Riggins v. McGinnis

• Decision Date: 24 March 1995
• Docket Number: No. 94-3041,94-3041
• Citation: 50 F.3d 492
• Parties: Jimmy Lee RIGGINS, Petitioner-Appellant, v. Kenneth R. McGINNIS, Respondent-Appellee.
• Court: U.S. Court of Appeals — Seventh Circuit

Page 492

50 F.3d 492

Jimmy Lee RIGGINS, Petitioner-Appellant, v. Kenneth R. McGINNIS, Respondent-Appellee.

No. 94-3041.

United States Court of Appeals Seventh Circuit.

Argued Feb. 10, 1995.

Decided March 24, 1995.

Rick Halprin, Jerry B. Kurz, Hall & Kurz, Kent R. Carlson (argued), Chicago, IL, for petitioner-appellant.

Michael A. Hurst (argued), Office of Atty. Gen., Criminal Appeals Div., Chicago, IL, Margaret M. O'Connell, Office of State's Atty. of Dupage County, Wheaton, IL, for respondents-appellees.

Before FLAUM and EASTERBROOK, Circuit Judges, and CRABB, District Judge. ^*

EASTERBROOK, Circuit Judge.

Jimmy Lee Riggins is among the hundreds of persons convicted of murder under a set of pattern jury instructions that People v. Reddick, 123 Ill.2d 184, 122 Ill.Dec. 1, 526 N.E.2d 141 (1988), held to embody a mistaken understanding of the relation between the elements of murder and manslaughter in Illinois law. Reddick came down shortly after Riggins was convicted. He asked the state's appellate court to reverse on the basis of Reddick; that court affirmed, deeming the error harmless. Riggins then turned to the federal courts, urging that his conviction violated the due process clause in light of Falconer v. Lane, 905 F.2d 1129 (7th Cir.1990), which took Reddick to establish a constitutional rule. He lost again: the district judge concluded that by arguing his state appeal in terms of Reddick and state law rather than Falconer and the due process clause, Riggins had not fairly presented his constitutional claim to the state court, barring its consideration on collateral review in federal court. 859 F.Supp. 309 (N.D.Ill.1994).

Failure to alert the state court to the constitutional foundation of a claim usually means failure to exhaust state remedies; the federal court remains open after the prisoner has presented his contentions to the state. But if the state treats inadequate development of a claim as waiver, then a defendant's omission activates the doctrine of Wainwright v. Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977), and the claim is forever barred unless the defendant can establish cause and prejudice. Barrera v. Young, 794 F.2d 1264 (7th Cir.1986). Illinois treats inadequate argument as forfeiture, and it also sets a time limit on collateral attack that bars any effort by Riggins to return to state court. 725 ILCS 5/122-1. So Riggins lacks available state remedies and has satisfied the exhaustion requirement of 28 U.S.C. Sec. 2254(b). Collateral review in federal court remains out of reach unless the district court erred in thinking that Riggins neglected to alert the state court to his constitutional argument, or Riggins can show cause and prejudice.

The district court observed that Riggins's appellate brief did not cite Falconer: "devoting five pages ... to challenging the jury instructions, Riggins cited only state cases which were decided before the Falconer decision." 859 F.Supp. at 315. This does not surprise us, because not only his brief but also his petition for rehearing were filed before we issued Falconer. To cite a particular federal case may be to advance the principle for which it stands--although a state court may require the litigant to explicate that principle to make the argument intelligible. Omitting the best citation is not necessarily the same as omitting the best argument. Elder v. Holloway, --- U.S. ----, 114 S.Ct. 1019, 127 L.Ed.2d 344 (1994); cf. Lebron v. National Railroad Passenger Corp., --- U.S. ----, 115 S.Ct. 961, 130 L.Ed.2d 902 (1995). What is essential, however, is that the state court "be alerted to the fact that the prisoners are asserting claims under the United States Constitution. If a habeas petitioner wishes to claim that [a] ruling at a state court trial denied him the due process of law guaranteed by the Fourteenth Amendment, he must say so, not only in federal court, but in state court." Duncan v. Henry, --- U.S. ----, ----, 115 S.Ct. 887, 888, 130 L.Ed.2d 865 (1995). See also Anderson v. Harless, 459 U.S. 4, 103 S.Ct. 276, 74 L.Ed.2d 3 (1982); Picard v. Connor, 404 U.S. 270, 92 S.Ct. 509, 30 L.Ed.2d 438 (1971). Riggins's brief not only omits a citation to any case decided by a federal court but also expresses his argument in the terms of Reddick itself: that the pattern jury instructions misstate the law of Illinois. Arguments based on state law are some distance from arguments based on the Constitution, because, "[o]utside of the capital context, we have never said that the possibility of a jury misapplying state law gives rise to a federal constitutional error. To the contrary, we have held that instructions that contain errors of state law may not form the basis for federal habeas relief." Gilmore v. Taylor, --- U.S. ----, ----, 113 S.Ct. 2112, 2117, 124 L.Ed.2d 306 (1993).

Verdin v. O'Leary, 972 F.2d 1467 (7th Cir.1992), holds that the gap between the rationale of Reddick and the foundation of a due process argument is sufficiently great that the invocation of Reddick does not fairly present a constitutional claim to the state court. The state's appellate court perceived Riggins's argument as one resting on state law and addressed it that way. When it denied rehearing four months after we issued Falconer, it amended its opinion to discuss the issue at greater length but still did not perceive any constitutional implications in Riggins's contentions. People v. Riggins, 205 Ill.App.3d 904, 912, 151 Ill.Dec. 145, 150, 564 N.E.2d 122, 127 (1st Dist.1990). Riggins seeks to distinguish Verdin by pointing to the words "due process" in his appellate brief. At the conclusion of the Reddick argument there appears this citation: "see People v. Pegram, 152 Ill.App.3d 656, 660, 105 Ill.Dec. 673, 678, 504 N.E.2d 958, 963 (1st Dist.1987) (defendant has due process right to have jury instructed on elements of the crime and burden of proof)". Let us assume (what is doubtful after Duncan ) that this parenthetical expression should have alerted the state court to a contention that any error of state law in the jury instructions defining the elements of the offense also violates the Constitution of the United States. Such a contention, however well preserved, does Riggins no good because the Supreme Court of the United States sees the law differently. E.g., Estelle v. McGuire, 502 U.S. 62, 112 S.Ct. 475, 116 L.Ed.2d 385 (1991); Pulley v. Harris, 465 U.S. 37, 41, 104 S.Ct. 871, 874, 79 L.Ed.2d 29 (1984); Smith v. Phillips, 455 U.S. 209, 221, 102 S.Ct. 940, 948, 71 L.Ed.2d 78 (1982). En route to holding that Falconer may not be applied retroactively, the Supreme Court considered and rejected a similar claim: "such an expansive reading of our cases would make a nullity of the rule reaffirmed in Estelle v. McGuire, supra, that instructional errors of state law generally may not form the basis for federal habeas relief." --- U.S. at ---- - ----, 113 S.Ct. at 2118-19. What Riggins needed to present to the state court is a constitutional claim with some chance of success--for example, the view adopted by the panel in Taylor v. Gilmore, 954 F.2d 441, 448-50 (7th Cir.1992), reversed, --- U.S. ----, 113 S.Ct. 2112, 124 L.Ed.2d 306 (1993), that the Illinois pattern jury instructions were too vague to lead to a reliable decision, or the view adopted by Thomas v. Peters, 48 F.3d 1000, 1005-06 (7th Cir.1995), that the overlap in the definition of murder and manslaughter under the pre-Reddick jury instructions could lead jurors to choose arbitrarily between these offenses. It is not enough to scatter the words "due process" in a brief: counsel must sketch an argument about why the conviction violates that clause, and the only constitutional argument to which Riggins's brief alludes does not hold water. "Due process" is such a ductile concept that phrase-dropping is the equivalent of no argument at all. Cf. United States v. Agurs, 427 U.S. 97, 106-07, 96 S.Ct. 2392, 2398-99, 49 L.Ed.2d 342 (1976). A lawyer need not develop a constitutional argument at length, but he must make one; the...