Galloway v. Fletcher, 2006-CA-002428-MR.
| Decision Date | 31 August 2007 |
| Docket Number | No. 2006-CA-002428-MR.,2006-CA-002428-MR. |
| Citation | 241 S.W.3d 819 |
| Parties | Kenneth Pete GALLOWAY; Sharon Green; and Kenneth Shadowen, Appellants, v. Ernie FLETCHER, Governor; and Marc Alan Yussman; Wesley Vernon Milliken; Laverne M. Waldrop; Karen L. Engle; Kimberly S. McCann; Frank Joseph Schwendeman, Members of Governor's Postsecondary Education Nominating Committee; and Murray State University, Appellees. |
| Court | Kentucky Court of Appeals |
Martin W. Johnson, Benton, KY, for appellants.
Michael T. Alexander, David E. Fleenor, Frankfort, KY, for appellees.
Before THOMPSON and WINE, Judges; HENRY,1 Senior Judge.
In the process of filling a vacancy on the Murray State University Board of Re gents, Governor Ernie Fletcher rejected the first two lists of nominees submitted to him by the Governor's Postsecondary Education Nominating Committee (Committee), and appointed one of the nominees from the third such list. The Appellants in this case are the unsuccessful nominees named on the first rejected list. Acting upon their belief that the law requires the Governor to make the appointment from the first list submitted to him by the Committee, they filed a petition requesting a declaratory judgment and injunctive relief in Franklin Circuit Court. That court dismissed the petition on the Appellees' motion. We agree with the circuit court that principles of statutory construction compel the conclusion that the Governor is authorized by law to act as he did; hence, we affirm.
This case presents no factual dispute, and must be resolved by determining the correct interpretation and effect to be given to two statutes, Kentucky Revised Statutes (KRS) 164.005(5) and KRS 12.070(3). We review such matters de novo. Bob Hook Chevrolet Isuzu, Inc. v. Commonwealth Transportation Cabinet, 983 S.W.2d 488, 490 (Ky.1998).
The Appellants' opening argument, paraphrased, is that the Appellees' position is an implicit argument that KRS 164.005 is unconstitutional. The Appellees deny this characterization and assert that this argument was not presented to the circuit court, and that the argument is a misstatement of the issue before this Court. Our examination of the record confirms that the circuit court was not asked to consider the constitutionality of either of the' statutes at issue and did not find constitutional exposition germane to the resolution of the narrow issue before him. Nor do we.
KRS 164.005 establishes the Governor's Postsecondary Education Nominating Committee and describes the Committee's membership, terms and duties. The Appellants contend that the statute requires the Governor to appoint one of the nominees from the first list tendered to him by the Committee, and that KRS 12.070(3) has no application to the appointment of members to the governing bodies of the Commonwealth's universities. The Appellees' position is that KRS 12.070(3) gives the Governor the authority to reject lists and require that other lists be submitted, which is what occurred in this case.
Our approach to this case will be very similar to that employed by the circuit court. We know that KRS 164.005 applies to the appointment of members to the Murray State University Board of Regents. Does KRS 12.070(3) also apply? If not, our inquiry is concluded. If it does, and if the two statutes are indeed in conflict, we must apply principles of statutory construction to determine the intent of the Legislature regarding their proper application.
Our starting point should be the language of the statutes themselves. The relevant parts of KRS 164.005 state as follows:
(5) (a) The committee shall be responsible for submitting three (3) nominations from which the Governor shall select each gubernatorial appointment to a university or Kentucky Community and Technical College System governing board made pursuant to KRS 164.131, 164.421, and 164.821 and to the Council on Postsecondary Education pursuant to KRS 164.011. The committee shall not make recommendations for alumni, faculty, and staff appointments made pursuant to KRS 164.131 and 164.821 and the student appointments made pursuant to KRS 164.131, 164.321, and 164.821. If more than one (1) equivalent gubernatorial appointment is being made to a governing board or the Council on Postsecondary Education at the same time, the committee shall submit a number of nominees equal to three (3) times the number of vacancies. The committee shall provide to the Governor, inasmuch as possible, an equal number of male and female nominees. If the Governor needs nominees of a particular sex in order to make an appointment, the committee shall only provide nominees of that sex. The Governor shall select the appointees from among the nominees.
(b) . . .
(c) Nominations shall be made thirty (30) days prior to the expiration of a term or as soon as practicable following an unforeseen vacancy. The Governor shall make the appointment within sixty (60) days following receipt of the nominations. If the Governor does not make the appointment within sixty (60) days, the committee shall select one (1) of the nominees to serve.
KRS Chapter 12 deals with the administrative organization of the Executive Branch of Kentucky's government. Only paragraph (3) of KRS 12.070 is directly at issue in this case. It says:
(3) Where appointments to administrative boards and commissions are made from lists submitted to him, the Governor may reject the list and require that other lists be submitted. Notwithstanding any provision to the contrary, in the event the current membership of a board or commission reflects a proportion of the minority group less than the proportion of the minority group in the total population of the Commonwealth, then the Governor may appoint a member of the minority group even if the list of nominees for a vacancy does not include a member of the minority group.
Our threshold inquiry is whether KRS 12.070(3) applies to the Governor's appointment of members to the Murray State University Board of Regents. The Appellants argue that by enacting KRS 164.005, the Legislature preempted the right the Governor has by virtue of KRS 12.070(3) to reject tendered lists of nominees. This is so, their argument goes, because KRS 164.005 is specific as to appointments to the governing boards of universities, whereas KRS 12.070(3) is general in nature. Further, the language of KRS 164.005(5)(a) relating to the Governor's duties in appointing members to university governing boards is mandatory: the committee shall submit a list of three names for each vacancy "from which the Governor shall select each gubernatorial appointment" to university governing boards. (Emphasis supplied). KRS 164.005 is the newer of the two statutes, the first version of which was enacted in 1992. See 1992 Ky. Acts Ch. 10 Sec. 3. KRS 12.070(3) has been a part of Kentucky law in substantially the same form for over seventy years, having been originally enacted as part of the Reorganization Act of 1936. Elrod v. Willis, 305 Ky. 225, 228-229, 203 S.W.2d 18, 20-21 (1947).
By its terms, KRS 12.070(3) applies to situations "[w]here appointments to administrative boards and commissions are made from lists submitted to" the Governor. To the circuit court, the application of this statute to appointments to governing boards of Kentucky's universities was "immediately obvious" because "state-funded and administered universities are an arm of the state." KRS 12.010, the definitions section for Chapter 12, does not separately define "administrative boards", although "administrative body" is defined at paragraph (8) to include "any multi-member body in the executive branch of the state government, including but not limited to any board, council, commission, committee, authority or corporation," but does not include "branch," "section," "unit" or "office." Given the requirements of KRS 446.080 that "[a]ll statutes of this state shall be liberally construed with a view to promote their objects and carry out the intent of the legislature," and that "[al words and phrases shall be construed according to the common and approved usage of language," we agree with the circuit court that the phrase "administrative boards and commissions" in KRS 12.070(3) includes the governing bodies of the state's universities, including that of Murray State University. We were cited to no case or statutory provision that would lead us to conclude otherwise, nor could we find any such provision.
As noted earlier, our conclusion that KRS 12.070(3) applies to the appointment of members to the Murray State Board of Regents leads to a further inquiry, because KRS 164.005 also applies to those appointments. The statutes appear to be in conflict because the language of KRS 164.005(5)(a) can be interpreted to require the Governor to make the appointment from the first list of nominees provided to him. The appellants take the position that the specific purpose of the statute, and its mandatory language, indicate that the legislature intended that KRS 164.005 preempt the Governor's option to reject lists granted earlier under KRS 12.070(3).
When confronted with the parties' competing positions on the rules of statutory construction in this case, the circuit court wryly observed that "[r]ules of statutory construction ... are like Hallmark© cards—there's one for every occasion." (Copyright symbol added). While it must be, admitted that statutory construction is something less than an exact science, the rules serve an important function in helping courts determine legislative intent. We noted above the statutory requirement that all statutes are to be liberally construed with a view to promote their objects and carry out the intent of the legislature. KRS 446.080(1). It is a basic rule of construction that "[w]here there is an apparent conflict between statutes or sections thereof, it is the duty of the court to try to...
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