Harling v. State

Decision Date08 March 1995
Docket NumberNo. 04-94-00048-CR,04-94-00048-CR
Citation899 S.W.2d 9
PartiesDavid Stanley HARLING, Appellant, v. The STATE of Texas, Appellee.
CourtTexas Court of Appeals

Kevin P. Yeary, San Antonio, for appellant.

Steven C. Hilbig, Crim. Dist. Atty., Daniel Thornberry, Asst. Crim. Dist. Atty., San Antonio, for appellee.

Before CHAPA, C.J., and HARDBERGER and PEEPLES, 1 JJ.

OPINION

HARDBERGER, Justice.

The Appellant, David Stanley Harling, was indicted for the offense of sexual assault of a child to which he pled guilty pursuant to a plea bargain agreement. Punishment was assessed at ten (10) years confinement in the Institutional Division of the Texas Department of Criminal Justice. The trial court gave permission to appeal and the appellant's notice of appeal recites that fact. Therefore, this court has jurisdiction. See TEX.R.APP.P. 40(b)(1).

Adjudication of Guilt

The appellant alleges in his first point of error that the trial court erred in sentencing the appellant prior to adjudicating him guilty of the offense charged. In his second point of error, appellant complains that he was improperly adjudicated of the offense in his absence.

The appellant pled guilty pursuant to a plea bargain agreement on November 15, 1993. One of the terms of the agreement was that the State would remain silent on appellant's applications for deferred adjudication or adult probation. The appellant applied for deferred adjudication and adult probation. The trial court admonished the appellant, accepted the plea and heard the State's evidence. The trial court then stated:

I will find the evidence to be sufficient, will defer any adjudication of the matter pending receipt of a presentence report....

A presentence report was prepared by the probation officer recommending against the granting of probation. On January 6, 1994, the court conducted the sentencing hearing. The appellant attempted to withdraw his guilty plea but the court denied the request. The trial court then sentenced the appellant to ten years confinement. The court signed the judgment on January 13, 1994. Appellant now urges that he was in reality only found guilty on January 13 because of the lack of an oral pronouncement of guilt on January 6. Thus he contends that he was sentenced prior to a finding of guilty, and was not present at sentencing. The State argues that the appellant's contention is erroneous because the trial court necessarily or impliedly found the appellant guilty when he sentenced the appellant to ten years confinement on January 6, 1994.

This issue was decided in Villela v. State, 564 S.W.2d 750, 751 (Tex.Crim.App.1978), wherein the court stated:

When the trial judge, after admonishing the appellant, accepting appellant's pleas, and hearing the State's evidence, held the assessment of punishment in abeyance and ordered a presentence investigation, he necessarily implied that he had found the appellant guilty in each case.

Villela, 564 S.W.2d at 751 (emphasis in original). There is no meaningful distinction between the facts of this case and Villela. Therefore, Villela controls the resolution of this case.

We recognize that Warren v. State, 784 S.W.2d 56 (Tex.App.--Houston [1st Dist.] 1989, pet. ref'd) distinguishes the Villela opinion and reaches a different result. However, Warren is factually distinguishable from the present case. The defendant in Warren was indicted in two separate causes for felony theft. The defendant pled guilty in one cause and applied for deferred adjudication. The trial court deferred finding the defendant guilty and reset the case for a presentencing report. At the sentencing hearing the trial court sentenced the accused to prison and recited in the record that he had previously found the defendant guilty at the plea hearing. Moreover, the judgment contained contradictory recitals; both that the trial court had deferred the finding of guilt and that the trial court had found the defendant guilty. Id. There is no such conflict in the judgment in the instant case; the judgment clearly recites that the trial court found the appellant guilty.

In this case, the trial court fully admonished the appellant, accepted his guilty plea, and received the State's evidence. However, the trial court specifically reserved a finding of guilt at the November 15, 1993 hearing because of appellant's application for deferred adjudication. The trial court "necessarily" found appellant guilty at the January 6, 1994 hearing when it sentenced him to confinement in the penitentiary. See Villela, 564 S.W.2d at 751. The judgment, however, recites that the trial court found the appellant guilty on November 15, 1994. We have sufficient evidence from the record before us to reform the judgment to reflect that the appellant was found guilty on January 6, 1994. See Williams v. State, 796 S.W.2d 793, 800 (Tex.App.--San Antonio 1990, no pet.); TEX.R.APP.P. 80(b). Appellant's first and second points of error are overruled.

Withdrawal of Guilty Plea

The appellant alleges in his third point of error that the trial court erred in refusing appellant's request to withdraw his guilty plea when the request was made before the court finished taking evidence and argument on the issue of guilt. The State argues that the trial court was within its discretion to deny appellant's request.

As previously discussed, the appellant pled guilty on November 15, 1993. The trial court accepted the pleas, but deferred a finding of guilt and ordered a presentence report to be prepared. Subsequently a presentence report advising the court to deny the application for deferred adjudication and probation was submitted by the probation office. At the sentencing hearing on January 6, 1994, appellant attempted to withdraw his guilty plea by telling the court that he was under the expectation that he was going to get probation. However, appellant admitted that no one told him he would get probation.

A defendant may withdraw his plea of guilty as a matter of right without assigning reason any time before judgment has been pronounced or the case has been taken under advisement. Jackson v. State, 590 S.W.2d 514, 515 (Tex.Crim.App.1979). After that time, withdrawal of the plea is within the discretion of the trial court. Id.

Appellant argues that resetting a case for a presentence investigation report does not constitute taking a case under advisement. In support of this proposition, appellant cites Ralls v. State, 151 Tex.Crim. 146, 205 S.W.2d 594 (1947). However, Ralls is not applicable because it was decided long before the modern sentencing scheme came into effect. There was no deferred adjudication and bifurcated criminal trials then. It is well-settled law that after a court has admonished the defendant, received the guilty plea and received the evidence, passing the case for a presentence investigation is "taking the case under advisement." Jackson v. State, 590 S.W.2d 514, 515 (Tex.Crim.App. [Panel Op.] 1979); DeVary v. State, 615 S.W.2d 739, 740 (Tex.Crim.App. [Panel Op.] 1981); Davis v. State, 861 S.W.2d 25, 27 (Tex.App.--Houston [14th Dist.] 1993); Thompson v. State, 852 S.W.2d 268, 270 (Tex.App.--Dallas 1993, no pet.). Following these cases, we find that here the trial court had taken the case under advisement when it reset the case on November 15, 1993 for a presentence investigation. Because appellant's request to withdraw his plea was untimely, the trial court did not abuse its discretion in denying such a request. Appellant's third point of error is overruled.

Ineffective Assistance of Counsel

In his fourth and final point of error, appellant complains that he was denied the effective assistance of counsel at trial. Appellant alleges that his trial counsel was ineffective for the following reasons:

1. Counsel failed to adequately consult with his client.

2. Counsel failed to investigate or pursue a possible promiscuity defense.

3. Counsel failed to obtain the appointment of an investigator to obtain defense witnesses.

4. Counsel failed to file a Motion for Reduction in Bail.

5. Counsel allowed appellant to plead guilty even though he was not 100 percent certain that appellant knew and understood the effect and consequences of his plea.

6. Counsel failed to object to his client being sentenced prior to a pronouncement of his guilt.

The court of criminal appeals has adopted the test for ineffective assistance of counsel first enunciated by the Supreme Court in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). See Holland v. State, 761 S.W.2d 307, 314 (Tex.Crim.App.1988), cert. denied, 489 U.S. 1091, 109 S.Ct. 1560, 103 L.Ed.2d 863 (1989); Hernandez v. State, 726 S.W.2d 53, 55-57 (Tex.Crim.App.1986). Under this test, a convicted defendant must show that (1) his trial counsel's performance was deficient, and (2) the deficient performance prejudiced the defense to such a degree that he was deprived of a fair trial. Holland v. State, 761 S.W.2d at 314; Wilkerson v. State, 726 S.W.2d 542, 548 (Tex.Crim.App.1986), cert. denied, 480 U.S. 940, 107 S.Ct. 1590, 94 L.Ed.2d 779 (1987). Prejudice, in this context, is demonstrated when the defendant shows a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different. Holland v. State, 761 S.W.2d at 314, Wilkerson v. State, 726 S.W.2d at 548 n. 3. Whether a defendant has received effective assistance of counsel is to be judged by the totality of the representation, not isolated acts or omissions of trial counsel. Wilkerson v. State, 726 S.W.2d at 548.

The appellant's first allegation concerns lack of adequate consultation between trial counsel and appellant. The record is conflicting on how many times appellant and his trial counsel spoke on the phone. However, it is undisputed that appellant and trial counsel spoke at least once prior to the...

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