State v. Atwell
| Decision Date | 28 October 2003 |
| Docket Number | Case Number: WD61421. |
| Parties | State of Missouri, ex rel. Missouri State Highway Patrol, Relator. v. The Honorable Charles E. Atwell, Judge of the Circuit Court of Jackson County, Missouri, Respondent. |
| Court | Missouri Court of Appeals |
Appeal from Circuit Court of Jackson County, Hon. Charles Emmert Atwell
PRELIMINARY WRIT IN PROHIBITION DISMISSED.
Paul C. Wilson, Counsel for Appellant.
George A. Barton, Counsel for Respondent.
The Missouri state highway patrol seeks a writ of prohibition barring the trial court from proceeding in the underlying suit on the basis that the claims against the patrol are barred by the doctrine of sovereign immunity. The second amended petition before the court alleges that the patrol seized the plaintiff's property and transferred it to federal authorities in violation of Missouri's criminal activity forfeiture act, section 513.647, RSMo. 2000. The court denied the patrol's motion to dismiss on the grounds of sovereign immunity. The plaintiff did not plead a waiver of sovereign immunity in reliance upon a prior decision of this court in Karpierz v. Easley, 31 S.W.3d. 505 (Mo. App. 2000).
Division holds: (1) Karpierz misstated the law in implying that there is no necessity to plead an express or implied waiver of sovereign immunity for violations of the CAFA transfer provisions.
(2) The plaintiff may have additional theories for recovery that were not considered and pleaded due to the misstatement of law contained within Karpierz.
(3) The current state of the pleadings does not admit a conclusion that the state is immune from suit and, therefore, issuance of a writ of prohibition is inappropriate.
This author notes that because there is no allegation in the petition that the plaintiffs are "innocent parties" and no allegation that the seized property was not generated by illegal activity, and because the plaintiffs apparently pleaded guilty to a forfeiture-related felony, it is not clear whether the plaintiffs are able to plead a claim for damages.
ORIGINAL PROCEEDING IN PROHIBITIONThe Missouri State Highway Patrol seeks a writ of prohibition barring the respondent from proceeding in the underlying suit on the basis that the claims against it are barred by the doctrine of sovereign immunity. The second amended petition before the trial court alleges that the relator seized property (cash) in which the plaintiff in the underlying proceeding claims an ownership interest. The petitioner also claims that the cash was given to federal authorities by relator in violation of Missouri's Criminal Activity Forfeiture Act, Section 513.647, RSMo. 2000.1 Respondent denied relator's motion to dismiss on the grounds of sovereign immunity. The plaintiff below did not plead a waiver of sovereign immunity in reliance upon a prior decision of this court in Karpierz v. Easley, 31 S.W.3d. 505 (Mo. App. 2000). Believing that relator may be able to plead a waiver of sovereign immunity or claims that are not barred by sovereign immunity, we exercise our discretion and determine that a writ should not issue. State ex rel. Pub. Hous. Agency of City of Bethany v. Krohn, 98 S.W.3d 911, 912 (Mo. App. 2003).
Plaintiffs second amended petition asserts three theories in separate counts: assumpsit for money had and received, unjust enrichment, and replevin. An action for replevin does not generally lie for money absent an identifiable, specific fund of money. A.R. by and through C.R. v. Topper, 834 S.W.2d 238, 239 (Mo. App. 1992). Replevin of specific property presumably would not raise sovereign immunity issues because there would be no disbursement of money from the public treasury. The action for money had and received is a remedy at law governed by equitable principles and founded upon an implied contract created by law. Weltscheff v. MCI, 604 S.W.2d 796, 801 (Mo. App. 1980). "Unjust enrichment occurs when a person retains and enjoys the benefit conferred upon him without paying its reasonable value." Smith v. Smith, 17 S.W.3d 592, 597 (Mo. App. 2000).
The plaintiffs argue that under Karpierz, a claim for money had and received is not barred by sovereign immunity. The State argues that we misstated the law in Karpierz when we said:
An action for money had and received is an action sounding in assumpsit. Jurgensmeyer v. Boone Hospital Center, 727 S.W.2d 441, 443 (Mo. App. 1987). This claims sounds in contract and waives all torts arising from the incident. Palo v. Stangler, 943 S.W.2d 683, 685 (Mo. App. 1997). A claim for money had and received is contractual by nature as thus not barred by sovereign immunity Id.
Karpierz, 31 S.W.3d at 511 (emphasis added). Specifically, the relator argues that the emphasized statement is obiter dictum and misstates the law. The relator is correct that the statement in Karpierz is dicta because no issue of sovereign immunity was raised. More importantly, however, is that neither Karpierz nor Palo upon which it relied cited existing contrary and binding Supreme Court precedent. Palo, in turn, relied upon Gavan v. Madison Memorial Hospital, 700 S.W.2d 124, 126 (Mo. App. 1985), which again did not consider contrary Supreme Court authority.
In Gavan, the court held that a hospital was not protected from suit for breach of contract for the hospital's failure to follow its own personnel policies on termination because the suit was essentially a contract claim. The court based its decision on its understanding that V.S. DiCarlo Construction Co., Inc. v. State of Missouri, 485 S.W.2d 52, 56 (Mo. 1972), appeal after remand, 567 S.W.2d 394 (Mo. App. 1978), held that "when the state enters into a validly authorized contract, it lays aside whatever privilege of sovereign immunity it otherwise possesses and binds itself to performance just as any private citizen." Gavan, 700 S.W.2d at 127. Gavan viewed DiCarlo as holding that the State is not protected from suits sounding in contract. While DiCarlo does stand for the proposition that the State may not be protected by sovereign immunity on some contract actions, it does not hold that all claims against the state sounding in contract, implied contract, or equity are not barred by sovereign immunity. Rather, DiCarlo stands for the proposition that the State does have sovereign immunity generally in contract claims but waived that immunity and consented to be sued when it entered into the contract with DiCarlo Construction.2
Gavan did not in fact involve an implied contract or invocation of equitable principles but rather an express contract. In prior cases our Supreme Court has held that the doctrine of sovereign immunity does apply to actions for money had and received. Kleban v. Morris, 247 SW.2d 832 (Mo. 1952), and Gas Service Co.v. Morris, 353 S.W.2d 645 (Mo. 1962). We believe we were incorrect when we spoke so broadly and in dicta in Karpierz that sovereign immunity was not even an issue in non-tort cases. Nevertheless, Kleban and Gas Service do not stand for the proposition that sovereign immunity cannot not be waived and the State thereby consents to be sued in implied contract as well as express contract situations. The State's intent to allow itself to be sued must be express although the language reflecting that intent need not be express. Bachtel v. Miller County Nursing Home, No. SC84835, Slip op. at 8-10 (Mo. July 29, 2003).
We believe that the plaintiffs below have been misled by their reliance upon our misstatement of law in Karpierz and as a result have been led to believe that there was no necessity to plead an express or implied waiver of sovereign immunity for violations of the CAFA transfer provisions. See Brennan By and Through Brennan v. Curators of the Univ. of Mo., 942 S.W.2d 432, 434, 436 (Mo. App. 1997), for the proposition that sovereign immunity is not an affirmative defense and that claimant must plead an exception or waiver. Additionally, the plaintiffs below may have other theories such as the "takings clause" of the Missouri Constitution or arising in due process that arguably may not be barred at all by sovereign immunity. See Yahne v. Pettis County Sheriff's Dep't., 73 S.W.3d 717, 724 (Mo. App. 2002). Again plaintiffs may have been dissuaded from considering and pleading such theories because of our misstatement of law in Karpierz.
A writ does not issue as a matter of right but in the discretion of the court. We exercise our discretion to issue a writ of prohibition "when the facts and circumstances demonstrate unequivocally that there exists an extreme necessity for preventative action." State ex rel. J.E. Dunn Constr. v. Fairness in Constr. Bd. of City of Kansas City, 960 S.W.2d 507, 511 (Mo. App. 1997). Although prohibition is an appropriate remedy where a defendant is immune from a suit as a matter of law, State ex rel. St. Louis Hospital v. Dowd, 908 S.W.2d 738, 740 (Mo. App. 1995), we are not convinced that the facts alleged here, given the current state of the pleadings, permit us to reach that conclusion. See State ex rel. Public Housing Agency of City of Bethany, 98 S.W.3d at 915.
We, therefore, dismiss our preliminary writ.
In view of the fact that this court mistakenly stated in dictum in Karpierz that sovereign immunity relates only to tort actions, and plaintiffs relied upon that dictum, I concur that the preliminary writ should be dissolved. Although plaintiff's claims, as pleaded, are less than adequate, plaintiffs should, as a matter of fairness, be allowed to amend. I write separately to emphasize that, despite our mention in Yahne, 73 S.W.3d at 724, that Yahne's alleged right to recover property wrongfully taken "arises from concepts of due process," it is not clear whether, in view of the underlying facts, that these plaintiffs can state a cause of action.
The Criminal Activity Forfeiture Act, adopted in 1986,...
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