State v. Allen, 44735

• Decision Date: 09 February 1978
• Docket Number: No. 44735,44735
• Citation: 574 P.2d 1182,89 Wn.2d 651
• Parties: The STATE of Washington, Appellant, v. William Joseph ALLEN, Respondent.
• Court: Washington Supreme Court

Page 651

89 Wn.2d 651

574 P.2d 1182

The STATE of Washington, Appellant, v. William Joseph ALLEN, Respondent.

No. 44735.

Supreme Court of Washington, En Banc.

Feb. 9, 1978.

Christopher T. Bayley, King County Pros. Atty., Ruth A. Nordenbrook, Deputy Pros. Atty., Seattle, for appellant.

Culp, Dwyer, Guterson & Grader, Murray B. Guterson, Seattle, for respondent.

ROSELLINI, Associate Justice.

In a jury trial, the respondent was found guilty on three counts of asking and receiving a bribe. The Superior Court granted a new trial, based upon its failure to give an instruction advising the jury of its duty to consider evidence which was introduced with respect to the respondent's good character, as bearing upon the question of his guilt or innocence. The State has appealed.

The respondent, an ex-convict, was employed by the Seattle Municipal Court Probation Service as a community service counselor. As such, it was his responsibility to place municipal court probationers in community agencies, where they could work off their fines at the rate of $3 per hour. He was not expected to collect fines from probationers. Rather, fines were supposed to be paid to the court cashiers, who were located in a different building.

Four probationers testified that the respondent had asked them for money (in amounts less than those which were due on their fines); that he took the money and gave them no receipt, and that thereafter they were required to do no further work in community service. The respondent acknowledged that he had received money from two of the probationers, but asserted that he had received it in partial payment of fines and had forwarded it by messenger to the court cashiers. He denied the other accusations. According to the evidence, the money was not received at the Municipal Court.

The respondent presented evidence of his good character, which included testimony of a municipal court judge. This evidence tended to show that he was regarded very highly by the people with whom and for whom he worked and had been instrumental in making the community service program a success.

The respondent requested the following instruction:

Evidence has been presented in this case which bears upon the good character and good reputation of the defendant. Such evidence is pertinent and proper in a criminal proceeding, and may in and of itself create a doubt as to the guilt of the defendant. Certainly such evidence should be considered by you, along with all the other evidence, in determining the guilt or innocence of the defendant.

The trial judge, being of the opinion that he was not required to instruct the jury regarding its duty to consider evidence of good character and reputation, refused to give this instruction. Upon the respondent's motion for a new trial, he reconsidered the question and concluded that he had been mistaken in this ruling, and that as a result of it the respondent had been denied a fair trial. The judge construed our cases of State v. Cushing, 17 Wash. 544, 50 P. 512 (1897), and State v. Humphreys, 118 Wash. 472, 203 P. 965 (1922), to mean that the concept expressed in the second sentence of the proposed instruction may not properly be embodied in an instruction. However, he felt that, in the performance of his duty to see that the defendant had a fair trial, he was required to give some instruction on the relevance of character evidence with respect to the issue of guilt, if such an instruction was requested.

Upon appeal, it is the appellant State's contention that the instruction incorrectly stated the law or at the very least, was misleading and that consequently the court was correct in refusing to give it. The appellant does not deny that an instruction upon this subject can properly be given but takes the position that unless the proposed instruction is without blemish, a refusal to give it cannot justify the granting of a new trial.

The purpose of an instruction is to furnish guidance to the jury in their deliberations, and to aid them in arriving at a proper verdict, so far as it is competent for the court to assist them. As the United States Supreme Court stated in Bird v. United States, 180 U.S. 356, 21 S.Ct. 403, 45 L.Ed. 570 (1901), the chief objects contemplated in the charge of the judge are to explain the law of the case, to point out the essentials to be proved on the one side or the other, and to bring into view the relation of the particular evidence adduced to the particular issues involved. See 75 Am.Jur.2d Trial § 571 (1974).

It is the last mentioned purpose which is served by an instruction to the jury regarding the role which evidence of good character should play in the jury's deliberations. This court has long subscribed to the view that a defendant in a criminal case is entitled to an instruction upon this subject, where evidence has been introduced with respect to his good character. The cases include State v. Tyree, 143 Wash. 313, 255 P. 382 (1927); State v. Humphreys, supra ; State v. Underwood, 35 Wash. 558, 77 P. 863 (1904); State v. Stentz, 33 Wash. 444, 74 P. 588 (1903); State v. Newton, 29 Wash. 373, 70 P. 31 (1902); State v. Cushing, supra, and State v. Cushing,14 Wash. 527, 45 P. 145 (1896). See also State v. Refsnes, 14 Wash.2d 569, 128 P.2d 773 (1942). That this is the universal rule, see Annot., Propriety of instructions as to the significance of evidence concerning the defendant's good character as an element bearing upon the question of reasonable doubt, 10 A.L.R. 8, § 2(b) (1921), supplemented 68 A.L.R. 1068 (1930); see also 5 Reid's Branson Instructions to Juries § 3374 (W. Samore 1962 Replacement); 75 Am.Jur.2d Trial §§ 715- 725 (1974); 23A C.J.S. Criminal Law §§ 1208-1211 (1961). ¹ The reason for the rule is that without such an instruction, the jury may tend to discount or ignore character evidence, not perceiving its relevance to the issue of guilt. For further elaboration of the reason for the rule, see 10 A.L.R. 17 (1921).

Here, the jury was instructed that, in determining whether there existed a reasonable doubt of the respondent's guilt, it should consider the evidence "concerning the charge" (Instruction No. 4) or "with respect to any count of the information" (Instruction No. 6). Under these instructions, unless it was advised otherwise, the jury might very well conclude that it could consider only evidence directly relating to the particular transaction.

We have also recognized that such evidence may, in a given case, create a doubt in and of itself as to the guilt of the accused. State v. Cushing, supra. And see State v. Humphreys, supra, and State v. Tyree, supra. This is also the prevailing concept in other jurisdictions. See the annotation, encyclopedias, and treatise which are cited above for the general proposition that an instruction upon the subject should be given on request, where the evidence justifies it.

The appellant contends, however, that the court has made it clear that the jury should not be advised that it may give this much weight to character evidence. It places strong reliance upon the cases of State v. Cushing, supra, State v. Humphreys, supra, and State v. Stentz, supra. In the first of these cases, this court held that, where the jury had been charged to consider evidence of good character with the other evidence, in determining the question of guilt, it was not necessary for the court to further instruct that such evidence may be admitted for the purpose of creating a doubt, terming such a statement an abstract proposition of law but not questioning its validity. It is apparent that, as this court viewed the matter, the mistake of the defendant was in couching his instruction in terms of what the trial court should admit in evidence, rather than in terms of what the jury might consider.

In State v. Humphreys, supra, an instruction was offered to the effect that evidence of good character may of itself be sufficient to raise in the minds of the jury a reasonable doubt as to the guilt of the accused. Citing and quoting from State v. Cushing, supra, but failing to note the difference in the wording of the two proposed instructions, this court held that it was not necessary to give such an instruction, where another instruction charged the jury to consider evidence of good character with the other evidence in arriving at their verdict.

While both of these cases held that it was not error to refuse the requested instruction, where other instructions adequately advised the jury that it should give consideration to evidence of good character, neither rejected the concept expressed in the instruction, and neither held that it would have been reversible error to instruct the jury with respect to that concept.

State v. Stentz, supra, the third case relied upon by the appellant, is an opinion rendered without citation of authority. As the appellant correctly reports it, the opinion states that an instruction that evidence of good character may be sufficient to create a reasonable doubt of guilt, even though no such doubt would have existed but for such evidence, was erroneous. The opinion surmised that, guided by such an instruction, a jury might acquit a man whom they found to have enjoyed a good reputation for peace and quietness and as a law-abiding citizen, even though they found from the evidence that he was guilty.

This rationale ignores the fact that evidence of good character is as much a part of the evidence as any other evidence. If, when it is weighed with the other evidence, the jury finds that it is sufficient to create in its mind a reasonable doubt, that doubt is based upon the evidence. This fact is at the root of the proposition that such evidence may, in and of itself, create a reasonable...