Johnston v. City of Houston

• Decision Date: 25 February 1994
• Docket Number: No. 92-2624,92-2624
• Citation: 14 F.3d 1056
• Parties: Edwin Joseph JOHNSTON, Plaintiff-Appellee, v. The CITY OF HOUSTON, Texas, et al., Defendants, R.C. Owens, Sergeant, J.P. Trevino, Sergeant, B.A. Bridwell-Oglesby, Officer, Defendants-Appellants.
• Court: U.S. Court of Appeals — Fifth Circuit

Page 1056

14 F.3d 1056

Edwin Joseph JOHNSTON, Plaintiff-Appellee, v. The CITY OF HOUSTON, Texas, et al., Defendants R.C. Owens, Sergeant, J.P. Trevino, Sergeant, B.A Bridwell-Oglesby, Officer, Defendants-Appellants.

No. 92-2624.

United States Court of Appeals, Fifth Circuit.

Feb. 25, 1994.

Andrea Chan, Asst. City Atty., Patricia L. Hayden, Sr. Asst. City Atty., Houston, TX, for R. Owens.

Joseph R. Messa, Houston, TX, for Trevino and Bridwell.

Michael Anthony Maness, Houston, TX, for Edwin Joseph Johnston.

Appeals from the United States District Court for the Southern District of Texas.

Before GARWOOD and BARKSDALE, Circuit Judges, and WALTER ¹, District Judge.

WALTER, District Judge:

Defendants Owens, Trevino and Bridwell-Oglesby appeal the denial of their motions for summary judgment based upon qualified immunity. Plaintiff-Appellee has failed to state a claim for or tender evidence of a constitutional violation against Defendant-Appellant Owens and we reverse and order dismissal of Plaintiff's claims against Owens with prejudice. Plaintiff-Appellee has stated a proper claim against Defendants-Appellants Trevino and Bridwell-Oglesby; a genuine dispute as to material facts remains. Therefore, we dismiss the appeal as to those defendants.

THE FACTS

On May 28, 1989, Plaintiff-Appellee Edwin Johnston ("Johnston") participated in a political protest demonstration at the consulate of the People's Republic of China in Houston, Texas. The demonstrators were primarily Asian, there to protest the human rights abuses in the People's Republic of China during the Tiananmen Square massacre. Assigned to the area for the purpose of traffic assistance and crowd control were Defendant-Appellant R.C. Owens ("Owens"), attired in plainclothes, and Defendant Humberto Lopez ("Lopez") and Defendants-Appellants J.P. Trevino ("Trevino") and B.A. Bridwell-Oglesby ("Oglesby"), all uniformed.

Divergent versions of what happened have been offered by Appellants and Johnston. According to Owens, he noticed Johnston "pumping his fist into the air and yelling 'right-wing white supremist' [sic] remarks." Johnston obtained a megaphone and began making remarks about then-President George Bush, governmental repression, and other declarations such as "down with President Bush" and "long live skin heads." According to Trevino and Oglesby, Johnston "took control" of the megaphone which was then "forcibly taken away" from him by, apparently, the rightful possessor. This resulted in a confrontation between Johnston and the unidentified protestor. According to Johnston, after being given the megaphone, he was asked to return it after his comments strayed from the central issues of the protest. He and several protestors then began discussing the propriety of voicing comments unrelated to the People's Republic of China.

Owens, Trevino and Oglesby uniformly contend that, at Owens' direction, ² Officer Lopez approached Johnston and tapped him on the shoulder in a non-offensive manner in order to get his attention. Suddenly, Johnston swung his arms, striking Lopez' hand. Trevino, Oglesby and Lopez then arrested Johnston.

Not surprisingly, Johnston's depiction contrasts sharply with the above. Johnston contends that he was asked by a Houston police officer if there was any problem. After replying in the negative, Johnston told the officer that he and the protestors were discussing the merits of democracy. He then resumed his high volume, angered diatribe against the policies of the United States government, its president and "governmental repression generally." Plaintiff's Original Complaint at 5. Johnston was then approached from several directions by Houston police officers, subdued and arrested. At the Houston Police Department Montrose substation, Johnston was charged with assault and resisting arrest. Johnston argues that he was arrested for his political activism. Moreover, he claims that the Criminal Intelligence Division of the Houston Police Department ("CID") has followed a long-standing policy of engaging in the surveillance of political demonstrations and maintaining dossiers on the protestors regardless of their participation or nonparticipation in criminal activity. Johnston submits a settlement agreement between the Houston chapter of the American Civil Liberties Union and the City of Houston prohibiting the CID's maintenance of surveillance files "based solely on a citizen's political affiliation or activities." Johnston claims to fall within the protective scope of the settlement agreement and offers the depositions of several individuals prominent in the dissident community to support his claim that the agreement has been breached.

On May 28, 1991, Johnston filed suit against the City of Houston and five Houston Police Department Officers under 42 U.S.C. Secs. 1983 and 1988. In his original complaint, Johnston asserted that:

[e]ach of the officers named as individual defendants in this complaint participated in, directed, supervised, controlled, or was otherwise responsible for Plaintiff's unconstitutional apprehension, detention, imprisonment, and criminal prosecution on pretextual charges of assault and resisting arrest that were unsupported by probable cause. Such actions by such individual officers violated Plaintiff's rights under the To support his allegations, Johnston submitted his sworn affidavit and that of Victor Lavergne. The criminal charges against Johnston were eventually dismissed. Owens, Trevino and Oglesby moved for summary judgment based upon qualified immunity, supported by the depositions of Owens, Lopez and Trevino. On July 9, 1992, Judge Lynn N. Hughes of the Southern District of Texas denied the officers' motions. This appeal followed.

First, Fourth, and Fourteenth Amendments ³ to the Constitution of the United States.

THE LAW

Standard of Review

The standard of review in this Court following the denial of summary judgment is de novo. Mozeke v. International Paper Co., 856 F.2d 722, 724 (5th Cir.1988).

Principles of Qualified Immunity

The qualified or "good faith" immunity doctrine was established to reconcile two competing interests. One interest is the compensation of persons whose federally protected rights have been violated. Opposing this is the fear that personal liability will inhibit public officials in the discharge of their duties. ⁴ Qualified immunity has therefore been recognized to protect "all but the plainly incompetent or those who knowingly violate the law." Malley v. Briggs, 475 U.S. 335, 341, 106 S.Ct. 1092, 1096, 89 L.Ed.2d 271 (1986).

The jurisprudence of the qualified immunity doctrine is familiar. "[G]overnment officials performing discretionary functions generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established rights of which a reasonable person would have known." Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 2738, 73 L.Ed.2d 396 (1982).... Qualified immunity is available to state officials sued for constitutional violations pursuant to 42 U.S.C. Sec. 1983. See Harlow, 457 U.S. at 818 n. 30, 102 S.Ct. at 2738 n. 30 (citing Butz v. Economou, 438 U.S. 478, 504, 98 S.Ct. 2894, 2911, 57 L.Ed.2d 895 (1978)).

Whether a government official is entitled to qualified immunity "generally turns on the 'objective reasonableness of the action' assessed in light of the legal rules that were 'clearly established' at the time it was taken." Texas Faculty Ass'n v. University of Texas at Dallas, 946 F.2d 379, 389 (5th Cir.1991) (quoting Anderson v. Creighton, 483 U.S. 635, 639, 107 S.Ct. 3034, 3038, 97 L.Ed.2d 523 (1987)). The law is deemed to be clearly established if the contours of a right asserted are sufficiently clear that a reasonable official would understand that what he is doing violates that right. Id. at 389-90. The standard is formulated at this level of generality in order to afford the measure of protection that the doctrine is intended to confer. See Anderson, 483 U.S. at 639-40, 107 S.Ct. at 3039. Therefore, "the right the official is alleged to have violated must have been 'clearly established' in a more particularized, and hence, more relevant sense." Id. at 640, 107 S.Ct. at 3039. "The contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates the right." Id. If reasonable public officials could differ on the lawfulness of the defendant's actions, the defendant is entitled to qualified immunity. Pfannstiel v. City of Marion, 918 F.2d 1178, 1183 (5th Cir.1990). Whether the conduct of which the plaintiff complains violated clearly established law is an essentially legal question. Mitchell v. Forsyth, 472 U.S. 511, 526, 105 S.Ct. 2806, 2815, 86 L.Ed.2d 411 (1985); Pfannstiel, 918 F.2d at 1183.

White v. Taylor, 959 F.2d 539, 544 (5th Cir.1992) (emphasis added).

Methodology of Review

Consistent with these principles, the Supreme Court adopted a distinct analytical Next, this Court must examine whether the summary judgment evidence entitles appellants to qualified immunity. Summary judgment is proper if the movant demonstrates that there is an absence of genuine issues of material fact. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-248, 106 S.Ct. 2505, 2510, 91 L.Ed.2d 202 (1986). The party seeking summary judgment has the initial responsibility of informing the court of the basis for its motion, and identifying those parts of the record that it believes demonstrate the absence of a genuine issue of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). If the moving party carries his initial burden, the burden then falls upon the nonmoving party to demonstrate the existence of a genuine issue of a material fact. This showing requires more than "some metaphysical doubt as to the material facts." Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 584-86, 106 S.Ct. 1348,...