People v. Phillips

Decision Date06 August 1997
Docket NumberNo. B104077,B104077
Citation66 Cal.Rptr.2d 380,56 Cal.App.4th 1307
CourtCalifornia Court of Appeals Court of Appeals
Parties, 97 Cal. Daily Op. Serv. 6301, 97 Daily Journal D.A.R. 10,253 The PEOPLE, Plaintiff and Respondent, v. Lionel PHILLIPS, Defendant and Appellant.

Daniel E. Lungren, Attorney General, George Williamson, Chief Assistant Attorney General, Carol Wendelin Pollack, Senior Assistant Attorney General, Linda C. Johnson, Supervising Deputy Attorney General and Lance E. Winters, Deputy Attorney General, for Plaintiff and Respondent.

EPSTEIN, Associate Justice.

Lionel Phillips appeals from his conviction for possession of a controlled substance in violation of Health and Safety Code section 11350, subdivision (a). His sole contention on appeal is that the trial court erred in denying him access to the names of the prospective jurors during voir dire. While we agree this was error, we find no prejudice and affirm the judgment.

FACTUAL AND PROCEDURAL SUMMARY

Appellant was charged by information with one count of possession of cocaine, with allegations of three prior drug-related convictions. Jury trial commenced on June 10, 1996. In accordance with what the trial judge referred to as the policy of the Los Angeles Superior Court in applying Code of Civil Procedure section 237, 1 the trial court kept the names of all prospective jurors confidential, referring to them during voir dire only by number. During the voir dire procedure, appellant's counsel objected to this procedure, claiming it was a violation of appellant's right to due process, and to a public trial. His motion for mistrial on this ground was denied.

The jury convicted appellant of possession of cocaine; the trial court found two of the priors to be true. He appeals from the judgment of conviction.

DISCUSSION

Trial in this case began on June 10, 1996. The court's decision to keep the identities of the prospective jurors confidential, even from trial counsel, was based on its understanding of section 237, as amended in 1995, effective January 1, 1996 (Stats.1995, ch. 964 (S.B.508) § 3), and a court policy. The record does not reflect any court rule, policy memorandum, or other document that supports the trial court's interpretation. That interpretation, especially as it applied to withholding the names of prospective jurors from trial counsel, was error.

Section 237, subdivision (a)(1) provides: "The names of qualified jurors drawn from the qualified juror list for the superior court shall be made available to the public upon request unless the court determines that a compelling interest, as defined in subdivision (b), requires that this information should be kept confidential or its use limited in whole or in part." Subdivision (b) explains: "A compelling interest includes, but is not limited to, protecting jurors from threats or danger of physical harm." The court in this case made no determination that there was a compelling interest which required identifying information of qualified jurors be kept confidential. In the absence of that determination, it was improper for the court to keep this information from the public, or the parties.

The court is authorized, under section 237, subdivision (a)(2), to seal juror identifying information "[u]pon the recording of a jury's verdict in a criminal jury proceeding, ..." This post-verdict provision cannot be used to justify the court's action during voir dire. (See Erickson v. Superior Court (1997) 55 Cal.App.4th 755, 758, 64 Cal.Rptr.2d 230.)

The court's error does not require reversal in this case. Appellant argues he "was unable to adequately explore the possible biases of the jurors which would have been apparent had counsel known their names." Counsel had substantial information about the prospective jurors. They knew where the prospective jurors lived, their occupations, their families, and their prior jury experience. The prospective jurors were asked whether they knew any of the witnesses, parties, or counsel involved in the case. There were no affirmative answers. They were asked...

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4 cases
  • People v. Lopez
    • United States
    • California Court of Appeals Court of Appeals
    • 14 Junio 2021
    ...absent the filing of a petition, conflicted with section 237 and was "invalid and unenforceable"]; People v. Phillips (1997) 56 Cal.App.4th 1307, 1309-1310, 66 Cal.Rptr.2d 380 [ section 237 ’s "postverdict provision cannot be used to justify the court's action during voir dire"].) However, ......
  • People v. Williams
    • United States
    • Court of Appeal of Michigan — District of US
    • 6 Septiembre 2000
    ...thus preventing meaningful voir dire, or that the presumption of innocence has been compromised. See, e.g., People v. Phillips, 56 Cal.App.4th 1307, 1310, 66 Cal.Rptr.2d 380 (1997); State v. Bowles, 530 N.W.2d 521, 529-530 (Minn., The record in the present case does not support the conclusi......
  • People v. Goodwin
    • United States
    • California Court of Appeals Court of Appeals
    • 8 Diciembre 1997
    ...anonymous, as the court and counsel had available to them a document identifying the jurors by name. (Cf. People v. Phillips (1997) 56 Cal.App.4th 1307, 1309-1310, 66 Cal.Rptr.2d 380 (harmless error to withhold the names of prospective jurors from trial counsel).) Second, even an anonymous ......
  • People v. Montion, F057552 (Cal. App. 3/19/2010)
    • United States
    • California Court of Appeals Court of Appeals
    • 19 Marzo 2010
    ...and, on this record, we cannot find that appellant was prejudiced by the use of the number selection process. (Cf. People v. Phillips (1997) 56 Cal.App.4th 1307, 1309 [finding no prejudice where defense counsel was not provided with the names of the prospective Thus, we conclude that there ......

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