People v. Spencer

• Decision Date: 15 March 2019
• Docket Number: KA 16–02115,1422
• Parties: The PEOPLE of the State of New York, Respondent, v. Saleem T. SPENCER, Defendant–Appellant. (Appeal No. 1.)
• Court: New York Supreme Court — Appellate Division

170 A.D.3d 1614
94 N.Y.S.3d 503 (Mem)

The PEOPLE of the State of New York, Respondent,
v.
Saleem T. SPENCER, Defendant–Appellant. (Appeal No. 1.)

1422
KA 16–02115

Supreme Court, Appellate Division, Fourth Department, New York.

Entered: March 15, 2019

WILLIAMS, HEINL, MOODY & BUSCHMAN, P.C., AUBURN (RYAN JAMES MULDOON OF COUNSEL), FOR DEFENDANT–APPELLANT.

SALEEM T. SPENCER, DEFENDANT–APPELLANT PRO SE.

JON E. BUDELMANN, DISTRICT ATTORNEY, AUBURN (BRITTANY L. GROME OF COUNSEL), FOR RESPONDENT.

PRESENT: CENTRA, J.P., PERADOTTO, LINDLEY, CURRAN, AND TROUTMAN, JJ.

MEMORANDUM AND ORDER

170 A.D.3d 1614

It is hereby ORDERED that the judgment so appealed from is unanimously affirmed.

Memorandum: In appeal No. 1, defendant appeals from a judgment convicting him upon his plea of guilty of criminal sale of a controlled substance in the third degree ( Penal Law § 220.39[1] ) and, in appeal No. 2, he appeals from a judgment

170 A.D.3d 1615

convicting him upon his plea of guilty of criminal possession of a controlled substance in the third degree (§ 220.16[1] ). The two pleas were entered in a single plea proceeding. We affirm in each appeal.

Defendant contends in his pro se supplemental brief that he was denied effective assistance of counsel, which rendered his pleas involuntary, based on defense counsel's alleged failures to properly investigate, explore potential defenses, follow through on discovery requests, and provide appropriate legal advice in light of the circumstances of the case. Defendant's contention survives his guilty pleas "only insofar as he demonstrates that the plea bargaining process was infected by [the] allegedly ineffective assistance or that defendant entered the plea[s] because of [his] attorney['s] allegedly poor performance" ( People v. Rausch, 126 A.D.3d 1535, 1535, 6 N.Y.S.3d 863 [4th Dept. 2015], lv denied 26 N.Y.3d 1149, 32 N.Y.S.3d 63, 51 N.E.3d 574 [2016] [internal quotation marks omitted] ). Here, however, defendant's contention "involves matters outside the record on appeal and, thus, it must be raised by way of a motion pursuant to CPL article 440" ( People v. Bradford, 126 A.D.3d 1374, 1375, 4 N.Y.S.3d 800 [4th Dept. 2015], lv denied 26 N.Y.3d 926, 17 N.Y.S.3d 89, 38 N.E.3d 835 [2015] ; see People v. Dale, 142 A.D.3d 1287, 1290, 38 N.Y.S.3d 333 [4th Dept. 2016], lv denied 28 N.Y.3d 1144, 52 N.Y.S.3d 296, 74 N.E.3d 681 [2017] ; People v. Wilson, 49 A.D.3d 1224, 1225, 853 N.Y.S.2d 773 [4th Dept. 2008], lv denied 10 N.Y.3d 966, 863 N.Y.S.2d 150, 893 N.E.2d 456 [2008] ). To the extent that defendant's contention is reviewable on direct appeal, we conclude that it lacks merit inasmuch as he "received ... advantageous plea[s], and ‘nothing in the record casts doubt on the apparent effectiveness of counsel’ " ( People v. Shaw, 133 A.D.3d 1312, 1313, 19 N.Y.S.3d 449 [4th Dept. 2015], lv denied

94 N.Y.S.3d 504

26 N.Y.3d 1150, 32 N.Y.S.3d 64, 51 N.E.3d 575 [2016], quoting People v. Ford, 86 N.Y.2d 397, 404, 633 N.Y.S.2d 270, 657 N.E.2d 265 [1995] ).

Contrary to defendant's contention in his main brief, to the extent that his letter submitted to County Court prior to sentencing constitutes a motion to withdraw his pleas, we conclude that the court did not err in denying the motion without conducting an evidentiary hearing. " ‘When a defendant moves to withdraw a guilty plea, the nature and extent of the fact-finding inquiry rest[s] largely in the discretion of the Judge to whom the...