him." Blackledge v. Perry, 417 U.S. 21, 30, 94 S.Ct. 2098, 2103, 40 L.Ed.2d 628, 636 (1974) (prosecutorial vindictiveness claim). See also Menna v. New York, 423 U.S. 61, 96 S.Ct. 241, 46 L.Ed.2d 195 (1975) (double jeopardy claim); Lefkowitz v. Newsome, 420 U.S. 283, 95 S.Ct. 886, 43 L.Ed.2d 196 (1975) (state law permits claim to be raised on appeal); Haring v. Prosise, 462 U.S. 306, 103 S.Ct. 2368, 76 L.Ed.2d 595 (1983) (Sec. 1983 claim for fourth amendment violations). Further, the voluntariness of the guilty plea may be examined, Hill v. Lockhart, 474 U.S. 52, 106 S.Ct. 366, 88 L.Ed.2d 203 (1985).

We need not resolve today the conundrum involving the teachings of Brady and its progeny and the usual finality of a guilty plea, for we are persuaded that Barnes suffered no prejudice by the state's failure to produce the medical report attached to his brief. 2

The rule of Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), requires the state to disclose to the defendant all favorable evidence material either to guilt or punishment. Suppression of favorable, material evidence denies a defendant's constitutional right to due process. Brogdon v. Blackburn, 790 F.2d 1164 (5th Cir.1986), cert. denied, --- U.S. ----, 107 S.Ct. 1985, 95 L.Ed.2d 824 (1987). Suppressed evidence is material "if there is a reasonable probability that, had the evidence been disclosed to the defense, the result of the proceeding would have been different." United States v. Bagley, 473 U.S. 667, 682, 105 S.Ct. 3375, 3384, 87 L.Ed.2d 481, 494 (1985). See also Lindsey v. King, 769 F.2d 1034 (5th Cir.1985).

A painstaking review of the medical report, viewed in a light most favorable for Barnes, leads inexorably to the conclusion that there is no reasonable probability that anything contained therein would have militated against entry and acceptance of the guilty plea. The contents of that report must be considered against the backdrop of controlling Texas law and the undisputed evidence of guilt available to the state.

Section 22.011(a)(2) of the Texas Penal Code defines the offense of sexual assault to include instances where one:

intentionally or knowingly:

(A) causes the penetration of the anus or female sexual organ of a child by any means;

(B) causes the penetration of the mouth of a child by the sexual organ of the actor; or

(C) causes the sexual organ of a child to contact or penetrate the mouth, anus, or sexual organ of another person, including the actor.

The crime becomes aggravated sexual assault if the child is younger than 14 years of age. Tex.Penal Code Ann. Sec. 22.021(a)(5).

...

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  • Matthew v. Johnson
    • United States
    • U.S. Court of Appeals — Fifth Circuit
    • January 11, 2000
    ...This court has not yet resolved whether a nolo contendere or guilty plea waives a subsequent Brady-based challenge. See Barnes v. Lynaugh, 817 F.2d 336, 338 (1987).5 As Matthew points out, a number of our sister circuits have had occasion to address the issue he raises, and have generally h......
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