Marquart v. Maucker, 55549

Decision Date20 February 1974
Docket NumberNo. 55549,55549
PartiesPatricia MARQUART, Appellant, v. J. W. MAUCKER et al., Appellees.
CourtIowa Supreme Court

C. A. Frerichs, Waterloo, for appellant.

Reed, Merner, Sindlinger, Baker & Sabbath, Cedar Falls, for appellees.

Heard before MOORE, C.J., and MASON, RAWLINGS, LeGRAND and UHLENHOPP, JJ.

MASON, Justice.

Plaintiff, Patricia Marquart, appeals from an adverse ruling on defendants' motion for adjudication of law points. Rule 105, Rules of Civil Procedure. Plaintiff, a former employee of the University of Northern Iowa, instituted a law action against J. W. Maucker, president of the University, James L. Bailey, its treasurer, D. R. Walton, director of personnel, and Ivan L. Eland, an instructor and head of the Traffic and Safety Committee, seeking a return of money withheld from her final pay check for violations of University parking regulations which had accumulated against her.

The University at its Cedar Falls campus owned and operated several parking lots or facilities some of which were used by plaintiff during the course of her employment at the University. The University established various rules and regulations for the use of the parking lots; fines were levied and summonses issued to violators of these rules and regulations. Plaintiff had been issued 13 tickets, each indicating the offense and setting forth the schedule of fines for violations of said rules. Plaintiff failed to pay the fines allegedly owing and upon receiving her pay check and earning statement on November 26, 1969, discovered that the amount of $100.75 had been withheld from her pay by the University. Present Code section 262.69 had not then been enacted.

Thereafter, plaintiff filed suit alleging that the withholding of part of her salary was arbitrary and unauthorized; the actions of the defendants were outside the scope of their authority and employment and their actions had not been approved, authorized, ratified or condoned by the state of Iowa; and that the conduct of the defendants was intentional, willful, malicious, illegal and with the express purpose of oppressing and damaging plaintiff. In addition to the return of the $100.75 withheld plaintiff asked both compensatory and punitive damages in a total sum of $10,000.

Defendants filed special appearance challenging the jurisdiction of the court which was sustained over plaintiff's resistance. Plaintiff appealed from that ruling. This court reversed and remanded for further proceedings. Marquart v. Maucker, 184 N.W.2d 684 (Iowa 1971). Section 262.69 was later enacted.

Various motions, resistances and rulings thereon which were filed after remand are not relevant to the issues presented on this appeal and will not be set out here.

In answer to plaintiff's petition defendants in a separate division alleged as affirmative defenses:

'1. That the University of Northern Iowa has the power to establish parking lots for use by its faculty and employees, and further to promulgate rules and regulations in connection with the operation and enforcement thereof, and to assess rents, fees, charges and penalties to implement and carry out said rules and regulations.

'2. That the University of Northern Iowa has the further right and power to withhold from the faculty or employees' paychecks such amount of rents, fees or charges as are due and owing and unpaid at the time of the issuance of such payroll checks.

'3. That the University of Northern Iowa has the power to do and perform the aforesaid acts by and through its agents, and particularly by and through the Defendants herein.

'WHEREFORE, Defendants pray that Plaintiff's Petition be dismissed at Plaintiff's costs.'

Defendants simultaneously filed motion to separately hear and determine points of law raised by the quoted paragraphs of their affirmative defenses as to the power of the University of Northern Iowa to do and perform the acts alleged therein. Following plaintiff's reply and resistance hearing was had and the trial court entered its ruling answering each of the paragraphs in the affirmative.

Plaintiff relies on three errors for reversal. She contends the trial court erred in ruling as a matter of law that the University of Northern Iowa had the power: (1) to assess fines or penalties for parking violations; (2) to withhold fines or penalties from the pay check of an employee; and (3) to delegate authority to its employees to make rules, assess fines and penalties for violation of these rules, and to enforce collection of fines or penalties by payroll deduction without consent.

The issue presented by the foregoing assignments concerns the ability of the State Board of Regents, and through them the University of Northern Iowa, to promulgate parking rules and regulations for the University's parking lots, and thereafter to levy fines against offenders of such rules and regulations, and thereafter to withhold amounts of unpaid fines from an offender-employee's pay check.

I. Plaintiff maintains the real issue raised by her first assignment is not whether the University had power to charge rents and fees for the use of such facilities but whether it had the power to levy and assess fines for a violation of the parking regulations.

Defendants in support of the trial court's ruling challenged by this assignment point out that paragraph 1 of division II of their answer which is set out earlier contains three parts: the first was the authority of the University to establish parking lots, the second deals with the authority to establish rules and regulations for the government of those parking facilities and the third relates to the question of the University's authority to impose sanctions, assess rents, fees, charges and penalties.

Plaintiff in reply to defendants' affirmative defense asserted in paragraph 1 stated 'that she denies paragraph 1 except that she admits that the University of Northern Iowa has the power to establish parking lots for use by its faculty and employees.'

Plaintiff concedes in written argument that in 1969 under the authority given to them by chapter 262, The Code, the Board of Regents had statutory authority to create parking lots for the University of Northern Iowa; they undoubtedly had the right to turn over the management and operation of the parking lots to the University and, as a self-liquidated revenue producing facility, the University could undoubtedly enter into contracts renting out parking space in the parking lots.

Plaintiff however, denies that the Regents had legislative authority to promulgate rules and regulations for the use of these parking facilities, the breach of which would constitute a public offense punishable by a fine or other penalty. Since the Regents did not have this authority it could not delegate the power to the University. Thus, defendants were acting outside the scope of their authority and employment when they deducted $100.75 from plaintiff's pay check.

Plaintiff insists that since defendants admitted they were claiming plaintiff had committed offenses and that the schedule of fines as a penalty for said offenses was in the amount of $100.75 they are precluded from attempting to justify the withholding from plaintiff's check on the theory there was a debt owing the University by reason of a relationship of landlord and tenant created between plaintiff and the University by virtue of a contract to lease her space in the University parking facility.

In support of this contention plaintiff directs our attention to paragraph 9 of her petition in which she alleged: 'That on or about November 17, 1969, plaintiff was mailed by the defendants a report of the Offenses purportedly committed by her and the schedule of Fines as a penalty for said offenses in the amount of $100.75, a copy of which is attached hereto, marked Exhibit 'C', and by reference made a part hereof.' (Emphasis supplied)

Defendants in answer admitted this paragraph.

It must be conceded as urged by plaintiff that nowhere in the pleadings, motions or rulings of the court is there any allegation that the relationship of landlord and tenant existed between plaintiff and the University.

Plaintiff maintains defendants cannot point to any statutory authority giving them the power to create an offense punishable by fine, penalty or forfeiture for the violation of parking regulations of the University; therefore, defendants' action is a violation of due process.

In regard to plaintiff's contention defendants lacked direct legislative authorization it is to be noted the factual situation giving rise to this lawsuit occurred before chapter 262, The Code, was amended by the First Session of the Sixty-fourth General Assembly, chapter 160, section 1, which now appears as section 262.69, The Code.

Defendants respond to plaintiff's first assignment by asserting three brief points: (1) the University of Northern Iowa has authority to establish parking lots; (2) the University has authority to establish rules and regulations for the government of campus parking lots; and (3) the University has authority to enforce the rules...

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6 cases
  • State v. Feiok
    • United States
    • South Dakota Supreme Court
    • 7 January 1985
    ...has consistently been defined as a sum of money exacted from a person guilty of crime, as a pecuniary punishment. Marquart v. Maucker, 215 N.W.2d 278,281 (Iowa 1974). "Fines" may be distinguished from "penalties" in that fines refer to punishments for violation of criminal law; however, pen......
  • David K., In re
    • United States
    • Court of Special Appeals of Maryland
    • 13 May 1981
    ...Ariz.App. 390, 548 P.2d 1202, 1203 (1976): "A fine is a criminal penalty ... and clearly constitutes a 'sentence' ..."; Marquart v. Maucker, 215 N.W.2d 278 (Iowa 1974); Sinner v. State, 128 Neb. 759, 260 N.W. 275 (1935); State v. Rugon, supra, 355 So.2d 876, 877; Hart v. Norman, 92 Misc. 18......
  • State v. Wolford Corp.
    • United States
    • Iowa Supreme Court
    • 3 December 2004
    ...for the violation of a criminal law, the amount of which may be fixed by law or left in the discretion of the court. Marquart v. Maucker, 215 N.W.2d 278, 282 (Iowa 1974). Finally, the legislature defines a "public offense" as "that which is prohibited by statute and is punishable by fine or......
  • City of Des Moines v. Iowa Dep't of Transp. & Iowa Transp. Comm'n
    • United States
    • Iowa Supreme Court
    • 27 April 2018
    ...of a state university successfully contested an administrative rule that had resulted in withholding from her final paycheck. 215 N.W.2d 278, 279 (Iowa 1974). The university had established various rules and regulations for the use of its parking lots, enforceable by fines that could be ded......
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