Pierce v. Riggs

• Court: Vermont Supreme Court
• Writing for the Court: Before ALLEN, C.J., PECK, DOOLEY and MAHADY, JJ., and BARNEY; MAHADY
• Citation: Pierce v. Riggs, 149 Vt. 136, 540 A.2d 655 (Vt. 1987)
• Decision Date: 24 December 1987
• Docket Number: No. 86-505,86-505
• Parties: Russell PIERCE v. Gary and Susan RIGGS.

Page 655

540 A.2d 655

149 Vt. 136

Russell PIERCE v. Gary and Susan RIGGS.

No. 86-505.

Supreme Court of Vermont.

Dec. 24, 1987.

Charon A. True, St. Albans, for plaintiff-appellant.

Jane Hart Marter of Paul, Frank & Collins, Inc., Burlington, for defendants-appellees.

Before ALLEN, C.J., PECK, DOOLEY and MAHADY, JJ., and BARNEY, C.J. (Ret.), Specially Assigned.

MAHADY, Justice.

This is a nuisance action in which plaintiff complains that the barking of dogs in a kennel maintained by defendants impairs the quiet enjoyment of his property. Plaintiff sought injunctive relief and monetary damages. The trial court granted defendants' motion for summary judgment.

Two issues are presented. The first is whether the trial court faced with a motion for summary judgment should have considered an affidavit filed by plaintiff with his complaint prior to defendants' motion. The second is whether that affidavit created genuine issues of material fact sufficient to defeat the motion for summary judgment.

We hold that the court should have considered the affidavit and that the affidavit was sufficient to defeat the motion. Accordingly, we reverse.

The trial court relied upon the previous holding of this Court that

[o]nce a claim is challenged by motion for summary judgment, accompanied by an affidavit or affidavits or other documentary evidence sufficient to call into question the existence of the factual basis for the claim, the person advancing the claim may not rest upon his mere allegations, but must come forward with an opposing affidavit or other evidence that raises a dispute as to the fact or facts in issue.

Alpstetten Association, Inc. v. Kelly, 137 Vt. 508, 514, 408 A.2d 644, 647 (1979); see also Margison v. Spriggs, 146 Vt. 116, 119, 499 A.2d 756, 758 (1985). In other words, a party faced with a motion for summary judgment supported by affidavits "may not rest on the allegations in its pleadings." Creaser v. Bixby, 138 Vt. 582, 583, 420 A.2d 102, 103 (1980) (citations omitted); V.R.C.P. 56(e).

The rule is that an unverified complaint cannot be considered as an affidavit with regard to a motion for summary judgment, see Middlebury American Legion Post No. 27 v. Peck, 139 Vt. 628, 632, 432 A.2d 1183, 1184 (1981); however, that was not the case here. Plaintiff did not rest on the mere allegations in his complaint. Rather, he relied upon an affidavit filed with his complaint, which the trial court should have taken into account when it considered defendants' motion for summary judgment.

There appears to be some confusion about subsection (e) of Rule 56. Defendants, and apparently the trial court, have interpreted this section of the rule to mean that once a party brings a motion for summary judgment, accompanied by an affidavit or affidavits or other documentary evidence, then the burden shifts to the nonmoving party to present new evidence or an opposing affidavit that will demonstrate that there exists a dispute to the facts in issue. Under this interpretation, a previously filed affidavit cannot be considered.

There are two problems with this approach. First, "the moving party must meet its initial burden of showing an absence of uncontroverted material fact before the opposing party is 'required to come forward with suitable opposing affidavits.' " Alpstetten Association, Inc., 137 Vt. at 515, 408 A.2d at 647 (quoting Adickes v. S. H. Kress & Co., 398 U.S. 144, 160, 90 S.Ct. 1598, 1610, 26 L.Ed.2d 142 (1970)) (emphasis added). Analytically, the burden does not shift to the nonmoving party until the court determines that the party bringing the motion has met its burden that there are no material facts which are in dispute between the parties. Second, the nonmoving party is not necessarily required to bring in new evidence, or new affidavits, if they have already been supplied. If that were the case, all plaintiff would have been required to do is resubmit his affidavit which he had already filed with his complaint. Unlike Alpstetten Association v. Kelly, 137 Vt. at 515-16, 408 A.2d at 648, and Margison v. Spriggs, 146 Vt. at 117, 499 A.2d at 757, where the nonmoving parties never submitted affidavits or other evidence, plaintiff had submitted an affidavit with his complaint. When he filed the affidavit is immaterial.

Furthermore, when entertaining a Rule 56 motion for summary judgment, the trial court is required to consider the entire setting of the case, including the affidavits, depositions, admissions, answers to interrogatories and similar material on file to determine the existence of a genuine issue of material fact. V.R.C.P. 56(c); 10A C. Wright, A. Miller & M. Kane, Federal Practice and Procedure § 2721, at 43-46 (1983). Therefore, the entire record is to be considered. See, e.g., United States ex rel. Ryan v. Broderick, 59 F.Supp. 189, 192-93 (D.Kan.1945); Jennings v. State, 566 P.2d 1304, 1310 (Alaska 1977). For these purposes, a sworn pleading is the equivalent of an affidavit. Ratner v. Young, 465 F.Supp. 386, 389 n. 5 (D.V.I.1979).

Consequently, the trial court should have considered plaintiff's affidavit which accompanied the complaint. In that affidavit plaintiff asserts that defendants keep a number of dogs on their property, that the dogs bark loudly day and night at a level which is clearly audible on plaintiff's property, that the dogs are left unattended, and that the noise is such as to keep plaintiff from sleeping and even loud enough to drive plaintiff off the property on occasion.

"A motion for summary judgment under V.R.C.P. 56 is not a trial of the underlying merits of the case on the basis of written affidavits." Martin v. Eaton, 140 Vt. 134, 136, 436 A.2d 751, 753 (1981). "[T]he moving party has the burden of establishing that there exists no disputed issue of fact." Id. " '[T]he party opposing the summary judgment motion is to be given the benefit of all reasonable doubts and inferences in determining whether a genuine issue exists.' " Cavanaugh v. Abbott Laboratories, 145 Vt. 516, 520, 496 A.2d 154, 157 (1985) (quoting Braun v. Humiston, 140 Vt. 302, 306, 437 A.2d 1388, 1389 (1981)). Finally, the "[f]acts asserted by the opposing party, if supported by affidavits or other evidentiary material, are [to be] regarded as true." Id.

Viewing the plaintiff's affidavit in the prescribed manner, it is sufficient to make out a case of nuisance. See, e.g., Gifford v. Hulett, 62 Vt. 342, 19 A. 230 (1890). However, defendants advance four arguments in an attempt to counter the force of the affidavit.

Defendants first assert that the court could not rely on plaintiff's affidavit because it was in some respects contradicted by his later deposition. However, when considering a Rule 56 motion for summary judgment, an affidavit may not be excluded because it conflicts with a deposition. Camerlin v. New York Central Railroad, 199 F.2d 698, 701 (1st Cir.1952); Adams v. United States, 392 F.Supp. 1272, 1274 (E.D.Wis.1975). But see Franks v. Nimmo, 796 F.2d 1230, 1237 (10th Cir.1986) ("courts will disregard a contrary...