People v. Vences

• Decision Date: 11 February 2015
• Citation: 3 N.Y.S.3d 185,2015 N.Y. Slip Op. 01196,125 A.D.3d 1050
• Parties: The PEOPLE of the State of New York, Respondent, v. Jose L. VENCES, Appellant.
• Court: New York Supreme Court — Appellate Division

125 A.D.3d 1050

3 N.Y.S.3d 185

2015 N.Y. Slip Op. 01196

The PEOPLE of the State of New York, Respondent,

v.Jose L. VENCES, Appellant.

Supreme Court, Appellate Division, Third Department, New York.

Feb. 11, 2015

Jane M. Bloom, Monticello, for appellant.

James R. Farrell, District Attorney, Monticello (Katy Schlichtman of counsel), for respondent.

Before: PETERS, P.J., LAHTINEN, MCcARTHY and LYNCH, JJ.LYNCH, J.

Appeal from a judgment of the County Court of Sullivan County (LaBuda, J.), rendered February 1, 2013, convicting defendant upon his plea of guilty of the crime of burglary in the second degree.

Defendant entered a guilty plea to burglary in the second degree in satisfaction of an indictment that also charged petit larceny. No plea agreement was reached because the People were unwilling to recommend defendant, age 16 at the time, for youthful offender status ( see CPL 720.10). County Court imposed a prison term of five years, with five years of postrelease supervision, and denied youthful offender status. Defendant now appeals.

A review of the record supports defendant's contention that his guilty plea and waiver of appeal were not knowing, voluntary and intelligent. As a threshold matter, the terms under which defendant was entering a guilty plea were not clearly stated prior to the plea allocution, County Court misstated the minimum term of postrelease supervision ( see Penal Law § 70.45[2][f] ), and defendant was not advised of the maximum potential sentence ( see People v. Brown, 77 A.D.3d 1053, 1054, 909 N.Y.S.2d 211 [2010] ). While the People stated that defendant would be entering an “open” guilty plea to both counts of the indictment without an appeal waiver, which defendant was entitled to do “as a matter of right” (CPL 220.10[2] ), upon inquiry from County Court defense counsel stated, without explanation or discussion, that defendant would be waiving his right to appeal. The court then reiterated that there was no plea agreement. After defendant's plea allocution to the burglary count only, the People changed course and indicated that defendant would not be required to enter a plea to the remaining count and the court stated that the plea satisfied that charge. Thus, the record does not reflect that defendant was accurately advised, prior to the plea allocution, of his rights, options or the terms of his plea.

Moreover, “[w]hen a defendant opts to plead guilty, he [or she] must waive certain constitutional rights—the privilege against self-incrimination and the rights to a jury trial and to be confronted by witnesses” ( People v. Tyrell, 22 N.Y.3d 359, 365, 981 N.Y.S.2d 336, 4 N.E.3d 346 [2013], citing Boykin v. Alabama, 395 U.S. 238, 243, 89 S.Ct. 1709, 23 L.Ed.2d 274 [1969] ). While there is no “uniform mandatory catechism” ( People v. Alexander, 19 N.Y.3d 203, 219, 947 N.Y.S.2d 386, 970 N.E.2d 409 [2012] [internal quotation marks and citation omitted] ), and the court need not “specifically enumerate all of the rights” implicated ( People v. Harris, 61 N.Y.2d 9, 16, 471 N.Y.S.2d 61, 459 N.E.2d 170 [1983] ), here, the only constitutional right referred to was the right to a jury trial. We cannot conclude that defendant's guilty plea was knowing, voluntary and intelligent as there was neither “an affirmative showing on the record that defendant waived his constitutional rights” ( People v. Tyrell, 22 N.Y.3d at 365, 981 N.Y.S.2d 336 [internal quotation marks and citation omitted] ), nor any indication that he “consulted with his attorney about the constitutional consequences of a guilty plea” ( id.; see People v. Fiumefreddo, 82 N.Y.2d 536, 543, 605 N.Y.S.2d 671, 626 N.E.2d 646 [1993]; compare People v. Ocasio–Rosario, 120 A.D.3d 1463, 1464, 991 N.Y.S.2d 905 [2014] ).¹

We also note, with regard to the oral appeal waiver, that County Court did not adequately convey “that the right to appeal is separate and distinct from those rights automatically forfeited upon a plea of guilty” but, rather, improperly lumped those rights together ( People v. Lopez, 6 N.Y.3d 248, 256, 811 N.Y.S.2d 623, 844 N.E.2d 1145 [2006]; see People v. Bradshaw, 18 N.Y.3d 257, 264, 938 N.Y.S.2d 254, 961 N.E.2d 645 [2011] ). Although the record contains a written appeal waiver dated the same day as the plea proceedings, there was “no attempt by the court to ascertain on...