State v. Ethington

Decision Date22 February 1979
Docket NumberNo. 4368,4368
Citation592 P.2d 768,121 Ariz. 572
PartiesSTATE of Arizona, Appellee, v. Raymond Everett ETHINGTON, Appellant.
CourtArizona Supreme Court

John A. LaSota, Jr., former Atty. Gen., Robert K. Corbin, Atty. Gen., by William J. Schafer, III, Crane McClennen, Asst. Attys. Gen., Phoenix, for appellee.

Scott W. Schlievert, Tucson, for appellant.

STRUCKMEYER, Vice Chief Justice.

Appellant Raymond Everett Ethington was sentenced, pursuant to a plea agreement, to a prison term of 10 to 15 years for robbery. He appeals, claiming that the trial court abused its discretion when sentencing him, and that the sentence imposed was excessive. Judgment affirmed.

The first issue is whether a defendant can waive his right to appeal before imposition of sentence. It is the State's position that we cannot consider appellant's claims of error because he voluntarily and knowingly entered into a plea agreement, waiving his right to appeal the court's entry of judgment and imposition of sentence. In waiving his right to appeal, the State claims that appellant relinquished his right to challenge any error except fundamental error. 1

While appellant's claim of error is not fundamental to the foundation of his defense, we think public policy forbids a prosecutor from insulating himself from review by bargaining away a defendant's appeal rights. See State v. Gibson, 68 N.J. 499, 348 A.2d 769 (1975); People v. Stevenson, 60 Mich.App. 614, 231 N.W.2d 476 (1975). In People v. Butler, 43 Mich.App. 270, 204 N.W.2d 325 (1972), the court explained:

"If such bartering were to be permitted, the prosecution would indeed be able to insulate, in many cases, guilty pleas accepted in contravention of standards which have been developed with painstaking care to afford defendants their basic rights." 43 Mich.App. at 280, 204 N.W.2d at 330.

We hold that the right to appeal is not negotiable in plea bargaining, and that as a matter of public policy a defendant will be permitted to bring a timely appeal from a conviction notwithstanding an agreement not to appeal. To the extent State v. Dover, 114 Ariz. 141, 559 P.2d 697 (App.1976) and State v. Gutierrez, 20 Ariz.App. 337, 512 P.2d 869 (1973) are inconsistent with this opinion, they are overruled.

Appellant's initial argument is that the trial court abused its discretion in imposing sentence because it (1) considered charges that were dismissed pursuant to the plea agreement; (2) failed to examine a letter written by appellant's counselor at Arizona State Prison; and (3) operated under the mistaken belief that appellant could be credited with three-for-one time when serving his sentence.

Sole responsibility for sentencing rests with the trial judge and in the absence of clear abuse of discretion, his sentence is valid. State v. Cagnina, 113 Ariz. 387, 555 P.2d 345 (1976). An abuse of discretion is characterized by capriciousness or arbitrariness or by a failure to conduct an adequate investigation into the facts necessary for an intelligent exercise of the court's sentencing power. State v. Patton, 120 Ariz. 386, 586 P.2d 635 (1978); State v. Douglas, 87 Ariz. 182, 349 P.2d 622, Cert. denied, 363 U.S. 815, 80 S.Ct. 1255, 4 L.Ed.2d 1157 (1960).

Appellant was originally charged with two counts of kidnapping, two counts of rape, two counts of lewd and lascivious acts and two counts of armed robbery, all arising out of the events of one night. The trial court admitted it was disturbed by the nature of the alleged offenses, and ostensibly sentenced the appellant accordingly. Appellant claims this was an abuse of discretion. We disagree. The record reveals ample evidence that appellant committed the offenses with which he was originally charged. Under the circumstances that all charges arose out of a single series of events, the trial court may properly consider the charges that were dismissed pursuant to a plea agreement along with other matters. See State v. Hanley, 108 Ariz. 144, 493 P.2d 1201 (1972).

Appellant claims that the court improperly failed to examine a letter written by a counselor at Arizona State Prison. The court was aware of the letter containing a recommendation since it was submitted to a probation officer, who in turn paraphrased it and included it in a presentence report. Moreover, appellant's counsel referred the contents of the recommendation to the trial court at the sentencing hearing. Whether any weight should be given to a recommendation is within the sound discretion of the trial court. See State v. Patton, supra.

Appellant argues that the trial court sentenced him under the mistaken impression that he would receive three-for-one for good time rather than two-for-one time. The record does not support this contention, for it shows that the court's erroneous initial impression was rectified by the appellant at the sentencing hearing. The court sentenced appellant with full knowledge that his sentence, if reduced by prison authorities, could only be shortened by two-for-one time.

Appellant asserts that the sentence imposed was so excessive that it constitutes cruel and unusual punishment. Appellant's sentence is within statutory limits, and since the statute has not been declared unconstitutional, his sentence cannot be deemed cruel and unusual punishment. State v. O'Neill, 117 Ariz. 343, 344, 572 P.2d 1181, 1182 (1977). He argues, however, that his sentence is cruel and unusual punishment because he cannot get proper medical treatment at the Arizona State Prison. The record is devoid of any evidence which even remotely supports this. Where the record does not contain evidence in support of a claim of error, it will not be considered further. See State v. McDonald, 117 Ariz. 159, 571 P.2d 656 (1977); State v. Brooks, 107 Ariz. 364, 489 P.2d 1 (1971).

The record clearly shows that the trial court considered both the general character of the offense charged and of the person convicted. Since we have found no clear abuse of discretion, and the sentence is within statutory limits, we decline to reduce ...

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52 cases
  • People v. Charles
    • United States
    • California Court of Appeals Court of Appeals
    • 23 Agosto 1985
    ...v. Butler (1972) 43 Mich.App. 270, 204 N.W.2d 325; People v. Stevenson (1975) 60 Mich.App. 614, 231 N.W.2d 476; State v. Ethington (1979) 121 Ariz. 572, 592 P.2d 768; see also Worcester v. C.I.R. (1st Cir.1966) 370 F.2d 713). These authorities, however, represent a minority view (State v. G......
  • State v. Mincey
    • United States
    • Arizona Supreme Court
    • 13 Octubre 1981
    ...an adequate investigation into the facts necessary for an intelligent exercise of the court's sentencing power." State v. Ethington, 121 Ariz. 572, 574, 592 P.2d 768, 770 (1979) (citations We perceive no "capriciousness or arbitrariness" in the instant case. The trial judge had the benefit ......
  • State ex rel. Thomas v. Rayes
    • United States
    • Arizona Court of Appeals
    • 15 Agosto 2006
    ...504 (1984) (county attorney may not refuse to plea bargain "out of animus toward the defendant's attorney"); State v. Ethington, 121 Ariz. 572, 573-74, 592 P.2d 768, 769-70 (1979) (refusing to enforce on public policy grounds plea provisions requiring defendant to waive right to appeal); St......
  • People v. Panizzon
    • United States
    • California Supreme Court
    • 18 Abril 1996
    ...Although some jurisdictions have invalidated, as a matter of public policy, all waivers of the right to appeal (e.g., State v. Ethington (1979) 121 Ariz. 572, 592 P.2d 768; People v. Butler (1972) 43 Mich.App. 270, 204 N.W.2d 325), defendant concedes that the great majority of other jurisdi......
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