Ex Parte Madding

Decision Date06 March 2002
Docket NumberNo. 74,082.,74,082.
PartiesEx Parte Leon Vance MADDING, Applicant.
CourtTexas Court of Criminal Appeals

Leon Vance Madding, pro se.

Tim Cone, DA, Gilmer, Matthew Paul, State's Atty., Austin, for State.

OPINION

COCHRAN, J., delivered the opinion of the Court in which MEYERS, WOMACK, JOHNSON, HERVEY, and HOLCOMB, JJ., joined.

This is a post-conviction application for a writ of habeas corpus, filed pursuant to Article 11.07 of the Texas Code of Criminal Procedure.1 Applicant was convicted of burglary of a building and sentenced to seventeen years imprisonment. Applicant has filed a pro se subsequent writ of habeas corpus. He claims a constitutional double jeopardy violation because the trial court initially ruled that his sentence would be served concurrently with another case from Gregg County, but the judgment, signed 52 days later, ordered this sentence to be served consecutively. Applicant's claim is both cognizable on a subsequent writ and meritorious. Therefore we grant relief.

I.

A jury convicted Mr. Madding on July 11, 1994, of burglary of a building. Later that day, the jury assessed his punishment at seventeen years' imprisonment. Also that same day, the trial judge, in accordance with article 42.03,2 pronounced applicant's sentence while applicant was in the courtroom. The prosecutor asked whether the judge was going to cumulate the sentence with some other (unspecified) sentence. On the record, the trial judge said: "I will let it run concurrent[ly]." No written judgment was signed until September 8, 1994, 52 days later. That written judgment states that the 17 year sentence would run consecutively to a Gregg County conviction.

Mr. Madding appeared in court on August 31, 1994, for a motion to revoke hearing in a different Upshur County case. There is no statement of facts from that proceeding in the habeas file. There is, however, a docket notation for this cause number and date stating that the sentence in the burglary case would be served consecutively.

On September 12, 1994, Mr. Madding was transferred to the Texas Department of Criminal Justice. The paperwork that accompanied him stated that his 17-year burglary sentence was to be served concurrent to other sentences.3

Applicant filed an initial writ of habeas corpus on May 31, 1996, challenging his conviction and alleging ineffective assistance of counsel at trial. At that time, applicant and this Court acted upon the assumption that his 17 year sentence was being served concurrently with others. This Court denied relief on that writ.

Eventually, the Texas Department of Criminal Justice found the written judgment of September 8, 1994, and stacked the Upshur County burglary sentence on top of the Gregg County conviction. Applicant filed this subsequent writ once he learned of the stacking order. We remanded the case for an evidentiary hearing to determine:

1) whether the trial court ordered this sentence concurrent to Applicant's other convictions when he pronounced sentence and when the cumulation order was entered; and

2) when applicant learned, or reasonably should have learned, that his sentence was stacked from the trial court or prison officials.

The trial court's findings of facts on remand concluded that the first time something appeared in applicant's file showing that applicant knew about the stacking order was Mr. Madding's October 29, 1998, letter requesting a "time cut." Because the record supports this finding, we adopt it.4 This date falls after applicant's first writ application had been denied by this Court. Thus, we conclude that applicant is entitled to have the merits of a subsequent writ considered because he has adequately demonstrated, by a preponderance of the evidence, that the factual basis for his claim was unavailable at the time of his initial application.5 See, e.g., Ex parte Lemke, 13 S.W.3d 791, 794 (Tex.Crim.App. 2000) (concluding that court would address merits of subsequent habeas application when applicant showed that present claim could not have been presented in his initial writ application because the factual basis for it was "unavailable").

Thus, we have both the jurisdiction and statutory authority to address the merits of his claim under article 11.07, section 4(a).

II.

Applicant contends that: 1) a defendant's sentence begins to run on the day it is pronounced; and 2) attempts to cumulate sentences after a defendant has begun serving his sentence are "void." He relies on Ex parte Vasquez, 712 S.W.2d 754, 755 (Tex.Crim.App.1986) and the Fifth Amendment of the United States Constitution.6 Although we disavow the use of the term "void" in Vasquez, and rely upon the Due Process Clause of the Fourteenth Amendment, we otherwise agree with applicant's position.

The court reporter's record shows that the trial judge imposed the applicant's sentence on July 11, 1994, and ordered it to run "concurrent."7 On that day, applicant began serving his concurrent sentence.

A trial court's pronouncement of sentence is oral, while the judgment, including the sentence assessed, is merely the written declaration and embodiment of that oral pronouncement. Art. 42.01, § 1; see Banks v. State, 708 S.W.2d 460, 461-62 (Tex.Crim.App.1986) (reforming insufficient written judgment to accurately reflect cumulation order orally pronounced at sentencing). When the oral pronouncement of sentence and the written judgment vary, the oral pronouncement controls. Coffey v. State, 979 S.W.2d 326, 328 (Tex.Crim.App.1998). The rationale for this rule is that the imposition of sentence is the crucial moment when all of the parties are physically present at the sentencing hearing and able to hear and respond to the imposition of sentence. Once he leaves the courtroom, the defendant begins serving the sentence imposed. Thus, "it is the pronouncement of sentence that is the appealable event, and the written sentence or order simply memorializes it and should comport therewith." Id.8

The trial court in this case had statutory authority and discretion to decide whether applicant's seventeen year sentence should be served concurrent or consecutive to the Gregg County sentence. Art. 42.08(a). If a trial judge wants to "stack" a defendant's sentences so that they run consecutively, however, he must make such an order at the time and place that sentence is orally pronounced. Ex parte Vasquez, 712 S.W.2d 754, 755 (Tex. Crim.App.1986); Ex parte Voelkel, 517 S.W.2d 291, 292 (Tex.Crim.App.1975). Once applicant was removed from the courtroom and began serving his sentence, it was too late to cumulate the sentence just imposed with an earlier one. A trial court does not have the statutory authority or discretion to orally pronounce one sentence in front of the defendant, but enter a different sentence in his written judgment, outside the defendant's presence.

In Vasquez, this Court stated that entering a cumulation order in a written judgment which had not been orally pronounced to the defendant at his sentencing rendered the judgment "void." The Court's use of the term "void" in that context was simply a shorthand rendition of a longer legal proposition: a defendant is constitutionally entitled to due process. At a bare minimum, due process requires that a defendant be given notice of the punishment to which he has been sentenced.9 To orally pronounce one sentence to a defendant's face and then to sign a written judgment more than a month later, when the defendant is not present, that embodies an extravagantly different and more severe sentence than the oral sentence, violates any notion of constitutional due process and fair notice. A defendant has a due process "legitimate expectation" that the sentence he heard orally pronounced in the courtroom is the same sentence that he will be required to serve.10

Thus, we follow the well-established law set out in Vasquez, not because the written judgment was "void," but because it violates a defendant's constitutional right to due process to orally pronounce sentence to him and then later, without notice to the defendant and without giving him an opportunity to be heard, enter a written judgment imposing a significantly harsher sentence.

We therefore grant relief and order that the written judgment in this case be corrected to reflect that applicant's 17-year sentence is to run concurrently with the sentence he received in Gregg County.

KELLER, P.J., PRICE and KEASLER, JJ., concurred in the result.

HOLCOMB, J., filed a concurring opinion.

1. Unless otherwise indicated, all references to Articles refer to the Code of Criminal Procedure.

2. Article 42.03, § 1(a) provides: "Except as provided in Article 42.14, sentence shall be pronounced in the defendant's presence."

3. The written judgment was not among those papers.

4. There is no evidence that applicant ever received a copy of the written judgment, that he was present at the time the trial court signed the written judgment, or that applicant had ever, prior to filing his initial writ, acted in any manner inconsistent with a belief that his sentence in this case was running concurrently with the Gregg County case. Furthermore, Applicant produced a time sheet from TDCJ, dated June 11, 1996, which shows that the TDCJ records office had not noted the cumulation order as of that date. Finally, we note that applicant stated in his first writ application that trial records were unavailable to him. Applicant's habeas file is rife with applicant's complaints about his inability to obtain his trial records. The trial court's docket sheet also reflects applicant's requests for records which were apparently unanswered.

5. Article 11.07, § 4, permits the consideration of a subsequent application for a writ of habeas corpus only under exceptional circumstances. Those circumstances include:

(a) If a subsequent application for writ of habeas corpus is filed after final disposition of an initial application challenging the same conviction,...

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