Lumpkins v. State

• Citation: 264 Ga. 255,443 S.E.2d 619
• Decision Date: 06 June 1994
• Docket Number: No. S94A0609,S94A0609
• Court: Supreme Court of Georgia
• Parties: LUMPKINS v. The STATE.

Page 619

443 S.E.2d 619

264 Ga. 255

LUMPKINS v. The STATE.

No. S94A0609.

Supreme Court of Georgia.

June 6, 1994.

Anna Blitz, Atlanta, for Lumpkins.

Sam Lengen, Asst. Dist. Atty., Lewis R. Slaton, Dist. Atty., Vivian D. Hoard, Asst Dist. Atty., Michael J. Bowers, Atty. Gen., Atlanta, for State.

CARLEY, Justice.

Based upon appellant's alleged commission of a single homicide, an indictment was returned which charged him with one count of malice murder, one count of felony murder while in the commission of an aggravated assault and one count of felony murder while in the commission of an armed robbery. Accordingly, the indictment took the form of three alternative counts of "murder," each of which alleged that appellant had committed the same homicide in one of three separate ways. See generally Hogan v. State, 178 Ga.App. 534, 343 S.E.2d 770 (1986) (alternative counts stating the various ways in which the single act of driving under the influence was alleged to have been committed).

Appellant moved to dismiss the indictment, on the ground that the State was compelled to try him for the homicide on an indictment containing only two, rather than three, separate counts: One count of "malice murder" and one additional count of "felony murder" which alternatively alleged "aggravated assault" and "armed robbery" as the underlying felonies. In support of his motion to dismiss the indictment, appellant relied upon State v. McBride, 261 Ga. 60, 65(3)(a), 401 S.E.2d 484 (1991):

The appropriate manner for charging felony murder in instances where more than one underlying felony is alleged is to indict for one count of felony murder, and enumerate the multiple underlying felonies.

The trial court denied appellant's motion to dismiss, but certified its order for immediate review. Appellant's application for an interlocutory appeal to this court was granted.

1. "This court has long held that where one offense could be committed in several ways, it is permissible to incorporate the different ways in one count. [Cits.]" Leutner v. State, 235 Ga. 77, 79(2), 218 S.E.2d 820 (1975). The offense of "murder" can be committed either "with malice aforethought" or while "in the commission of a felony." OCGA § 16-5-1(a, c). Any number of dangerous felonies likewise can constitute the predicate offense for a "felony murder" conviction. Ford v. State, 262 Ga. 602(1), 423 S.E.2d 255 (1992). Thus, for the single homicide, the State could have indicted appellant for one count of "malice murder" and only one additional count of "felony murder" which alternatively alleged the underlying felonies. Indeed, the State could have indicted appellant for only one count of "murder" which alternatively alleged malice and the underlying felonies. Leutner v. State, supra, 235 Ga. at 79(2), 218 S.E.2d 820.

However, the issue for resolution is not whether the State could have indicted appellant for one count of "malice murder" and only one additional count of "felony murder" which alternatively alleged the underlying felonies. The issue for resolution is whether the State was required to indict appellant in that manner.

2. It has long been recognized that "the same offense, that is the same species of offense, may be charged in different ways in several counts to meet the evidence. [Cits.]" (Emphasis supplied.) Gilbert v. State, 65 Ga. 449, 450(1) (1880). Accordingly, it likewise has long been recognized that an indictment which contains such alternative counts is not subject to a motion to dismiss.

it would be of little avail to draw an indictment with different counts, so as to be adjusted to the evidence ..., if the defendant could immediately quash it or require an election.

Sutton v. State, 124 Ga. 815, 819, 53 S.E. 381 (1906).

3. Thus, it is clear that, in this state, an indictment for a single crime which may have been committed in more than one way can take one of two recognized forms. One such form is indictment by means of a single count which contains alternative allegations as to the various ways in which the crime may have been committed. Leutner v. State, supra. In addition to this single count form of indictment, there is the alternative counts form which the State chose to employ in the instant case.

"It is a familiar rule of pleading that when the plaintiff has two or more distinct reasons for obtaining the relief sought, or when there is more or less uncertainty as to the grounds of recovery or as to the exigencies of proof, the petition may set forth a single claim in more than one count. The pleader may state his case in as many ways as he sees fit in separate counts, and he will not be required to elect on which count he will proceed." [Cit.] This statement accords with the practice in this [s]tate both in civil and criminal cases.

Saliba v. Saliba, 202 Ga. 791, 807(6), 44 S.E.2d 744 (1947).

There was but one felony charged in the [instant] indictment, to-wit: the unlawful killing of [the victim]; but the commission of that felony was charged in different ways in the several counts, in order to meet the facts of the case as might be shown by the evidence--[cit.]. If the evidence at the trial should not show that the defendant was guilty under either count in the indictment, then he could not be hurt; but if the evidence at the trial showed that he was guilty, as charged in any one of the counts in the indictment, then he might be lawfully found guilty, because the [S]tate had given him notice of all the grounds upon which it is proposed to introduce evidence to establish his guilt.

Stewart v. State, 58 Ga. 577, 580-581 (1877). See also Black v. State, 34 Ga.App. 449, 451(1), 130 S.E. 591 (1925).

4. Although the State has the option to employ either form of indictment, it nevertheless has been recognized that the State has a justifiable reason for electing to employ the alternative counts form. Employment of that form of indictment avoids the potential return of an uncertain verdict which is an inherent "hazard" of employment of the single count form. Zant v. Stephens, 250 Ga. 97, 98(1), 297 S.E.2d 1 (1982). This "hazard" of the potential return of an uncertain verdict would certainly exist in the instant case were appellant to be tried on an indictment framed as he proposes. If a verdict of "not guilty" were returned on a "malice murder" count and a general verdict of "guilty" were returned on a single "felony murder" count which alternatively alleged the underlying felonies, it would not be possible to determine whether the jury had found appellant guilty of "felony murder" while in the commission of an "aggravated assault" or while in the commission of an "armed robbery" or while in the commission of both an "aggravated assault" and an "armed robbery."

"There is no comparable hazard when the indictment or information is in several counts and the conviction is explicitly declared to rest on findings of guilt on certain of those counts, for in such instances there is positive evidence that the trier of fact considered each count on its own merits and separately from the others. [Cit.]"

Zant v. Stephens, supra at 98(1), 297 S.E.2d 1. See also Lindsey v. State, 262 Ga. 665(1), fn. 3, 424 S.E.2d 616 (1993), holding that "[t]he dilemma presented by this case could also have been avoided had appellant been indicted for multiple felony murder counts, with each count specifying one of several possible underlying felonies. [Cit.]" (Emphasis supplied.)

Even though the alternative counts form avoids the recognized "hazard" which is otherwise inherent in the single count form, a...