Patel v. Tex. Tech Univ.

• Decision Date: 23 October 2019
• Docket Number: No. 19-10009,19-10009
• Citation: 941 F.3d 743
• Parties: Rajin PATEL, Plaintiff - Appellant v. TEXAS TECH UNIVERSITY; Duane Jones, Individually and in his Official Capacity as Adjunct Professor; William Pasewark, Individually and in his Official Capacity as Texas Tech University Rawls College of Business Associate Dean of Graduate Programs and Research; Robert Ricketts, Individually and in his Official Capacity as Area Coordinator in Accounting; Brittany Todd, Individually and in her Individual Capacity as Associate Director of the Office of Student Conduct, Defendants - Appellees
• Court: U.S. Court of Appeals — Fifth Circuit

941 F.3d 743

Rajin PATEL, Plaintiff - Appellant

v.TEXAS TECH UNIVERSITY; Duane Jones, Individually and in his Official Capacity as Adjunct Professor; William Pasewark, Individually and in his Official Capacity as Texas Tech University Rawls College of Business Associate Dean of Graduate Programs and Research; Robert Ricketts, Individually and in his Official Capacity as Area Coordinator in Accounting; Brittany Todd, Individually and in her Individual Capacity as Associate Director of the Office of Student Conduct, Defendants - Appellees

No. 19-10009

United States Court of Appeals, Fifth Circuit.

FILED October 23, 2019

Jason Jeffrey Bach, Esq., Bach Law Group, P.L.L.C., Austin, TX, for Plaintiff-Appellant.

Rola Daaboul, Assistant Attorney General, Office of the Attorney General, General Litigation Division, Austin, TX, for Defendants-Appellees.

Before KING, HIGGINSON, and DUNCAN, Circuit Judges.

STUART KYLE DUNCAN, Circuit Judge:

Rajin Patel appeals the district court’s order granting defendants’ motion for summary judgment and dismissing his complaint. We affirm.

I.

Patel, a graduate student at Texas Tech University, sued the university and several of its officers and agents (collectively, "Defendants") asserting substantive due process and equal protection claims in connection with the university’s evaluation of allegations that Patel cheated on an exam. The story begins with a business law final exam administered by Defendant Duane Jones. While grading the exam, Jones noted distinct similarities between Patel’s answers and answers from a test bank, indicating Patel may have cheated. Jones reported Patel to the Office of Student Conduct ("OSC"). In turn, OSC—led by then-associate director Defendant Brittany Todd—conducted an internal investigation that resulted in a report adverse to Patel. OSC then convened a panel that heard evidence from Patel, Jones, and OSC. The panel found Patel responsible for plagiarism and cheating and assessed financial and academic penalties. The panel’s determination was based on the similarities between the test bank answers and Patel’s test answers. Texas Tech denied Patel’s internal appeal.

Patel then sued Texas Tech and all individually named Defendants in their official and individual capacities. He asserted claims under 42 U.S.C. § 1983 for substantive due process and equal protection violations, as well as a breach of contract claim against Texas Tech. Defendants¹ filed motions to strike Patel’s expert reports and a motion for summary judgment. While it denied the motions to strike, the district court declined to consider the expert reports when ruling on summary judgment because the reports were unsworn. Finding no genuine issue of material fact as to Patel’s claims, the district court granted Defendants’ motion for summary judgment and dismissed his complaint. Patel appeals the district court’s failure to consider his expert reports as well as the summary judgment dismissing his substantive due process and equal protection claims.²

II.

We first address whether the district court erred in refusing to consider Patel’s unsworn expert reports when ruling on summary judgment. We review a district court’s evidentiary rulings that determine the summary judgment record for abuse of discretion. Maurer v. Independence Town , 870 F.3d 380, 383 (5th Cir. 2017). Although that standard is deferential, an "erroneous view of the law" satisfies it. Id . at 384 (citation omitted).

The expert reports at issue come from Dr. Robert Coyle and Dr. Alan Perlman. Dr. Coyle’s report opines that Patel has a learning disability that requires him to study by rote memorization. Dr. Perlman’s report applies linguistic theory to conclude that the similarities between Patel’s answers and the test bank answers are insufficient to show Patel cheated. Although the district court declined to consider the expert reports because they were unsworn, it made no finding that the opinions expressed in the reports could not be placed in admissible form.

In discounting the reports, the district court mistakenly relied on a prior version of Federal Rule of Civil Procedure 56 and cases applying it. See Lee v. Offshore Logistical and Transport, L.L.C. , 859 F.3d 353, 354 (5th Cir. 2017) ("In 2010, Rule 56 was amended to clarify and streamline the procedures regarding summary judgment motions and to make clear the process for supporting assertions of fact and objecting thereto."). New Rule 56(c), added in 2010, permits a party to support or dispute summary judgment through unsworn declarations, provided their contents can be presented in admissible form at trial. "Although the substance or content of the evidence submitted to support or dispute a fact on summary judgment must be admissible ..., the material may be presented in a form that would not, in itself, be admissible at trial." Id. at 355 (quoting 11 Moore’s Federal Practice–Civil ¶ 56.91 (2017)); see also , e.g. , Maurer , 870 F.3d at 384 ("At the summary judgment stage, evidence need not be authenticated or otherwise presented in an admissible form.") (citations omitted). The district court declined to consider Patel’s two reports solely because they were unsworn, without considering whether those opinions were "capable of being presented in a form that would be admissible in evidence." Id. (quoting LSR Consulting, L.L.C. v. Wells Fargo Bank, NA , 835 F.3d 530, 534 (5th Cir. 2016) ) (cleaned up). This contravened the new summary judgment rule and was therefore an abuse of discretion. Consequently, we will consider Patel’s expert reports in determining whether Defendants were entitled to summary judgment. See Maurer , 870 F.3d at 385 (because the district court mistakenly excluded evidence under the new summary judgment rule, "[w]e will ... consider the [excluded evidence] in determining whether the [movant] was entitled to summary judgment"); Curtis v. M&S Petroleum, Inc. , 174 F.3d 661, 667–68 (5th Cir. 1999) (after first reviewing evidentiary rulings, "[t]hen, with the record defined, we must review de novo the order granting judgment as a matter of law") (citations omitted).

III.

We now turn to Patel’s contention that the district court erred in granting Defendants summary judgment. We review a summary judgment de novo . Ezell v. Kan. City S. Ry. Co ., 866 F.3d 294, 297 (5th Cir. 2017). Summary judgment is appropriate only "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). A fact is "material" if, under the applicable substantive law, "its resolution could affect the outcome of the action." Sierra Club, Inc. v. Sandy Creek Energy Assocs., L.P. , 627 F.3d 134, 138 (5th Cir. 2010) (citation omitted).

Patel’s claims are, in essence, that the university’s evaluation of the cheating allegations violated his substantive due process and equal protection rights. In opposing summary judgment, Patel points to evidence—including the two expert reports—purporting to show that, contrary to the OSC panel’s determination, he did not cheat or plagiarize during the final exam. This misapprehends the gravamen of claims concerning allegedly unconstitutional academic decisions, such as the one at issue here. "When judges are asked to review the substance of a genuinely academic decision, ... they should show great respect for the faculty’s professional judgment." Regents of Univ. of Mich. v. Ewing , 474 U.S. 214, 225, 106 S.Ct. 507, 88 L.Ed.2d 523 (1985). "Plainly, they may not override [an academic decision] unless it is such a substantial departure from accepted academic norms as to demonstrate that the person or committee responsible did not actually exercise professional judgment." Id . "Courts must accept, as consistent with due process, an academic decision that is not beyond the pale of reasoned academic decision-making when viewed against the background of the student’s entire career." Wheeler v. Miller , 168 F.3d 241, 250 (5th Cir. 1999). This exceedingly narrow scope for judicial review of academic decisions applies to both due process and equal protection claims. See id . at 252.³

With respect to his substantive due process claim, Patel fails to...