Rahman v. Mayo Clinic, C4-97-2200

Decision Date26 May 1998
Docket NumberNo. C4-97-2200,C4-97-2200
Citation578 N.W.2d 802
PartiesMarilyn RAHMAN, individually, and as Personal Representative of the Estate of Christopher Rahman, Appellant, v. The MAYO CLINIC, et al., Respondents.
CourtMinnesota Court of Appeals

Syllabus by the Court

When procuring organs for purposes of transplantation, research, or educational purposes, a hospital is entitled to immunity from suit where a plaintiff fails to allege any facts that demonstrate the hospital acted dishonestly, maliciously, fraudulently, or unconscionably.

Charles T. Hvass, Jr., Hvass Weisman & King, Chartered, Minneapolis, and Mark G. Stephenson, Stephenson & Sutcliffe, P.A., Rochester, for appellant.

Leo G. Stern, Robin L. Preble, Fredrikson & Byron, P.A., Minneapolis (Ann E. Decker, Rochester, of counsel), for respondents.

Considered and decided by HUSPENI, P.J., and SHORT and WILLIS, JJ.

OPINION

SHORT, Judge.

Marilyn Rahman brought suit against The Mayo Clinic after discovering it had retained her deceased son's pelvic block. On appeal from a grant of summary judgment in favor of the Clinic, Rahman argues the trial court erred in granting summary judgment under the Uniform Anatomical Gift Act's (UAGA) good faith immunity provision, Minn.Stat. § 525.9221(c) (1996).

FACTS

On March 17, 1994, Christopher Rahman (the decedent) was admitted to Saint Mary's Hospital, as the result of a self-inflicted gunshot wound to the head. The decedent was placed in the intensive care unit, where he was treated by Dr. Marc Goldman (treating physician), the chief resident associate of the Clinic's neurosurgery department. The following day, the treating physician determined the decedent's neurologic condition was "very poor" and concluded the gunshot wound would prove fatal. The treating physician informed the decedent's mother, Marilyn Rahman (Rahman), of his prognosis and that she had a right to make a donation of organs and tissue pursuant to the Uniform Anatomical Gift Act (UAGA), Minn.Stat. § 525.9214(a) (1996). Elizabeth Gayner, an employee of Life Source, a tissue and organ procurement agency, also spoke with Rahman at the Clinic to explain organ and tissue donation.

That same day, the decedent was declared brain-dead. Rahman again spoke with the treating physician and agreed to make a donation of organs and tissue. Rahman and the treating physician completed part of the organ donation permission form, which stated:

Permission is granted for organ or tissue donation for transplantation, research or education purposes (subject to restrictions indicated below)---- Yes ---- No.

Restrictions:

The treating physician checked the "yes" box, wrote "none" on the restrictions line, and signed the form and placed it back into the decedent's medical charts. Rahman told the treating physician that she did not want a postmortem examination.

Subsequently, Rahman had a second conversation with Gayner. Rahman told Gayner that the decedent's organs were not to be used for medical research or education. Based on this conversation, Gayner wrote "no research" above the restriction area and added the phrase "heart, heart for valve, lungs, liver, pancreas, Kidneys, long bones of lower extremities" to the restrictions line on the original organ donation permission form. Gayner failed to write "no education purposes" on the form. The treating physician was not present during Gayner's second conversation with Rahman, was unaware of Rahman's intentions to impose restrictions, and did not see the revised permission form.

After some of the decedent's organs were harvested for transplant purposes, the body was taken to an autopsy suite. Despite Rahman's objections, the coroner ordered an autopsy pursuant to Minn.Stat. § 390.11, subd. 2 (1996), due to the violent nature of the decedent's death. An autopsy was performed by a Clinic pathologist and pathology resident. As a standard part of the autopsy procedure, the decedent's pelvic block, which consists of the prostate, seminal vesicles, urinary bladder, and rectum, was removed and examined. The pathologist, who had read a copy of the revised organ donation permission form prior to performing the autopsy, decided to retain the pelvic block for educational use in the Mayo Medical School. The pelvic block, which would eventually be mounted in Plexiglass for use in the medical school, was placed into a container with fixative fluid for preservation and kept in a locked storage room, known as the "museum," at the Clinic.

Shortly thereafter, Rahman brought an unrelated suit against the decedent's life insurance carrier regarding death benefits. This suit was settled. During a review of her attorney's files, Rahman read that the decedent's urinary bladder, prostate, and seminal vesicles had been "preserved with [his] pelvic block for [the] museum." Rahman retained new counsel, who contacted the Clinic and discussed Rahman's concerns. The Clinic informed Rahman's counsel the pelvic block had not yet been used for research or educational purposes, and sought further instructions. Rahman commenced this lawsuit against the Clinic, Mayo Foundation, Mayo Group Practices, Mayo Foundation for Medical Education and Research, and Mayo Medical Services, Ltd. (collectively "the Clinic"), alleging it: (1) violated the UAGA, Minn.Stat. § 525.9212 (1996); (2) intentionally, recklessly, or negligently removed, withheld, mutilated, or operated upon the decedent's body; and (3) intentionally or unintentionally caused Rahman emotional distress.

ISSUE

Did Rahman present any evidence to defeat the Clinic's claim it acted in good faith under the UAGA?

ANALYSIS

On appeal from a grant of summary judgment, we must determine whether any genuine issues of material fact exist and whether the trial court erred in applying the law. Minn. R. Civ. P. 56.03; State by Cooper v. French, 460 N.W.2d 2, 4 (Minn.1990). While we view the evidence in the light most favorable to the nonmoving party, the nonmovant must produce specific facts to create an issue for trial. Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 2552, 91 L.Ed.2d 265 (1986). We need not defer to the trial court's decision on purely legal issues. Frost-Benco Elec. Ass'n v. Minnesota Pub. Utils. Comm'n, 358 N.W.2d 639, 642 (Minn.1984).

Minnesota has adopted, without substantial modification, the UAGA. See Minn.Stat. §§ 525.921-.9224 (1996) (providing method of making anatomical gifts). The UAGA

establishes a statutory scheme which outlines the means of effecting an anatomical gift, the classes of individuals entitled to effect such a gift, and the circumstances under which such a gift must be deemed null and void.

Nicoletta v. Rochester Eye & Human Parts Bank, Inc., 136 Misc.2d 1065, 519 N.Y.S.2d 928, 931 (N.Y.Sup.Ct.1987). The UAGA was enacted in response to the need for more family donations of organs and to the medical profession's uncertainty about whose consent was necessary for donations. Perry v. Saint Francis Hosp. & Med. Ctr., 886 F.Supp. 1551, 1557 (D.Kan.1995); see Unif. Anatomical Gift Act (1968) Prefatory Note, 8A U.L.A. 64-65 (1993) (recognizing need for comprehensive act addressing organ donation and concluding UAGA, wherever enacted, will eliminate uncertainty and protect all parties); see also Gloria J. Banks, Legal and Ethical Safeguards: Protection of Society's Most Vulnerable Participants in a Commercialized Organ Transplantation System, 21 Am. J.L. & Med. 45, 67 (1995) (stating UAGA amended in 1987 to better address issues, such as concern over providing "encouraged volunteerism" system with teeth needed to increase supply of transplantable organs); E. Blythe Stason, The Uniform Anatomical Gift Act, 23 Bus. Law 919, 921-24 (1968) (recognizing legal uncertainties of organ donation laws during pre-UAGA era as providing major basis for adoption of model act).

In furtherance of its goals, the UAGA provides, in pertinent part:

(a) If, at or near the time of death of a patient, there is no documentation in the medical record that the patient has made or refused to make an anatomical gift, the hospital administrator or a representative designated by the administrator shall discuss with the patient or a relative of the patient the option to make or refuse to make an anatomical gift and may request the making of an anatomical gift pursuant to section 525.9211 or 525.9212. The request must be made with reasonable discretion and sensitivity to the circumstances of the family. * * * An entry must be made in the medical record of the patient, stating the name of the individual making the request, and the name, response, and relationship to the patient of the person to whom the request was made

Minn.Stat. § 525.9214(a). The UAGA further provides:

An anatomical gift by a person authorized * * * must be made by (i) a document of gift signed by the person, or (ii) the person's telegraphic, recorded telephonic, or other recorded message, or other form of communication from the person that is contemporaneously reduced to writing and signed by the recipient.

Minn.Stat. § 525.9212(c).

The Clinic moved for summary judgment arguing: (1) it had permission to retain the decedent's pelvic block for educational purposes, and in the alternative; (2) it was immune from liability under the UAGA's good faith immunity provision. In granting the Clinic's motion, the trial court concluded Rahman "failed to provide any evidence that the [Clinic] acted in deliberate contravention of [Rahman's] wishes." (Emphasis in original.) We are asked whether the Clinic's actions fall within the UAGA's good faith immunity provision.

The UAGA insulates individuals involved in the organ procurement process from civil and criminal liability, so long as they act in good faith. See Minn.Stat. § 525.9221(c) (providing hospital or person, acting in accordance with UAGA or with applicable anatomical gift law of another state or foreign country or attempting in good faith...

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