People v. Buford

Decision Date24 March 1987
Citation506 N.E.2d 901,69 N.Y.2d 290,514 N.Y.S.2d 191
Parties, 506 N.E.2d 901 The PEOPLE of the State of New York, Respondent, v. Kermit BUFORD, Appellant. The PEOPLE of the State of New York, Respondent, v. Jeffrey SMITHERMAN, Appellant.
CourtNew York Court of Appeals Court of Appeals
OPINION OF THE COURT

HANCOCK, Judge.

In each of these appeals from criminal convictions defendant argues that he was deprived of his constitutional and statutory rights to a jury trial when the trial court applied an improper standard in excusing a sworn juror during the trial, over his objection. We hold that in each case there should be a reversal and a new trial.

People v. Buford

During defendant Buford's trial on charges of murder, second degree, and criminal possession of a weapon, fourth degree, the court instructed the jurors several times that if they saw anything improper, they were to report it. In a break in the testimony, the forewoman of the jury saw two prosecution witnesses leave the courthouse, enter a car, and drive off together. She approached the court clerk, described what she had seen, stated that she was concerned that there might be a conspiracy, and asked whether the witnesses' conduct was improper. The clerk assured her that the conduct was not improper but informed the Trial Judge of the juror's concerns.

Following a motion by the prosecutor to have the forewoman excused from the jury, the court held an in camera hearing. The ensuing colloquy took place:

"The Court * * * Let me ask you this: Would anything that you saw affect your deliberations one way or the other?

"Forewoman: No I don't think so.

"The Court: You could still be fair to both sides?

"Forewoman: Yes.

* * *

"Prosecutor: Let me ask you this: Do you think that it would affect your ability to look at this case or do you think that--I am not being critical, but I have to know this--I understand that you wanted to know if there was any indication that there was a conspiracy.

"Honestly, is that in your mind right now that there might be some kind of conspiracy between the two of them?

"Forewoman: There was, then, but it didn't bother me any more. After I asked the clerk, she said all right. They talk to each other.

"Prosecutor: Do you think that you might, now, because you know something, you have seen something which as you were told there is nothing wrong with that, but you know something that the other jurors don't know. Do you think that might in some way affect your ability to look at it the same way that they do?

"Forewoman: I don't think so.

"The Court: Is there anything that you would like to say?

"Defense Attorney: No, if you can judge the case fairly on the facts.

"Forewoman: Yes."

Over defendant's objections the court granted the prosecutor's motion to excuse the forewoman stating that:

"After deliberation, it is the opinion of the Court that there might possibly be some inability on the juror's part in failing to deliberate in an appropriate manner.

"I think that justice would be served on both sides by excusing her. Her responses while she indicated that she thought she could be fair, she was hesitant and her first reaction being that there was a conspiracy, I am not certain that she is going to be able to fully divest her mind from that, and so I will excuse her." The forewoman was replaced on the jury by the first alternate and the trial continued. The jury found defendant guilty of murder, second degree, in connection with his participation in the stabbing death of Charles Zorse.

People v. Smitherman

Defendant Smitherman was a passenger in a taxicab which was stopped by plainclothes police officers. When the officers approached the taxicab, defendant leaned forward, opened the rear passenger door, and left the cab. One of the officers saw a revolver on the floor of the cab where appellant had been sitting. Subsequently defendant was indicted on the charge of criminal possession of a weapon, third degree.

At trial, during the prosecution's case a police officer testified that defendant was wearing a bulletproof vest at the time of his arrest. Defendant, testifying on his own behalf, explained that he was wearing the bulletproof vest because a few weeks earlier a friend had been shot and killed. The shooting had occurred while he was talking to his friend and, as a result, he feared for his safety. 1 Following the conclusion of defendant's direct testimony, one of the jurors asked to speak with the Trial Judge. The juror informed the court that she had personal knowledge of the shooting of defendant's friend. She stated that although she did not witness the event, she was in the neighborhood when it occurred and had "follow[ed] the case".

The court and the attorneys then questioned the juror in camera. Initially, the juror stated that she believed that her knowledge of the incident could affect her judgment because she knew that defendant was telling the truth about the shooting and could believe his reason for wearing the bulletproof vest. The court reminded her that jurors are not to form or express any conclusions or opinions as to the merits of the case until all the evidence has been submitted. What occurred next we quote from the record "The Court: Do you think you could listen to all of the evidence and render a fair judgment, considering all of the evidence as produced in this case?

"Juror No. 8: Yes.

"The Court: That is basically what we are asking you to do. Now, what we're also asking you to do is, in addition, to keep an open mind and not discuss the case, not express or form any opinions, also not to discuss the case among yourselves.

"Juror No. 8: Well, we haven't done that.

"The Court: Do I have your assurance that if you remain with the jury at least from this point on, further, that you will not discuss--

"Juror No. 8: No, I will not discuss anything with them.

"The Court: And you will continue to listen to all of the testimony, and keep an open mind until such time as you are instructed on the law?

"Juror No. 8: Yes. Until I am instructed, yes.

* * *

"Prosecutor: You have indicated you were present when you heard about the location [sic ].

"You also indicated this is going to have an affect on your ability to evaluate this statement.

"Juror No. 8: I am saying, I can understand why that vest--that is what I am saying, because I do know what happened.

"Prosecutor: And the fact that you know what happened, is that going to have some affect on your ability to sit on that jury and listen to the testimony fairly and judge the case being presented?

"Is it going to have an affect on you?

"Juror No. 8: I can listen to the evidence. I just want you to know what I am feeling.

* * *

"Juror No. 8: I feel comfortable. I wanted you to know, okay! I don't know whether that was the wrong feeling or not, or whether I should have kept it to myself--I've never really done this before. I don't know whether he had something to do with it.

"The issue is, did he possess that gun, so, I really don't know whether he possessed it or not. I am just talking about the issue with that thing, you know, that I could sort of understand that, because I was around the neighborhood that day.

"Prosecutor: Let me ask you this: If, after this case is over and it is time for deliberations, do you think that in your heart, right now, if you found that I have proved, beyond a reasonable doubt, that he possessed that gun, do you think that the fact that you have knowledge about this incident, is that going to have an affect on you?

"Juror No. 8: If you have proved it, no, definitely not, beyond a reasonable doubt.

"Prosecutor: Will your ability to evaluate whether I proved it be affected by this incident?

"Juror No. 8: Not if you have proved it beyond a reasonable doubt. I don't see any problem with that, or even if he did--I know what a reasonable doubt is. I assume when you do it, you have to use the evidence there, and it is not on emotion."

The prosecution moved to have the juror excused. In granting the prosecutor's request, the trial court noted:

"The Court in observing, [the juror], and listening to her, was struck by her apparent effort to be fair and honest. But the Court is also cognizant of the statements which do go each way, and the danger that her experience might have a special impact on her over/and above the information and experience of the other eleven jurors.

"As a rule whenever a juror has--or potential juror has particular knowledge about anything in a case, that juror must be excused, or the subject of a successful challenge for cause.

"Here, the issues are a bit more subtle.

"The Court is also concerned with the impact that is felt by all may result and might affect her differently than the other eleven jurors. It is possible that during deliberation other things might be recalled by the juror who is trying to be fair and honest." The first alternate replaced the juror and the trial continued. The jury returned a verdict of guilty on the charge of criminal possession of a weapon, third degree.

I

A defendant has a constitutional right to a trial by a "particular jury chosen according to law, in whose selection [the defendant] has had a voice" (People v. Ivery, 96 A.D.2d 712, 465 N.Y.S.2d 371; People v. West, 92 A.D.2d 620, 622, 459 N.Y.S.2d 909 [Mahoney, P.J., dissenting], revd. on dissenting opn. below 62 N.Y.2d 708, 476 N.Y.S.2d 530, 465 N.E.2d 37; see, N.Y. Const., art. I, § 2). To protect this constitutional right in...

To continue reading

Request your trial
324 cases
  • People v. Lancaster
    • United States
    • New York Supreme Court Appellate Division
    • October 20, 2016
    ...issue before us, we would not find that the juror was grossly unqualified to serve in this case (see CPL 270.35[1] ; People v. Buford, 69 N.Y.2d 290, 298, 514 N.Y.S.2d 191, 506 N.E.2d 901 [1987] ; People v. Colburn, 123 A.D.3d 1292, 1295, 998 N.Y.S.2d 257 [2014], lv. denied 25 N.Y.3d 950, 7......
  • People v. Morrison
    • United States
    • New York Court of Appeals
    • June 28, 2018
    ...failure, in a case involving dual juries, to seal first jury's verdict until second verdict was returned]; People v. Buford, 69 N.Y.2d 290, 514 N.Y.S.2d 191, 506 N.E.2d 901 [1987] [excusal of sworn juror as "grossly unqualified"] ), in cases implicating errors of constitutional dimension ( ......
  • People v. Rivera
    • United States
    • New York Supreme Court Appellate Division
    • June 23, 2022
    ...determine if any of them was grossly unqualified. Such inquiry, however, was not "probing and tactful" ( People v. Buford, 69 N.Y.2d 290, 299, 514 N.Y.S.2d 191, 506 N.E.2d 901 [1987] ) and, consequently, the court failed to ensure that the finding of guilt was the product of a fair and impa......
  • People v. Paige
    • United States
    • New York Supreme Court Appellate Division
    • December 23, 2015
    ...in misconduct of a substantial nature ... the court must discharge such juror" (CPL 270.35 [1] [emphasis added]; see People v. Buford, 69 N.Y.2d 290, 298, 514 N.Y.S.2d 191, 506 N.E.2d 901 ).134 A.D.3d 1054Here, the defendant contends that the trial court erred in concluding 22 N.Y.S.3d 227t......
  • Request a trial to view additional results
11 books & journal articles
  • Submission to jury
    • United States
    • James Publishing Practical Law Books New York Objections
    • May 3, 2022
    ...substantial nature is set forth by the Court of Appeals in People v. Batticks , 35 N.Y.3d 561, 159 N.E.3d 758 (2020); People v. Buford , 69 N.Y.2d 290, 514 N.Y.S.2d 191 (1987). The court is permitted to issue a curative instruction for certain juror misbehavior, so long as the jurors’ impar......
  • Jury selection
    • United States
    • James Publishing Practical Law Books Archive New York Objections - 2015 Contents
    • August 2, 2015
    ...only if found “grossly unqualified to serve” (CPL 270.35), and after in camera interview in the presence of counsel. People v. Buford , 69 N.Y.2d 290, 514 N.Y.S.2d 191 (1987). Sworn juror who suffered from panic attacks and who indicated they could prevent her from being fair was properly d......
  • Table of cases
    • United States
    • James Publishing Practical Law Books Archive New York Objections - 2014 Contents
    • August 2, 2014
    ...854, 604 N.Y.S.2d 423 (4th Dept. 1993), § 15:140 People v. Budd, 38 N.Y.2d 988, 384 N.Y.S.2d 435 (1976), § 17:60 People v. Buford , 69 N.Y.2d 290, 514 N.Y.S.2d 191 (1987), § 2:130 People v. Buie , 86 N.Y.2d 501, 634 N.Y.S.2d 415 (1995), §§ 5:40, 5:90, 5:130, 5:190 People v. Burdick, 72 A.D.......
  • Jury selection
    • United States
    • James Publishing Practical Law Books New York Objections
    • May 3, 2022
    ...duty to reach a verdict based solely on the evidence presented at trial and the law should have been discharged); People v. Buford , 69 N.Y.2d 290, 514 N.Y.S.2d 191 (1987) (a sworn juror is not grossly unqualified merely because the juror is irritated with one of the attorneys or disagrees ......
  • Request a trial to view additional results

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT