Flynn v. Civil Service Com'n

Decision Date30 March 1983
Citation444 N.E.2d 407,15 Mass.App.Ct. 206
PartiesCharles W. FLYNN et al. v. CIVIL SERVICE COMMISSION et al. (and a companion case 1 ).
CourtAppeals Court of Massachusetts

Marshall F. Newman, Boston, for Charles W. Flynn and others.

Gabriel O. Dumont, Jr., Boston, for Peter Mantos and others.

Maureen L. Fox, Asst. Atty. Gen., for defendants.

Before PERRETTA, ROSE and DREBEN, JJ.

DREBEN, Justice.

Two groups of candidates bypassed for promotion to the position of sergeant brought actions in the Superior Court under G.L. c. 249, § 4, to review a decision of the Civil Service Commission (commission) upholding the administrator's approval 2 of the procedure followed by the Metropolitan District Commission (MDC) in making nineteen promotions. We affirm the judgment which, in turn, sustained the decision of the commission. 3

Under G.L. c. 31, § 27, inserted by St.1978, c. 393, § 11, if an appointing authority makes a promotional appointment "other than the person whose name appears highest" on the eligible list of candidates, a list based on examination (see G.L. c. 31, § 25), it must file with the administrator "a written statement of [its] reasons for appointing the person whose name was not highest." The MDC explained its reasons for not choosing the names of the persons highest on the list and outlined its procedure in a letter to the administrator dated May 7, 1980. The explanation was accepted by the administrator and, on appeal pursuant to G.L. c. 31, § 2(b), by the commission.

The bypassed candidates challenge the selection process of the MDC on three grounds: (1) an unauthorized oral examination was given by the MDC; (2) the MDC violated G.L. c. 31, §§ 25 and 27, and Civil Service Rule 15 (1978); and (3) the record before the commission shows that the MDC acted arbitrarily and did not follow the procedures set forth in its letter of May 7, 1980.

1. Oral "examination." As pointed out in the decision of the commission, the civil service selection process is in two parts: first the screening and ranking of candidates on the basis of examination by the Division of Personnel Administration (G.L. c. 31, § 25), and then, further review by the appointing authority of a limited number of candidates who qualify in the ranking process (G.L. c. 31, §§ 25 and 26). The plaintiffs acknowledge that the MDC may, in the exercise of its statutory discretion, conduct oral interviews of candidates. Authority for such interviews is implicit in G.L. c. 31, § 25, par. 5, which requires the appointing authority to submit a written notice to the administrator indicating, among other things, with respect to each person whose name is on the eligible list, whether such person appeared for an interview.

Despite this authority, the plaintiffs claim that the interviews were so highly structured that they amounted to an oral examination in violation of the provisions of G.L. c. 31, § 16. In support of their argument, they stress that a three member panel posed questions to the candidates from a standard list prepared in advance, that evaluations were based on a predetermined list of criteria and that the candidates were graded numerically on scoring sheets.

We find no violation of G.L. c. 31, § 16. That section is addressed to the examination given by the administrator and not to interviews conducted by the appointing authority. Moreover, as both the commission and the Superior Court judge noted, the interviews were structured in an attempt to protect candidates from arbitrary action and undue subjectivity on the part of the interviewers. Indeed, an expert witness testified that it was preferable for an appointing authority to use a numerical system in its interviews because "[t]he clearer and more explicit [the] procedures are, the better they are likely to be." There is nothing in the record before the commission to suggest that the interview process was a pretext or an attempt by the MDC to subvert § 16, or that the MDC "in the exercise of a sound discretion" did anything other than select "among persons eligible for promotion" and establish permissible procedures for such selections. Goldblatt v. Corporation Counsel of Boston, 360 Mass. 660, 666, 277 N.E.2d 273 (1971).

2. Possible lack of compliance with G.L. c. 31, §§ 25 and 27, and Civil Service Rule 15 (1978). The statutory provisions establish the eligibility list and limit the number of persons that the appointing authority may consider in making a specific appointment or promotion. Although the plaintiffs allege noncompliance with the statute, the focus of their claim concerns rule 15(1) of the commission. That rule, set forth in the margin, spells out the details of the selection process. 4

In making the nineteen appointments from among the first thirty-nine persons as prescribed by rule 15, the MDC engaged in an evaluation process which compared all the candidates. The order of appointment within the list of nineteen was not, however, technically made in compliance with the proviso of the rule. For example, the officer who appeared at the top of the selection list of the MDC was not among the three candidates whose names appeared first on the certified list. Nevertheless, if the appointing authority, using the same numerical ratings it gave to each of the thirty-nine persons on the list had made the selections one at a time--the first from among the first three, the second from the first five, the third from the first seven--the same nineteen officers would have been selected. In these circumstances, the commission found that no conflict between the rule "and the system used by the appointing authority actually occurred." 5

The determination by the commission that rule 15 has not been violated is, of course, entitled to weight. See Amherst-Pelham Reg. Sch. Comm. v. Department of Education, 376 Mass. 480, 491, 381 N.E.2d 922 (1978). Moreover, since the same promotions would have been made had the MDC meticulously followed the rule, any infraction cannot be considered material insofar as the plaintiffs are concerned. Cf. Goldblatt v. Corporation Counsel of Boston, 360 Mass. at 663, 277 N.E.2d 273; Commissioner of Revenue v. Lawrence, 379 Mass. 205,...

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