State v. Moran

• Decision Date: 18 March 2015
• Docket Number: No. 27112.,27112.
• Citation: 862 N.W.2d 107
• Court: South Dakota Supreme Court
• Parties: STATE of South Dakota, Plaintiff and Appellee, v. Brandon Lewis MORAN, Defendant and Appellant.

862 N.W.2d 107

STATE of South Dakota, Plaintiff and Appellee

v.Brandon Lewis MORAN, Defendant and Appellant.

No. 27112.

Supreme Court of South Dakota.

Considered On Briefs Feb. 17, 2015.

Decided March 18, 2015.

Marty J. Jackley, Attorney General, Caroline Srstka, Assistant Attorney General, Pierre, South Dakota, Attorneys for plaintiff and appellee.

Steven R. Smith, Chamberlain, South Dakota, Attorney for defendant and appellant.

Opinion

WILBUR, Justice.

[¶ 1.] Brandon Moran appeals his conviction for possession of methamphetamine (meth). We affirm.

Background

[¶ 2.] On January 17, 2014, Officer Brian Biehl observed a motor vehicle, with no front license plate, exceeding the speed limit on I–90 in Lyman County. Officer Biehl activated his lights and siren and followed the vehicle for several miles. Eventually, Officer Biehl called State Radio to report the pursuit. After following the vehicle for five miles, the driver finally pulled over. Moran was sitting in the passenger seat. Moran's girlfriend, Michelle Menard, was sitting in the driver's seat, and Moran's friend, Adam Stoneman, was sitting in the back seat.

[¶ 3.] Officer Biehl ordered each of the occupants to exit the vehicle. He then handcuffed and searched them. Officer Biehl found a 9mm bullet and 20 to 30 empty jeweler baggies commonly used to distribute controlled substances in Stoneman's right pocket. In the vehicle, Officer Biehl found a digital scale, approximately one-eighth ounce of meth, and two firearms. One firearm was found partially hidden under the driver's seat, while the other firearm was found in a bag of clothes. Officer Biehl searched Moran's coat, which was located in the vehicle, and found a small jeweler baggie containing a white powder residue. The substance was never tested.

[¶ 4.] Moran, Menard, and Stoneman were ordered to sit on the ground until additional law enforcement officers arrived at the scene. When the officers arrived, Officer Biehl asked Moran, Menard, and Stoneman to stand up. As Moran stood up, a glass pipe, typically used for smoking meth, fell from his person to the ground. Moran stepped on the pipe. Officer Biehl examined the glass pipe and observed white residue. The residue field tested positive for meth.

[¶ 5.] Moran was arrested and charged with possession of meth in violation of SDCL 22–42–5, possession with intent to distribute in violation of SDCL 22–42–2, and possession of a firearm by a felon in violation of SDCL 22–14–15.1. The State also filed a part II information under SDCL 22–7–7. The part II information was based on two prior felony convictions for attempted first-degree robbery and possession of a controlled substance.

[¶ 6.] An arraignment on the charged offenses was held on February 24, 2014. The parties informed the court that they had reached a plea agreement. As part of the agreement, Moran agreed to plead guilty to possession of meth. The State agreed to dismiss the two remaining charges and the part II information. The State further indicated that as part of the plea agreement, although SDCL 22–6–11 provides for presumptive probation, the State intended to argue that “this is not a presumptive probation situation.”^* The court advised Moran that the maximum penalty for possession of meth is five years in the South Dakota State Penitentiary and a $10,000 fine. Moran responded that he understood the maximum penalty.

[¶ 7.] The circuit court conducted a sentencing hearing on May 19, 2014. Moran acknowledged at the hearing that he had read his presentence report and he did not have any additions or corrections to the report. At the hearing, the State argued that the presumptive probation under SDCL 22–6–11 should be ignored, and, that due to the facts of the case, the court should sentence Moran to the penitentiary. The court concluded that Moran posed a significant risk to the public, and aggravating circumstances warranted departure from the presumptive probation under SDCL 22–6–11. The aggravating circumstances were based on information found in the presentence report. The court sentenced Moran to five years in the penitentiary.

Moran appeals and raises the following two issues:

1. Whether Moran entered his guilty plea voluntarily, knowingly, and intelligently.

2. Whether Moran's sentence was grossly disproportionate to the offense committed.

Analysis

[¶ 8.] 1. Whether Moran entered his guilty plea voluntarily, knowingly, and intelligently.

[¶ 9.] Moran argues that he did not enter a voluntary, knowing, and intelligent guilty plea. Moran claims that he entered his guilty plea on the mistaken belief that he would receive a sentence of probation under SDCL 22–6–11. Moran alleges that he received no warning, and, consequently, he had no reason to know, that the circuit court was going to find aggravating circumstances allowing for departure from the presumptive probation. It is the position of Moran that SDCL 22–6–11 must be interpreted to require the circuit court to give notice of its intent to depart from the presumptive probation prior to the sentencing hearing. Otherwise, according to Moran, defense counsel is denied an opportunity to prepare argument and present evidence in mitigation of the aggravating circumstances.

[¶ 10.] We first address whether a circuit court must notify a defendant prior to sentencing that it intends to depart from the presumptive sentencing under SDCL 22–6–11. Statutory interpretation is reviewed de novo. In re Taliaferro, 2014 S.D. 82, ¶ 6, 856 N.W.2d 805, 806 (quoting In re Estate of Ricard, 2014 S.D. 54, ¶ 8, 851 N.W.2d 753, 755). SDCL 22–6–11 provides:

The sentencing court shall sentence an offender convicted of a Class 5 or Class 6 felony, except those convicted under §§ 22–11A–2.1, 22–18–1, 22–18–1.05, 22–18–26, 22–19A–1, 22–19A–2, 22–19A–3, 22–19A–7, 22–19A–16, 22–22A–2, 22–22A–4, 22–24A–3, 22–22–24.3, 22–24–1.2, 22–24B–2, 22–24B–12, 22–24B–12.1, 22–24B–23, 22–42–7, subdivision 24–2–14(1), 32–34–5, and any person ineligible for probation under § 23A–27–12, to a term of probation. The sentencing court may impose a sentence other than probation if the court finds aggravating circumstances exist that pose a significant risk to the public and require a departure from presumptive probation under this section. If a departure is made, the judge shall state on the record at the time of sentencing the aggravating circumstances and the same shall be stated in the dispositional order. Neither this section nor its application may be the basis for establishing a constitutionally protected liberty, property, or due process interest.

The plain language of SDCL 22–6–11 does not support Moran's argument. The statute contains no explicit language requiring the procedure Moran asserts. Rather, the statute sets out a procedure requiring a circuit court to “state on the record at the time of sentencing the aggravating circumstances and the same shall be stated in the dispositional order.” Id. (emphasis added). There is no requirement that the court must notify a defendant before the sentencing hearing that it intends to depart from presumptive probation under SDCL 22–6–11.

[¶ 11.] This conclusion is further supported in our recent decision, State v. Hernandez, 2014 S.D. 16, 845 N.W.2d 21. In Hernandez, the defendant pleaded guilty to driving under the influence and an amended part II information, charging a fourth offense DUI. 2014 S.D. 16, ¶ 6, 845 N.W.2d at 22. The sentencing court identified aggravating circumstances and, consequently, departed from the presumptive probation in SDCL 22–6–11. Id. ¶ 9. On appeal, we held that the record demonstrated that the court complied with the dictates of SDCL 22–6–11 because the “court found the existence of aggravating circumstances and made its findings on the record at the sentencing hearing[.]” Id. ¶ 12, 845 N.W.2d at 23. Thus, neither Hernandez nor the plain language of SDCL 22–6–11 support Moran's interpretation that the statute requires an additional procedural step that the circuit court must provide notice of its intent to depart from the presumptive probation. See id.

[¶ 12.] Moreover, the record establishes that, in this case, the circuit court complied with the requirements of SDCL 22–6–11. As in Hernandez, the court found the existence of aggravating circumstances during the sentencing hearing and made its findings on the record. See 2014 S.D. 16, ¶ 12, 845 N.W.2d at 23. The court found the following aggravating circumstances: possession of meth was Moran's third felony in eight years; Moran's two prior felonies were attempted first-degree robbery and possession of a controlled substance; Moran had a history of failing to comply with conditional release; Moran violated probation on each of his two previous felony convictions; Moran committed the underlying felony while on probation for his prior felony possession of a controlled substance conviction; Moran had previously participated in three treatment programs; and two firearms, drugs, and drug paraphernalia were found in the vehicle at the time of Moran's arrest.

[¶ 13.] Next, we address Moran's argument as to whether he entered his plea knowingly, voluntarily, and intelligently. To satisfy due process, the circuit court must comply with certain constitutional and procedural requirements. Legrand v. Weber, 2014 S.D. 71, ¶ 13, 855 N.W.2d 121, 126. By pleading guilty, a defendant gives up the right against self-incrimination, the right to confront witnesses, and the right to a trial by jury. Boykin v. Alabama, 395 U.S. 238, 243, 89 S.Ct. 1709, 1712, 23 L.Ed.2d 274 (1969). “ ‘The record must show in some manner that the defendant understood his rights in order for the defendant's plea to be entered intelligently and voluntarily.’ ” State v. Outka, 2014 S.D. 11, ¶ 32, 844 N.W.2d 598, 607 (quoting State v. Apple, 2008 S.D. 120, ¶ 10, 759 N.W.2d 283, 287).

[¶ 14.] We have previously said that “codified criminal procedural rules act ‘to ensure that guilty pleas and pleas of nolo contendere are...