State v. Atsbeha

Decision Date01 February 2001
Docket NumberNo. 68649-1.,68649-1.
Citation16 P.3d 626,142 Wash.2d 904
PartiesSTATE of Washington, Petitioner, v. Negash ATSBEHA, Respondent.
CourtWashington Supreme Court

Norm Maleng, King County Pros., Ann Summers, Deputy King County Pros., Seattle, for Petitioner.

Nielsen, Broman & Associates, Eric Broman, David Koch, Seattle, for Respondent.

SMITH, J.

Petitioner State of Washington seeks review of a decision of the Court of Appeals, Division One, which reversed the King County Superior Court conviction of Respondent Negash Atsbeha for possession of a controlled substance with intent to deliver under RCW 69.50.401(a)(1)(i). The Court of Appeals reversed the trial court, concluding that it erred in excluding the testimony of a physician offered by Respondent as an expert witness because it was not material and relevant to his defense of diminished capacity.1 This court granted review. We reverse.

QUESTION PRESENTED

The question presented in this case is whether expert testimony of a physician, offered by Respondent, but excluded by the trial court, was relevant and material and should have been allowed to establish Respondent's diminished capacity defense against the crime of possession of a controlled substance with intent to deliver under RCW 69.50.401(a)(1)(i).

STATEMENT OF FACTS

On October 28, 1997, Respondent Negash Atsbeha was charged in the King County Superior Court by amended information with one count of unlawful delivery of a controlled substance, and in the alternative, one count of possession of a controlled substance with intent to deliver.2 Both counts involved violation of the Uniform Controlled Substances Act under RCW 69.50.401(a)(1)(i) and RCW 69.50.435(a)(3).3 The charges arose from an encounter between Respondent and King County Detective Michael Caldwell on March 28, 1996 on Aurora Avenue North in King County.

The "Certification for Determination of Probable Cause" provided in part:

On March 28, 1996, King County Detective Caldwell contacted the defendant, NEGASH ATSBEHA, in the parking lot of Joker[']s Tavern and Card Room, 14515 Aurora Avenue North, King County, Washington. Detective Caldwell was working undercover. The defendant agreed to sell one sixteenth of an ounce to Detective Caldwell for $80. Detective Caldwell gave the defendant $80. Ten minutes later, the defendant returned to Detective Caldwell's car and gave the detective a plastic bag containing suspected powder cocaine. The Washington State Patrol Crime Lab tested the contents of the plastic bag and determined that it contained cocaine....[4]

On February 17 and 18, 1998, the Honorable Patricia H. Aitken held pretrial hearings to determine the admissibility of testimony offered by Respondent. Judge Aitken asked whether Respondent would raise the defense of insanity. His counsel answered he would not.5 Petitioner instead chose to present only the defense of diminished capacity, relying upon the testimony of Dr. Mary Hodgson Rose, M.D. During the extensive pretrial hearing, Dr. Rose responded to questions by the trial court, Deputy Prosecuting Attorney Cindi S. Port and Respondent's counsel Matthew M. Rubenstein, which included the following:

Q. [by Mr. Rubenstein] Good morning, Dr. Rose. Could you state your name and spell your name for the court reporter.
A. Yes, it is Mary Hodgson Rose, H O D G S O N, no hyphen, Rose, R O S E.
....
Q. Okay. Could you share with us your education.
A. Yes, I did my undergraduate work at Stanford University and got my medical degree there. I did my post-graduate training in British Columbia at the University of British Columbia Hospital, which is Vancouver General....
Q. What board certification do you have?
A. In family medicine. I am recertified in those every six years.
Q. And are you involved in any continuing medical education?
A. Yes, I have to take hundreds of units of credits, that's credit hours every year, to maintain my certification. I also am on the clinical faculty at the University of Washington, and am an assistant clinical professor there....
....
Q. Dr. Rose, you indicated that Negash Atsbeha has been your patient since 1986?
A. That's correct.
....
A. The precise condition that Mr. Atsbeha was suffering from was this syphilitic encephalopathy.
Q. And could you describe that in lay terms what that illness, in fact, is and how it physically affects the brain.
A. It is an infection of the brain tissues. And this organism actually enters the nerve cells and cause [sic] both dysfunction and destruction of cells. It particularly affects the frontal lobes that control reasoning and judgment, and the posterior columns of the spinal cord that control gait and balance,. [sic] But it affects all parts of the nervous system, and the skin as well, which is embriologically [sic] related to the nervous system.
Q. Would it be fair to say that it causes diffuse organic brain damage?
A. Yes, it would.[6]
....
Q. [by Ms. Port] ... When you last saw him on October 6th of 1995, to the point in time when you saw him in April and May of 1996, can you say with any reasonable medical certainty that his mental disorder connected with the syphilous [sic] had deteriorated to any appreciable degree?
A. I don't believe it had during that time interval.
Q. So what was it that caused Nick to go downhill from late 1995 to early 1996?
A. Major depression and substance abuse.
Q. And which would you say would be the primary and which would you say would be the secondary?
A. The major depression, I must comment that the brain injury with which he was left, left him very impulsive, the consequence of impulsive chaotic behavior, continued to escalate and damage the quality of patients' lives, especially if they are in an unstructured situation, and so the consequence of his syphilitic encephalopathy were by no means gone or stable, even though the germs were gone.
Q. All right. Now, would you say from the time period of late 1995 to early 1996, that the cocaine and alcohol addiction exacerbated his depression?
A. Yes.
....
THE COURT: ... [W]hat did the defendant tell you about the events of that evening, of March 28th, please, when he could give a coherent account[?]
THE WITNESS: When Mr. Atsbeha was able to tell me about this event, he described that he was sitting in a bar where he often goes, and where there was a police officer whom he had known for some time to be a police officer, who offered to buy him several drinks. Nick was out of money at that time, had no ability to supply himself with further alcohol. He drank the drinks, and then by his account, the police officer asked him to buy a small amount of cocaine from a dealer in order to entrap the dealer so that he could be arrested. And as Nick has assisted police officer in a number of circumstances before, he was willing to do this, and expected the drug dealer to be arrested. He made the purchase, bought the cocaine, $10 worth of cocaine back to the police officer, and reported to me that the police officer said, "I'm going to give it to you."

THE COURT: May I ask, then, how you can say he didn't have the intent to deliver when he said he did delivered [sic]?

THE WITNESS: I think his intent to [sic] was to deliver to the police officer.
....
Q. [by Ms. Port] How could you, if that story was given to you, say that he could not perform the simple task when asked by whomever to go get an object and deliver it to that person?
A. I believe the original question was whether he could perform the—whether he could form the intent to perform an illegal act.
Q. I'm not asking you that question, ma'am. I'm not concerned whether Mr. Atsbeha understood whether he was a police officer at that point in time, and I'm not asking you whether he could form the intent that it was an illegal act. I'm merely asking you the hypothetical question, if he, Mr. Atsbeha, in late March of 1996, could form the specific intent when asked to go get an object and bring it back to a person.
A. I think it is very likely he could, however, I was not there, I had no direct contact with his circumstances, and I am reporting what was told to me by my patient in my examining room.
....
THE COURT: ... [I]n your opinion, he would have, based on what he told you and your knowledge of him, would he have, on March 28th, the ability to perform, intentionally deliver an object to a person.
A. I believe he would have been able to respond to a request to buy something and give it to another person.[7]

The trial court determined Dr. Rose was qualified to testify as an expert,8 but nevertheless excluded her testimony with the following explanation:

THE COURT: ... As I understand it, in State versus Edmon[ ], there must be some testimony that the person wasn't able to form the intent. In other words, in that case, they speak to an inability to form the intent, and that is what is meant by "diminished capacity," as I understand it. In other words, what is listed there is the defendant lacked the ability to form the specific intent, and here there is no evidence that we have before us that he lacked the specific intent to be able to deliver an object from one person to another. In fact, she said it was very likely that he could.
So I would find that it was not—the testimony of the lack the ability to form the specific intent to deliver cocaine, in fact, the defendant told her that he—the police asked him to obtain cocaine, he was willing to do it, and he made a purchase which would certainly indicate an ability to form the intent. There is nothing here that indicates that he was intoxicated at the time. Apparently, the police officer, according to him, according to this statement, had gave [sic] him something to drink, but that was the extent of it. So according to Edmon[ ], you must have the witness who is testifying in this matter be able to say that to a reasonable medical certainty, the person was unable to form a specific intent, not just reduced
...

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