State v. Rhodes, No. C7-03-80.
Decision Date | 04 March 2004 |
Docket Number | No. C7-03-80. |
Citation | 675 N.W.2d 323 |
Parties | STATE of Minnesota, Appellant, v. Johnnie Lee RHODES, Respondent. |
Court | Minnesota Supreme Court |
Mike Hatch, Attorney General, St. Paul, MN, and Amy Klobuchar, Hennepin County Attorney, Michael Richardson, Assistant County Attorney, Minneapolis, MN, for Appellant.
John M. Stuart, State Public Defender, Mark F. Anderson, Assistant Public Defender, Minneapolis, MN, for Respondent.
Heard, considered, and decided by the court en banc.
We are asked to extend the holding in State v. Wukawitz, 662 N.W.2d 517, 520 (Minn.2003), to allow a defendant to withdraw his guilty plea or the court to modify the sentence where a mandatory conditional release term is not included in the maximum executed sentence described in the defendant's plea petition but the defendant is on notice of the state's intention to seek the term before sentencing and fails to object to its inclusion in the sentence. The court of appeals applied Wukawitz to hold that the plea was not intelligently entered and the sentence must be modified. We reverse.
Respondent Johnnie Lee Rhodes was charged with first-degree criminal sexual conduct under Minn.Stat. § 609.342, subd. 1(f)(i) and subd. 2 (1998). On May 19, 1999, pursuant to a plea agreement with the state, Rhodes pleaded guilty. The written plea petition reflected agreement to a maximum executed sentence of 105 months and made no reference to the mandatory conditional release period required of sex offenders by Minn.Stat. § 609.109, subd. 7(a) (1998). The conditional release term was not discussed at the plea hearing.
On June 8, 1999, the Presentence Investigation report was issued. Its face sheet included a reference to "Conditional Release: 5 Years" and it concluded with the following "Recommendation":
It is the recommendation of this Officer that the Court accept the proposed plea negotiation and sentence the defendant to 105 months commitment to the Commissioner of Corrections with jail credit of 270 days. It is further the recommendation of this Officer that the defendant be ordered to pay restitution to the victim's family for their out-of-pocket expenses. As this is a sex offense, he is subject to the provision of a specimen for DNA analysis, registration as a convicted sex offender, and a five year Conditional Release period upon his release from custody.
At the sentencing hearing held on June 17, 1999, the state presented the plea agreement and specifically stated to the court that, "along with a prison sentence, Rhodes would be sentenced to a five-year period of conditional release." Neither Rhodes nor his counsel objected to this statement and, when later given an opportunity to speak, neither Rhodes nor his counsel made any statement concerning the plea agreement or the conditional release term. When the district court sentenced defendant, the court stated that Rhodes was subject to the 5-year conditional release term and said "so you'll be on the five-year conditional release after you get out of prison." The court then asked Rhodes if there were any questions or anything that the court had missed and Rhodes' counsel answered, "No, your Honor." The judgment roll included the 5-year conditional release term.
In reaching its decision, the postconviction court relied upon an unpublished court of appeals opinion, State v. Norris, No. CX-01-1834, 2002 WL 485292, at *3 (Minn. App. April 2, 2002) ( ).
Rhodes appealed to the court of appeals, which held that the postconviction court abused its discretion by not modifying Rhodes' sentence. The court of appeals concluded that Rhodes "did not intelligently enter his plea because he did not know all the direct consequences of his plea." Rhodes v. State, No. C7-03-80, 2003 WL 21452143, at *4 (Minn.App. June 24, 2003). The court, mistakenly believing that Rhodes "does not ask to withdraw his guilty plea," granted Rhodes' alternative request that the "conditional release be modified so that it is concurrent and coterminous with his supervised release, but so that [Rhodes] would remain incarcerated until the normal supervised release date." Id. at *2, *4.
The court of appeals noted that different panels of the court of appeals have reached differing conclusions as to whether postconviction relief is appropriate under these circumstances. Id. at *3 n. 2 ( ). We granted the state's petition for further review.
We review a postconviction court's decision to deny relief under an abuse of discretion standard. Dukes v. State, 621 N.W.2d 246, 251 (Minn.2001). Determining what the parties agreed to in a plea bargain is a factual inquiry for the postconviction court to resolve. Kochevar v. State, 281 N.W.2d 680, 687 (Minn.1979). But interpretation and enforcement of plea agreements involve issues of law that we review de novo. State v. Brown, 606 N.W.2d 670, 674 (Minn.2000).
A criminal defendant does not have an absolute right to withdraw a guilty plea once it is entered. Perkins v. State, 559 N.W.2d 678, 685 (Minn.1997). Rather, Minn. R.Crim. P. 15.05, subd. 1, provides that "[t]he court shall allow a defendant to withdraw a plea of guilty upon a timely motion and proof to the satisfaction of the court that withdrawal is necessary to correct a manifest injustice." A manifest injustice exists if the plea is not accurate, voluntary and intelligent. Perkins, 559 N.W.2d at 688; see also ABA Standards for Criminal Justice, Pleas of Guilty 14-2.1.(b)(i)(c) (3d ed. 1999) ( ).
In a series of seven cases, we have considered issues concerning the addition of the conditional release term after the sentence has already been imposed. See Wukawitz, 662 N.W.2d at 523-25
(discussing previous cases). In situations where the addition of the conditional release term would result in a sentence that exceeded the maximum executed sentence agreed to in the plea bargain, we have held that the addition of the conditional release term violates the plea agreement. See, e.g., State v. Jumping Eagle, 620 N.W.2d 42, 44 (Minn.2000). But in each of those cases, the conditional release term was not mentioned at the sentencing hearing or included in the initial sentence. See, e.g., Wukawitz, 662 N.W.2d at 529 ().
The state essentially advances two arguments in support of its contention that the present facts do not produce a manifest injustice and that Rhodes is not entitled to postconviction relief. First, the state argues that the postconviction court did not abuse its discretion in determining that Rhodes' plea was intelligent because Rhodes was aware of the conditional release term. Second, the state argues that because Rhodes did not object to the conditional release term or move to withdraw his guilty plea when the conditional release term was imposed at sentencing, he waived his right to claim that the addition of the conditional release term was a breach of the plea agreement.
Rhodes argues that his decision to plead guilty was not intelligent because he was not informed about the mandatory period of conditional release at the time that he entered his guilty plea. Rhodes argues that the focus in ascertaining the validity of a guilty plea should be on what the defendant knew at the time he decided to plead guilty, not what he may have subsequently learned from the presentence investigation report or at the sentencing hearing.
We agree with the state that the postconviction court did not abuse its discretion in determining that Rhodes' plea was intelligently made. First, at both the time of his plea and of sentencing, Rhodes was on notice that the conditional release term for sex offenders was mandatory and could not be waived by the district court. The statutory requirement of a conditional release term was added in 1992, years before Rhodes entered his plea. Second, we recognized the mandatory nature of conditional release terms in State v. Humes, 581 N.W.2d 317, 319 (Minn.1998), and ...
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...court to resolve," but any interpretation and enforcement of agreements involving issues of law are reviewed de novo. State v. Rhodes, 675 N.W.2d 323, 326 (Minn.2004). We review a postconviction court's decision to deny relief for an abuse of discretion. Dukes v. State, 621 N.W.2d 246, 251 ......
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