State v. Larson

Decision Date06 March 1997
Docket NumberC-3
Citation325 Or. 15,933 P.2d 958
PartiesSTATE of Oregon, Respondent on Review, v. Lewis Edward LARSON, Jr., Petitioner on Review. CC 90-3674-; CA A76276; SC S43140.
CourtOregon Supreme Court

Jay Edwards, Salem, argued the cause and filed the petition for petitioner on review.

Thomas A. Balmer, Assistant Attorney General, Salem, argued the cause for respondent on review. With him on the brief were Theodore R. Kulongoski, Attorney General, Virginia L. Linder, Solicitor General, and Kaye E. Sunderland, Assistant Attorney General.

Before CARSON, C.J., and GILLETTE, VAN HOOMISSEN, FADELEY, GRABER and DURHAM, JJ.

GRABER, Justice.

A grand jury indicted defendant for aggravated murder, ORS 163.095, in the deaths of his father and stepbrother. Defendant defended himself pro se, with the assistance of a court-appointed legal adviser. A jury convicted defendant of two counts of aggravated murder. He was sentenced on each count to life imprisonment without the possibility of release or parole, pursuant to ORS 163.105(1)(b). The trial court ordered the sentences to run consecutively.

Defendant appealed his convictions to the Court of Appeals, asserting nine assignments of error. The Court of Appeals affirmed the convictions. State v. Larson, 139 Or.App. 294, 296, 911 P.2d 953 (1996).

We allowed defendant's petition for review, but limited review to only two assignments of error. The first assignment is that the trial court erred when it denied defendant's motion for a mistrial based on a comment by the prosecutor about defendant's state and federal constitutional right to remain silent. The second assignment is that the trial court erred when it denied defendant's motion to exclude witnesses from the courtroom. For the reasons that follow, we affirm.

MOTION FOR MISTRIAL

Both the Oregon Constitution and the United States Constitution guarantee a criminal defendant the right to remain silent. 1 In this case, the prosecutor commented about defendant's failure to testify, in the following circumstances.

Defendant was questioning a police officer on direct examination about statements made by witnesses whom the officer had interviewed. After sustaining a hearsay objection by the prosecutor, the court explained:

"[DEFENDANT]: Why is it hearsay? He's right here.

"THE COURT: Well, it's an out of court statement offered in court for the truth of the matter asserted. That's hearsay."

Soon thereafter, defendant asked the officer:

"Can you tell me where I was between the 18th and the 30th of January, 1990 and use that [report] to refresh your memory?"

The following exchange ensued:

"[PROSECUTOR]: I'm going to object to the testimony based on hearsay. It's "THE COURT: What are you getting at, [defendant]? What do you want to present to this jury?

from various witnesses. We've already had them on the stand.

"[DEFENDANT]: Just a second.

"( [Defendant] conferred with his [legal adviser].)

"(BY [DEFENDANT] )

"Q Okay, so did you develop any information that I was at Wylie's on January 25th?

"A Yes.

"Q And how did you develop that?

"A I don't recall.

"Q Was it from her police statements?

"A I assume so.

"[PROSECUTOR]: We still have the same problem, Your Honor.

"THE COURT: Well, he said he didn't recall. We have to take the answer. He doesn't know. He has what he has there. I take it you don't have any independent recollection beyond that.

"THE WITNESS: Correct.

"(BY [DEFENDANT] )

"Q Did you develop any information that I was at the victims' residence on the evening of January 25th?

"[PROSECUTOR]: Your Honor, if [defendant] wishes to call whoever he wants to call to prove that he was at that residence, that's fine, but he's asking Detective Wright, and Detective Wright has interviewed people who have said to Detective Wright he was there or no he wasn't there.

"THE COURT: I take it you're reading from a police report submitted by the Detective.

"[DEFENDANT]: Yes.

"THE COURT: And this is his investigation.

"[DEFENDANT]: I'm not reading the knowledge. He has it.

"THE COURT: Well, it doesn't matter. He submits a report, this is what he did, he is presenting this to the District Attorney's office, and you're objecting that it's hearsay?

"[PROSECUTOR]: It's hearsay. It's based all on witness interviews. He has no personal knowledge.

"[DEFENDANT]: Well, they told him.

"THE COURT: The objection is sustained.

"(BY [DEFENDANT] )

"Q So you didn't develop any knowledge that I was at the victims' house on the 25th? You have no knowledge of that?

"THE COURT: I've ruled on that. Next question."

Next, defendant questioned the police officer about a statement made by a now-deceased person whom the officer had interviewed. The statement pertained to a possible alibi for defendant. The prosecutor objected that the testimony relating what the deceased person had told the officer was hearsay. This exchange took place:

"Q [BY DEFENDANT]: And you made that report on 4-16-90. Did you find somebody that remembered seeing me on the 25th?

"A That remembered seeing you?

"Q Yes.

"A Did I talk to somebody?

"Q Yes.

"A No.

"Q You didn't interview Carleena Wilson and she tell you that--

"[PROSECUTOR]: Objection, Your Honor.

"THE COURT: Sustained.

"( [Defendant] conferred with his [legal adviser].)

"(BY [DEFENDANT] )

"Q Did you interview Carleena Wilson in this case?

"A Yes.

"Q And you've already said that she was with me in the car?

"[PROSECUTOR]: Your Honor, it calls for hearsay.

"THE COURT: Once again, sustained.

"[PROSECUTOR]: Your Honor, I'd like the court to warn the defendant about "THE COURT: Well, he has heard you, I take it. [The prosecutor] is correct.

                trying to get in objectionable material by testifying to it himself.   Of course, the State has objected numerous times on these grounds
                

"[DEFENDANT]: Well, Your Honor, I gave the District Attorney notice of an alibi, and--

"THE COURT: That's fine. You can call people to tell the jury where you were and that you weren't there and you couldn't possibly have committed the crime because you weren't present. That's what alibi is. But you can't do it this way. They need to be here and they need to be subject to cross examination or an exception to the hearsay rule, and I can think of none in this instance.

"[PROSECUTOR]: [Defendant] can always get up and testify himself if he wants to establish alibi.

"[DEFENDANT]: Your Honor, the party I was with is deceased.

"THE COURT: That's true, and that happens. Life is like that. It's unfortunate the lady got killed in an automobile accident." (Emphasis added.)

After further discussion about the state's hearsay objection, defendant again consulted with his legal advisers. Out of the jury's presence, the following colloquy then occurred:

"[DEFENDANT]: Okay, they suggest that I move for a mistrial based on [the prosecutor's] comment that I could take the witness stand if I wanted to testify to that. I think that's improper.

"THE COURT: Well, it's not timely. Some time has gone by, and in addition, I'll deny it on its merits.

"[PROSECUTOR]: I would also ask for any curative instructions the court may give.

"THE COURT: I'll do that. Anything else?

"[DEFENDANT]: No, except that I want to make sure that I get this alibi train on the record that you have denied it--"

Defendant did not object to the prosecutor's suggestion to give a curative instruction. When the jurors returned to the courtroom, the trial judge instructed them:

"While you were out, [defendant] made a motion for mistrial on the basis of a comment made by the District Attorney, and the comment was '[defendant], you can testify if you want to about that.' Well, I want to tell you that the defendant has an absolute constitutional right not to testify. He doesn't have the burden of proof on any issue in the case. That comment was improper, and you are to disregard it. [Defendant] has no responsibility to testify and he has absolutely no obligation to come forward with any evidence, and he doesn't have the burden on any issue in this case. The burden on all issues in the case is on the State."

Defendant did not except to anything in that curative instruction.

The state argues that defendant's motion for a mistrial was untimely. This court has stated that a motion for a mistrial must be made immediately after the objectionable statement or conduct occurs. See, e.g., State v. Walton, 311 Or. 223, 248, 809 P.2d 81 (1991) ("To preserve error, a motion for a mistrial must be timely. It is timely if it is made when the allegedly objectionable statements were made." (citations omitted)); State v. Shafer, 222 Or. 230, 235, 351 P.2d 941 (1960) ("The time to move for a mistrial is when the allegedly prejudicial act occurs, not after the incident has been allowed to pass by, for then it is too late for the trial judge to caution the jury and mend the harm.").

In this instance, defendant moved for a mistrial immediately after he finished discussing with the judge the hearsay rulings and after he conferred with his legal advisers. The discussion that took place after the prosecutor's disputed comment, but before defendant's motion for a mistrial, encompassed less than two pages of the trial transcript. In the period of time between the prosecutor's comment and defendant's motion, there was no significant lapse of time, no additional testimony, no recess, and no discussion of another issue. A motion for We now must determine whether the trial court committed an error when it denied defendant's motion for a mistrial.

mistrial made in those circumstances is timely.

" 'A motion for mistrial is "addressed to the sound discretion of the trial judge," who is in the best position to assess and to rectify the potential prejudice to the defendant.' State v. Farrar, 309 Or. 132, 164, 786 P.2d 161 (quoting State v. Jones, 242 Or. 427, 433, 410 P.2d 219 (1966)[) ], cert den 498 U.S. 879 [111 S.Ct. 212, 112...

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