Moryl v. Ransone

• Decision Date: 10 March 2014
• Docket Number: No. 46S04–1403–CT–149.,46S04–1403–CT–149.
• Citation: 4 N.E.3d 1133
• Parties: Bonnie MORYL, as Surviving Spouse and Personal Representative of the Estate of Richard A. Moryl, Appellant (Plaintiff), v. Carey B. RANSONE, M.D., La Porte Hospital, Dawn Forney, RN, Wanda Wakeman, RN BSBA, B. Prast, RN, and Carol Cutter, in her capacity as Commissioner of the Indiana Department of Insurance, Appellees (Defendants).
• Court: Indiana Supreme Court

4 N.E.3d 1133

Bonnie MORYL, as Surviving Spouse and Personal Representative of the Estate of Richard A. Moryl, Appellant (Plaintiff),

v.Carey B. RANSONE, M.D., La Porte Hospital, Dawn Forney, RN, Wanda Wakeman, RN BSBA, B. Prast, RN, and Carol Cutter, in her capacity as Commissioner of the Indiana Department of Insurance, Appellees (Defendants).

No. 46S04–1403–CT–149.

Supreme Court of Indiana.

March 10, 2014.

Doug A. Bernacchi, Michigan City, IN, Attorney for Appellant.

Michael E. O'Neill, Kelly K. McFadden, Kathleen M. Rose, O'Neill McFadden & Willett LLP, Dyer, IN, Attorneys for Appellee Doctor.

Mark A. Lienhoop, Newby, Lewis, Kaminski & Jones, LLP, La Porte, IN, Attorney for Appellee Hospital and Nurses.

On Transfer from the Indiana Court of Appeals, No. 46A04–1112–CT–710

DICKSON, Chief Justice.

This case presents a question of first impression: whether, under Indiana's Medical Malpractice Act,¹ a proposed medical malpractice complaint is considered “filed” upon deposit with a private delivery service or upon receipt. The Court of Appeals affirmed the trial court's grant of summary judgment, finding that such proposed complaint is filed upon receipt. We now grant transfer and hold that the commencement of a medical malpractice action occurs when a copy of the proposed complaint is deposited for mailing by registered or certified mail or by certain private delivery services and that the plaintiff's action was timely filed in this case.

The plaintiff-appellant's husband, Richard Moryl, a patient at La Porte Hospital, died on April 20, 2007, while under the defendant-appellees' care. ² On Sunday, April 19, 2009, the plaintiff sent her proposed complaint to the Indiana Department of Insurance (“the Department”) via FedEx Priority Overnight. The Department received the proposed complaint on Tuesday, April 21, 2009, and file-stamped it that same day. Both parties agree that April 21st was one day after the expiration of the applicable two-year statute of limitations.

The defendants filed separate motions for summary judgment, claiming that the plaintiff's proposed complaint was filed outside the statute of limitations imposed by the Medical Malpractice Act. The trial court agreed and granted summary judgment, finding that the date of filing was governed by Indiana Code section 34–18–7–3(b), a provision in the Indiana Medical Malpractice Act, rather than the Indiana Rules of Trial Procedure.³ The Court of Appeals affirmed. Moryl v. Ransone, 987 N.E.2d 1159, 1164 (Ind.Ct.App.2013), reh'g denied. The plaintiff sought rehearing and for the first time cited Indiana Code section 1–1–7–1 as support. The Court of Appeals denied rehearing without comment.

On transfer, the plaintiff again argues that the Court of Appeals' decision conflicts with Indiana Code section 1–1–7–1. We now grant transfer to review this previously undecided question of law.

To support their summary judgment motions asserting the statute of limitations, the defendants argue that the plaintiff's medical malpractice action was belatedly commenced because it was sent by commercial courier rather than mailed by registered or certified mail. The plaintiff responds that whether so mailed or otherwise deposited with a commercial courier, the date of commencement of the action is the same: the date of such mailing or deposit. She thus contends that her sending the proposed complaint via FedEx was timely filed within the applicable two-year statute of limitations. SeeInd.Code § 34–18–7–1(b) (2012).

In Indiana, a typical personal injury lawsuit begins by filing a complaint by one of six methods, including mailing by registered, certified, or express mail or deposit with any third-party commercial courier such as FedEx. SeeTrial Rule 5(F). Filing by registered or certified mail and by third-party commercial courier “shall be complete upon mailing or deposit.” Id. For a personal injury lawsuit that alleges medical malpractice, however, the legislature requires a preliminary submission of the proposed complaint to the Indiana Department of Insurance. SeeInd.Code § 34–18–7–3(b) (2012). The statutory provision for such submission specifies that filing is complete “when a copy of the proposed complaint is delivered or mailed by registered or certified mail.” Id. But this statutory provision lacks an express provision for sending by third-party couriers. Whether this omission was intentional or inadvertent is unknown. A more recently amended statute, Indiana Code section 1–1–7–1, however, does address the use of a designated private delivery service, i.e. third-party commercial courier, when a statute or rule requires that notice or other matter be sent by registered or certified mail.⁴Ind.Code § 1–1–7–1 (2012).

The parties are in agreement as to the essential facts but dispute the proper application of these seemingly conflicting statutory provisions and support their positions with established rules of statutory interpretation. The plaintiff contends that Indiana Code section 34–18–7–3(b) is ambiguous as to filing by commercial couriers and argues that Indiana Code section 1–1–7–1, as the more recent statute, should control. The defendant doctor, hospital, and nurses disagree, arguing that Indiana Code section 34–18–7–3(b) is not ambiguous and requires strict interpretation. But the defendants also urge this Court to follow the statutory construction rule that “the expression of one thing implies the exclusion of another.” In other words, because Indiana Code section 34–18–7–3(b) expressly names registered and certified mail as the two types of mailings by which a proposed complaint will be considered filed upon mailing, it follows that all other methods of mailing—first class, third-party courier, or messenger—are considered filed upon receipt.

The defendants further contend that the plaintiff has waived her argument that Indiana Code section 34–18–7–3(b) controls because the plaintiff did not present this assertion until her petition for rehearing before the Court of Appeals. We disagree.

The rule that parties will be held to trial court theories by the appellate tribunal does not mean that no new position may be taken, or that new arguments may not be adduced; all that it means is that substantive questions independent in character and not within the issues or not presented to the trial court shall not be first made upon appeal. Questions within the issues and before the trial court are before the appellate court, and new arguments and authorities may with strict propriety be brought forward.

Bielat v. Folta, 141 Ind.App. 452, 454, 229 N.E.2d 474, 475 (1967), trans. denied, quoted in part by Money Store Inv. Corp. v. Summers, 849 N.E.2d 544, 547 n. 2 (Ind.2006). “The crucial factor, however, in determining whether [the plaintiff] may interject what appears to be a new issue into the appeal is whether [the defendant] had unequivocal notice of the existence of the issue and, therefore, had an opportunity to defend against it.” Hochstedler v. St. Joseph Cnty. Solid Waste Mgmt. Dist. 770 N.E.2d 910, 918 (Ind.Ct.App.2002), trans. denied. In this case, the trial court characterized the issue as “whether Plaintiff's complaint was timely filed.” Ransone v. Moryl, Cause No. 46D03–1009–CT–550 at 2 (Oct. 3, 2011). At that time, the plaintiff sought “to have the date of mailing become the filing date for the complaint, as would normally be allowed under the Indiana Trial Rules under TR 5(f).” Id. at 2–3. That the plaintiff now cites Indiana Code section 1–1–7–1 is also relevant to our determination whether the issue whether the plaintiff's complaint was timely filed. Additionally, the defendants had notice of its existence from the plaintiff's petitions for rehearing and transfer and twice responded with counterarguments. We decline to foreclose consideration of the plaintiff's assertion.

When construing statutes, our primary goal is to determine and give effect to the intent of the legislature. See Foremost Life Ins. Co. v. Dep't of Ins. 274 Ind. 181, 186, 409 N.E.2d 1092, 1095 (1980). When two statutes on the same subject must be construed together, a court should attempt to give effect to both and must attempt to harmonize any inconsistencies or conflicts before applying any other rule of statutory construction. State v. Universal Outdoor, Inc., 880 N.E.2d 1188, 1191 (Ind.2008); Bd. of Trs. of Ind. Pub. Emps. Ret. Fund v. Grannan, 578 N.E.2d 371, 375 (Ind.Ct.App.1991), trans. denied. “[W]hile the latter of two repugnant statutes will control and operate to repeal the earlier to the extent of the repugnancy, such implied repeal should be recognized ‘only when a later act is so repugnant to an earlier one as to render them irreconcilable, and a construction which will permit both laws to stand will be adopted if at all possible.’ ” Universal Outdoor, 880 N.E.2d at 1191 (quoting Grannan, 578 N.E.2d at 375);see Wright v. Gettinger, 428 N.E.2d 1212, 1219 (Ind.1981). In the appellate review of summary judgment, “[q]uestions of statutory interpretation are questions of law, which are reviewed on a de novo basis by appellate courts.” Klotz v. Hoyt, 900 N.E.2d 1, 5 (Ind.2009).

Indiana Code section 1–1–7–1, which defines compliance with “[r]equirements that matters be sent by registered or certified mail,” provides that:

If a statute enacted by the general assembly or a rule ... requires that notice or other matter be given or sent by registered mail or certified mail, a person may use: (1) any service of the United States Postal Service [“USPS”] or any service of a designated private delivery service (as defined by the United States Internal Revenue Service [“IRS”] ) that: (A) tracks the delivery of mail; and (B) requires a signature upon delivery....

Ind.Code § 1–1–7–1(a) (emphasis added). The defendants present two arguments for their contention that Indiana Code section 1–1–7–1 has a different subject than Indiana Code section 34–18–7–3(b). First, Indiana...