State Of North Carolina v. Brewington

Decision Date18 May 2010
Docket NumberNo. COA09-956.,COA09-956.
Citation693 S.E.2d 182
PartiesSTATE of North Carolinav.John Edward BREWINGTON.
CourtNorth Carolina Court of Appeals

COPYRIGHT MATERIAL OMITTED

Appeal by defendant from judgment entered 13 February 2009 by Judge Arnold O. Jones, II, in Wayne County Superior Court. Heard in the Court of Appeals 10 December 2009.

Attorney General Roy Cooper, by Assistant Attorney General Lisa Bradley Dawson, for the State.

Lucas & Ellis, PLLC, by Anna S. Lucas, Sanford, for defendant appellant.

HUNTER, JR., ROBERT N., Judge.

Defendant John Edward Brewington (defendant) appeals from a judgment finding him guilty of possessing cocaine. Defendant argues on appeal that the trial court erred by allowing the State's expert forensic chemist to offer an opinion as to the composition of the contraband substance in issue because the testifying expert was not the expert that conducted the analysis of the substance. After careful review, we hold that the expert testimony should have been excluded, and award defendant a new trial.

I. BACKGROUND

On 1 December 2008, a grand jury returned a true bill of indictment against defendant charging him with possession of a controlled substance. Defendant pled not guilty, and the trial commenced on 12 February 2009.

The State's evidence tended to show that on 18 January 2008, defendant was stopped on the street by Officer James Serlick of the Goldsboro Police Department for riding a bicycle with no reflective lights. Officer Serlick advised defendant that it was unlawful to operate a bicycle without reflectors, and asked if defendant would consent to being searched. Defendant consented, and during the course of the search, a napkin fell out of one of defendant's socks. Officer Serlick testified that when he looked inside the napkin, he discovered an “offwhite rock like substance, what [he] believed to be cocaine.” Officer Serlick testified that he placed defendant under arrest for possession of a controlled substance, and transported him to the magistrate's office. After delivering defendant to the jail, Officer Serlick completed the necessary paperwork and secured the “rock like substance” in the police department evidence locker.

Officer Robert Smith, an evidence technician at the Goldsboro Police Department, testified that he and another officer later retrieved the evidence placed in the locker and packaged it to be sent to the State Bureau of Investigation (“SBI”) for analysis. Officer Smith testified that he received the evidence back from the SBI on 9 May 2008, along with the written results of the analysis conducted by the SBI.

SBI Special Agent Kathleen Schell was tendered as an expert witness in forensic chemistry, and testified regarding the testing of the “offwhite rock like substance.” Defendant objected to the testimony of Special Agent Schell on Sixth Amendment grounds, and argued that the testimony should be excluded because Special Agent Schell was not the expert that actually conducted the testing. Defendant contended that he was entitled to cross-examine the testing expert under the Confrontation Clause. The trial court allowed an extensive voir dire of Special Agent Schell, but declined to rule on defendant's motion. Thereafter, the jury was brought back into the courtroom, and after further direct examination by the State, the trial court qualified Special Agent Schell as an expert in forensic chemistry. Court was then recessed until the following morning.

On 13 February 2009, the trial court opened proceedings with further voir dire of Special Agent Schell. After hearing final arguments from each side, the trial court denied defendant's motion, citing State v. Delaney, 171 N.C.App. 141, 613 S.E.2d 699 (2005); State v. Jones, No. COA03-976, 2004 N.C.App. LEXIS 1655, 2004 WL 1964890 (N.C.Ct.App., Sept. 7, 2004) (unpublished); and State v. Huffstetler, 312 N.C. 92, 322 S.E.2d 110 (1984). Applying these cases, the trial court ruled that admitting Special Agent Schell's testimony did not violate the Confrontation Clause of the Sixth Amendment.

After testifying in detail about routine SBI lab procedures, Special Agent Schell offered the following testimony.

Q. And who, according to the information that you located in the computer, who analyzed the sample containing State's Exhibit 1B?
A. Nancy Gregory.
....
Q. And according to the lab notes, if you'll just right now list them. What types of tests were performed on this sample?
A. There were two preliminary color tests, a preliminary crystal test and a more specific instrumental analysis test that was conducted on this piece of evidence.
....
Q. And from the notes that you retrieved were you able to determine what the result was of this particular color test?
A. In this particular color test it did not turn any color.
Q. And based on your training and experience, what does that indicate?
A. That indicates that such drugs like heroin, which would turn purple for this test; or methamphetamine, which would turn orange, are not present. We're looking for something that doesn't turn this particular color test a color.
....
Q. And when you reviewed this particular case, did you see the result of this [second] test?
A. I did.
Q. And what was the result of that test?
A. It turned blue.
Q. And based on your training and experience, what does that mean?
A. It means that those specific chemical groups are present.
Q. What was the next test that was performed?
A. The next test was a crystal test.
....
Q. And based on your review of the lab report, were you able to determine what the result was of this particular test?
A. Yes, crosses were obtained. Those specific crosses were obtained.
Q. And what does that result mean to you as a chemical analyst?
A. It indicates that cocaine is present.
....
Q. [T]he testing that Agent Gregory did on April 9 of 2008, was that reviewed by anyone else at the State Bureau of Investigation Laboratory?
A. It was reviewed by the supervisor of the Drug Chemistry Section, Ann Hamlin.
....
Q. Now have you reviewed the testing procedures that you've described and the results of the examinations of the test yourself?
A. I have.
Q. And have you also reviewed Agent Gregory's conclusion?
A. I have.
Q. Have you formed an opinion as to the item that was submitted inside the plastic bag that's been marked as State's Exhibit 1B?
A. I have.
Q. And what is your opinion based on?
A. Based upon all the data that she [Agent Gregory] obtained from the analysis of that particular item, State's Exhibit 1B, I would have come to the same conclusion that she did.
Q. And what is your opinion as to the identity of the substance that was submitted as State's Exhibit 1B?
MR. GURLEY: Just objection for the record, Judge.
THE COURT: I'll overrule the objection. You can answer the question.
A. State's Exhibit 1B is the Schedule II controlled substance cocaine base. It had a weight of 0.1 gram.

The jury convicted defendant of possession of cocaine on 13 February 2009, and defendant gave oral notice of appeal.

II. JURISDICTION AND STANDARD OF REVIEW

Jurisdiction in this Court is proper pursuant to N.C. Gen.Stat. § 7A-27(b) (2009). This Court reviews alleged violations of constitutional rights de novo. State v. Tate, 187 N.C.App. 593, 599, 653 S.E.2d 892, 897 (2007). If a defendant shows that an error has occurred, the State bears the burden of proving the error was harmless beyond a reasonable doubt. N.C. Gen.Stat. § 15A-1443(b) (2009). Under the de novo standard of review, this Court “considers the matter anew and freely substitutes its own judgment for that of the [trial court].” In re Appeal of the Greens of Pine Glen Ltd. P'ship, 356 N.C. 642, 647, 576 S.E.2d 316, 319 (2003) (citing Mann Media, Inc. v. Randolph Cty. Planning Bd., 356 N.C. 1, 13, 565 S.E.2d 9, 17 (2002)).

III. ANALYSIS

On appeal, defendant argues that it was reversible error for the trial court to allow the testimony of Special Agent Schell as to the identity of the substance contained in State's Exhibit 1B. Defendant argues that by permitting Special Agent Schell to testify as to her opinion regarding the substance based solely on testing conducted by Agent Gregory, defendant was denied his right under the Sixth Amendment to meaningfully confront the witness against him, Agent Gregory. We agree.

“The Confrontation Clause of the Sixth Amendment bars admission of testimonial evidence unless the declarant is unavailable to testify and the accused has had a prior opportunity to cross-examine the declarant.” State v. Locklear, 363 N.C. 438, 452, 681 S.E.2d 293, 304 (2009) (citing Crawford v. Washington, 541 U.S. 36, 68, 124 S.Ct. 1354, 1374, 158 L.Ed.2d 177, 203 (2004)). The U.S. Supreme Court has recently applied the holding in Crawford to documents or reports that the government seeks to enter into evidence that are “testimonial” in nature, holding that [t]he Sixth Amendment does not permit the prosecution to prove its case via ex parte out-of-court affidavits, and the admission of such evidence [is] error.” Melendez-Diaz v. Massachusetts, 557 U.S. ----, 129 S.Ct. 2527, 2542, 174 L.Ed.2d 314, 332 (2009).

In Melendez-Diaz, the government sought to introduce “certificates of analysis” as evidence that a substance was cocaine. The Supreme Court held that the “certificates of analysis” prepared by a forensic analyst for trial were “functionally identical to live, in-court testimony, doing ‘precisely what a witness does on direct examination.’ Id. at ----, 129 S.Ct. at 2532, 174 L.Ed.2d at 321 (quoting Davis v. Washington, 547 U.S. 813, 830, 126 S.Ct. 2266, 2278, 165 L.Ed.2d 224, 242 (2006)).

In the case sub judice, we are faced not with the State's attempt to introduce the documents themselves as proof of the identity of a substance, but the testimony of an expert allegedly relying on such documents as the basis for her opinion. The North Carolina Supreme Court has squarely addressed the issue of expert testimony based on reports prepared by other, non-testifying experts in State v. Locklear, 363 N.C. 438, ...

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  • State v. Huettl
    • United States
    • Court of Appeals of New Mexico
    • March 1, 2013
    ...of a report prepared by a non-testifying analyst and not to his independently derived expert opinion); State v. Brewington, 204 N.C.App. 68, 693 S.E.2d 182, 184–85, 189–90 (2010) (reversing the defendant's conviction based on a confrontation violation that stemmed from the testimony of an a......
  • State v. Ortiz-Zape
    • United States
    • North Carolina Supreme Court
    • June 27, 2013
    ...opinion.--------Notes: 1. The dissenting opinion would adopt the four-part analysis set out in State v. Brewington, 204 N.C.App. 68, 78, 693 S.E.2d 182, 189 (2010). We decline to adopt this test, as it is not generally applicable to cases such as the one before us. For example, under the di......
  • State v. Huettl
    • United States
    • Court of Appeals of New Mexico
    • December 27, 2012
    ...of a report prepared by a non-testifying analyst and not to his independently derived expert opinion); State v. Brewington, 693 S.E.2d 182, 184-85, 189-90 (N.C. Ct. App. 2010) (reversing the defendant's conviction based on a confrontation violation that stemmed from the testimony of an anal......
  • State v. Huettl, Docket No. 31,141
    • United States
    • Court of Appeals of New Mexico
    • December 27, 2012
    ...the content of a report prepared by a non-testifying analyst and not to his independently derived expert opinion); State v. Brewington, 693 S.E.2d 182, 184-85, 189-90 (N.C. Ct. App. 2010) (reversing the defendant's conviction based on a confrontation violation that stemmed from the testimon......
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